| CME |
Revisions to Rule 411 to clarify that appeals from decisions rendered by the Business Conduct Committee must be submitted in writing and include the grounds for the appeal and the specific impropriety of the original decision. CME/CBOT/NYMEX #11-411 |
11/10/2011 |
Certified |
11/29/2011 |
|
1 |
| CBOT |
Revisions to Rule 411 to clarify that appeals from decisions rendered by the Business Conduct Committee must be submitted in writing and include the grounds for the appeal and the specific impropriety of the original decision. CME/CBOT/NYMEX #11-411 |
11/10/2011 |
Certified |
11/29/2011 |
|
1 |
| NYMEX |
Revisions to Rule 411 to clarify that appeals from decisions rendered by the Business Conduct Committee must be submitted in writing and include the grounds for the appeal and the specific impropriety of the original decision. CME/CBOT/NYMEX #11-411 |
11/10/2011 |
Certified |
11/29/2011 |
|
1 |
| NYMEX |
Implementing a Cross-Venue Incentive Program in support of certain NYMEX and COMEX energy and metals products. NYMEX/COMEX #11-416 |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| COMEX |
Implementing a Cross-Venue Incentive Program in support of certain NYMEX and COMEX energy and metals products. NYMEX/COMEX #11-416 |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| NYMEX |
Supplemental information relating to the NYMEX/COMEX Energy and Metals Products Cross-Venue Incentive Program. 11-416S |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| COMEX |
Supplemental information relating to the NYMEX/COMEX Energy and Metals Products Cross-Venue Incentive Program. 11-416S |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| CBOT |
Modifications to the CBOT Market Maker Program for 2-Year, 5-Year and 10-Year On-The-Run Treasury Futures. CBOT #11-415 |
11/14/2011 |
Certified |
11/30/2011 |
|
2 |
| CBOT |
Implementing a Fee Waiver Program in support of On-The-Run Treasury Futures products traded on Globex. CBOT #11-418 |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| CME |
Implementing a Fee Waiver Program in support of Sovereign Yield Spread Futures products traded on Globex. CME #11-417 |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| NYMEX |
Implementing a Cross Venue Incentive Program for certain NYMEX energy products, including those that are traded on the CME Globex Platform. NYMEX #11-420 |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| NYMEX |
Additional Supplemental Information Relating to the Non-Member Cross-Venue Incentive Program for NYMEX Energy Products. NYMEX #11-420S |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| NYMEX |
Implementing a Cross-Venue Incentive Program in support of certain NYMEX and COMEX energy and metals products. NYMEX/COMEX #11-422 |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| COMEX |
Implementing a Cross-Venue Incentive Program in support of certain NYMEX and COMEX energy and metals products. NYMEX/COMEX #11-422 |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| NYMEX |
Additional supplemental information relating to the Cross-Venue Energy and Metals Products Incentive Program for High Volume Contributors. NYMEX/COMEX #11-422S |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| COMEX |
Additional supplemental information relating to the Cross-Venue Energy and Metals Products Incentive Program for High Volume Contributors. NYMEX/COMEX #11-422S |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| OCX |
Revisions to Rules 510 and 605 to update referenced organization name from NASD to FINRA and AMEX to NYSE AMEX. |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| CME |
Implementation of an Incentive Program in support of certain agricultural, energy and metals products traded on Globex ("LACIP") Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #11-427 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| CBOT |
Implementation of an Incentive Program in support of certain agricultural, energy and metals products traded on Globex ("LACIP") Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #11-427 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| NYMEX |
Implementation of an Incentive Program in support of certain agricultural, energy and metals products traded on Globex ("LACIP") Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #11-427 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| COMEX |
Implementation of an Incentive Program in support of certain agricultural, energy and metals products traded on Globex ("LACIP") Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #11-427 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| CME |
Implementation of an Incentive Program for banks in the Latin America region ("LABIP"). CME/CBOT/NYMEX/COMEX #11-428 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| CBOT |
Implementation of an Incentive Program for banks in the Latin America region ("LABIP"). CME/CBOT/NYMEX/COMEX #11-428 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| NYMEX |
Implementation of an Incentive Program for banks in the Latin America region ("LABIP"). CME/CBOT/NYMEX/COMEX #11-428 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| COMEX |
Implementation of an Incentive Program for banks in the Latin America region ("LABIP"). CME/CBOT/NYMEX/COMEX #11-428 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| CME |
Implementation of an Incentive Program for Fund Management Firms in the Latin America region. CME/CBOT/NYMEX/COMEX #11-429 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| CBOT |
Implementation of an Incentive Program for Fund Management Firms in the Latin America region. CME/CBOT/NYMEX/COMEX #11-429 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| NYMEX |
Implementation of an Incentive Program for Fund Management Firms in the Latin America region. CME/CBOT/NYMEX/COMEX #11-429 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| COMEX |
Implementation of an Incentive Program for Fund Management Firms in the Latin America region. CME/CBOT/NYMEX/COMEX #11-429 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| CME |
Implementation of an Incentive Program for banks in the Asia-Pacific region ("AIP"). CME/CBOT/NYMEX/COMEX #11-430 |
11/17/2011 |
Certified |
12/05/2011 |
|
1 |
| CBOT |
Implementation of an Incentive Program for banks in the Asia-Pacific region ("AIP"). CME/CBOT/NYMEX/COMEX #11-430 |
11/17/2011 |
Certified |
12/05/2011 |
|
1 |
| NYMEX |
Implementation of an Incentive Program for banks in the Asia-Pacific region ("AIP"). CME/CBOT/NYMEX/COMEX #11-430 |
11/17/2011 |
Certified |
12/05/2011 |
|
1 |
| COMEX |
Implementation of an Incentive Program for banks in the Asia-Pacific region ("AIP"). CME/CBOT/NYMEX/COMEX #11-430 |
11/17/2011 |
Certified |
12/05/2011 |
|
1 |
| ICE US |
Amendments to its Block Trading Procedures to allow Block Trades to be executed in the Exchange's new Russian-ruble/US dollar Cash Settled Currency Futures Contract. ICE US #11-84 |
11/18/2011 |
Certified |
12/05/2011 |
|
1 |
| CME |
Revisions to Rule 539.C - the waiting period has been reduced from 15 to 5 seconds between the entry on CME Globex of a Request Quote and a Request for Cross order in CME/CBOT interest rate options. CME/CBOT/NYMEX/COMEX #11-419 |
11/18/2011 |
Certified |
12/06/2011 |
|
1 |
| CBOT |
Revisions to Rule 539.C - the waiting period has been reduced from 15 to 5 seconds between the entry on CME Globex of a Request Quote and a Request for Cross order in CME/CBOT interest rate options. CME/CBOT/NYMEX/COMEX #11-419 |
11/18/2011 |
Certified |
12/06/2011 |
|
1 |
| NYMEX |
Revisions to Rule 539.C - the waiting period has been reduced from 15 to 5 seconds between the entry on CME Globex of a Request Quote and a Request for Cross order in CME/CBOT interest rate options. CME/CBOT/NYMEX/COMEX #11-419 |
11/18/2011 |
Certified |
12/06/2011 |
|
1 |
| COMEX |
Revisions to Rule 539.C - the waiting period has been reduced from 15 to 5 seconds between the entry on CME Globex of a Request Quote and a Request for Cross order in CME/CBOT interest rate options. CME/CBOT/NYMEX/COMEX #11-419 |
11/18/2011 |
Certified |
12/06/2011 |
|
1 |
| CME |
Removal of Foreign Exchange ("FX") Options on Futures "Trading Halt" Rules, When Underlying FX Futures are Locked at a Price Limit. CME #11-434 |
11/21/2011 |
Certified |
12/07/2011 |
|
1 |
| CME |
Implementation of a Market Making Program for certain E-mini SmallCap futures and E-mini S&P Select Sector futures contracts that are traded on Globex. CME #11-444 |
11/23/2011 |
Certified |
12/09/2011 |
|
1 |
| NFX |
Amendments to NFX Fee Schedule. NFX #2011-13 |
11/25/2011 |
Certified |
12/12/2011 |
|
1 |
| GREENX |
Amending existing "Early Adopter" liquidity provider program for European Union Allowance (EUA) and Certified Emission Reduction (CER) contracts in accordance with GreenX Rule 544. GREENX #2011-26 |
11/28/2011 |
Certified |
12/12/2011 |
|
1 |
| CME |
Implementing a non-member fee discount for Foreign Exchange ("FX") Options traded on the Globex platform. CME #11-449 |
11/28/2011 |
Certified |
12/13/2011 |
|
1 |
| CME |
Modifications to the CME FX Futures Cross Currency Liquidity Currency Market Making Program. CME #11-447 |
11/28/2011 |
Certified |
12/13/2011 |
|
2 |
| CME |
Implementing an incentive program in support of E-mini Equity options products traded on the CME Globex platform. CME #11-506 |
12/14/2011 |
Withdrawn |
12/14/2011 |
|
2 |
| CME |
Implementation of a general Fee Waiver Program for FX Realized Volatility futures traded on the CME Globex platform. CME #11-456 |
11/29/2011 |
Certified |
12/14/2011 |
|
1 |
| CBOT |
Modifications to the E-mini Dow Market Maker Program for Overnight Trading Hours. CBOT #11-458 |
11/29/2011 |
Certified |
12/14/2011 |
|
1 |
| NYMEX |
Implementing a Fee Waiver Program in support of Brent 25-Day Futures contracts traded on Globex. NYMEX #11-440 |
11/29/2011 |
Certified |
12/14/2011 |
|
1 |
| NYMEX |
Planning to implement an incentive program in support of the new NYMEX Brent 25-Day contract that is traded on the CME Globex Platform, or cleared by the Clearing House. NYMEX #11-459 |
11/29/2011 |
Certified |
12/14/2011 |
|
1 |
| CBOT |
Implementation of a Market Making Program for certain Interest Rate Swap Futures contracts. CBOT #11-442 |
11/30/2011 |
Certified |
12/14/2011 |
|
1 |
