| USFE |
Adopts maximum order size, error trade and block trade rules governing trading of futures on Foreign Exchange ("FX") Spot Equivalent Futures ("SEF") Contracts. USFE #07-09 |
09/19/2007 |
Certified |
09/28/2007 |
|
1 |
| CBOT |
Establishes temporary membership privileges (ending Sept. 30, 2008) with respect to covered option spreads in Denatured Fuel Ethanol contracts for holders of CBOT Series B-4(IDEM) Membership. CBOT #2830.01 |
09/28/2007 |
Certified |
09/28/2007 |
|
1 |
| CME |
Provides a Regulatory Advisory updating requirements for workstation operator identifiers on CME Globex Orders entered through CME iLink Connections. CME #07-66 |
08/21/2007 |
Certified |
10/01/2007 |
|
1 |
| USFE |
Provides maximum order size, error trade provisions, block minimum size, and EFP rule for certain Morningstar Stock Price Indexes. USFE #07-10 |
09/26/2007 |
Certified |
10/03/2007 |
|
1 |
| CME |
Increases Threshold for Minimum Block Trade Size in Wood Pulp Futures and Options Contracts. CME #07-84 |
09/27/2007 |
Certified |
10/04/2007 |
|
1 |
| CBOT |
Revises opening day trading hours for CBOT Denatured Fuel Ethanol options. CBOT #2835.01 |
10/04/2007 |
Certified |
10/04/2007 |
|
1 |
| CME |
Adopts a block trade minimum size for a battery of futures and option contracts based on the S&P/GRA Commercial Real Estate Indicies (SPCREX). CME #07-82 |
09/21/2007 |
Certified |
10/05/2007 |
|
1 |
| CME |
Provides a No-Bust Range and Minimum Block Trade Size for E-mini MSCI Emerging Markets Index Futures. CME #07-80 |
09/27/2007 |
Certified |
10/05/2007 |
|
1 |
| CBOT |
Designates minimum block size threshold of 10 contracts on an outright basis for CBOT Denatured Fuel Ethanol futures. CBOT #2826.01 |
09/27/2007 |
Certified |
10/08/2007 |
|
1 |
| CME |
Provides a bock trade minimum size for a new contract - Commodity Excess Return Futures (CERFs). CME #07-55 |
07/23/2007 |
Certified |
10/10/2007 |
|
1 |
| CBOT |
Codifies the e-cbot price adjustment level for CBOT Denatured Fuel Ethanol options in the e-cbot Error Trade Policy. CBOT #2837.01 |
10/10/2007 |
Certified |
10/10/2007 |
|
1 |
| CBOT |
Establishes an ex-pit surcharge applicable to OTC Cash-Settled Ethanol options. CBOT #2838.01 |
10/10/2007 |
Certified |
10/10/2007 |
|
1 |
| CBOT |
Corrects trading hours for trade date October 5, 2007 trading hours for Denatured Fuel Ethanol options (9:30am to 1:15pm Central Time). CBOT #2835.02 |
10/09/2007 |
Certified |
10/11/2007 |
|
1 |
| NYMEX |
Expands the Exchange Options Market Maker Program to include the Copper Options contract. NYMEX #07-111 |
10/11/2007 |
Certified |
10/11/2007 |
|
1 |
| ICE US |
Authorizes Electronic Trading in All Contracts from the Trading Floor by all Permit Holders, and Conforms Trading Floor Procedures to Side-By-Side Electronic Trading. NYBOT No 07-3 |
01/25/2007 |
Certified |
10/12/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Requires a clerical employee of a Floor Member to have a unique log-in identification in order to submit electronic orders for the Floor Member. ICE US #07-60 |
10/10/2007 |
Certified |
10/12/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Clarifies that a Registered Operator who is a clerk employed by a floor member may not enter orders for an account in his own name or any account in which he has a direct or indirect interest. ICE US Supplemental 07-60 |
10/11/2007 |
Certified |
10/12/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NYMEX |
Revises NYMEX OTC Broker Incentive Program for NYMEX ClearPort Clearing NYMEX #07.112 |
10/12/2007 |
Certified |
10/12/2007 |
|
1 |
| CFE |
Updates the CFE Fee Schedule. CFE #2007-12 |
10/15/2007 |
Certified |
10/15/2007 |
|
1 |
| ICE US |
Corrects the Sugar No. 14 closing time on the last trading day. Amended ICE US #07-62 |
10/16/2007 |
Certified |
10/18/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Provides minimum volume threshold for Block Trades and Board Resolutions waiving grading fees, as well as terms and conditionsfor trading Robusta Coffee futures and options contracts. ICE US #07-56 |
09/12/2007 |
Certified |
10/19/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Deletes the Margin Committee's authority to establish the rates. Requires Member Firms to collect the margin applicable to such arbitrage positions. ICE US #07-64 |
10/17/2007 |
Certified |
10/22/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| USFE |
Updates Notification and Certification of change in ownership of U.S. Futures Exchange, effective as of July 1, 2007. |
09/07/2007 |
Certified |
10/22/2007 |
|
2 |
| NFX |
Provides Notice to Members concerning resolution of inconsistencies among PBOT governance documents regarding preferred membership shares. PBOT Number 2007-16 |
08/30/2007 |
Certified |
10/24/2007 |
|
1 |
| NFX |
Provides Notice to Members concerning resolution among governance documents of PBOT preferred membership shares. PBOT Number 2007-17. |
08/29/2007 |
Certified |
10/24/2007 |
|
1 |
| NFX |
Provides Notice to Members concerning Membership Dues and Seat Transfer Fees. PBOT Number 2007-18 |
08/29/2007 |
Certified |
10/24/2007 |
|
1 |
| NFX |
Provides notice of cessation of IKON Market Maker status (see SR-PBOT-2007-14). #SR-PBOT-2007-21 |
10/25/2007 |
Certified |
11/01/2007 |
|
1 |
| USFE |
Adopts a market experience pilot program to promote the trading of its Foreign Exchange Spot Equivalent Futures Contracts. USFE #07-11 |
10/31/2007 |
Certified |
11/01/2007 |
|
1 |
| ICE US |
Amends rules to allow exchange staff to act upon membership applications rather than the Membership Committee; and permits service of papers upon a Member by express courier to accommodate the global nature of Exchange membership. ICE US #07-55 |
09/12/2007 |
Certified |
11/01/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Clarifies certain fee discounts that became applicable as result of the acquisition of the Exchange by the IntercontinentalExchange, Inc. NYBOT #07-48 |
08/17/2007 |
Certified |
11/02/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| KCBT |
Amends SRO Goverance Rule to Achieve Compliance with the Commission's Core Principle 15 "Safe Harbor" Acceptable Practices Provisions. |
10/25/2007 |
Approved |
11/05/2007 |
|
1 |
| ICE US |
Provides for an Emerging Areas Market Maker Program; Delists Reuters Jefferies CRB Futures Price Index Futures and Options Contracts ICE US #07-66 |
10/31/2007 |
Certified |
11/05/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CBOT |
Provides holiday-related trading schedule changes for November 23 and December 24, 2007, and notification of harmonization of trading hours for CME Group Globex, effective January 2008. CBOT # 2844.01 |
11/05/2007 |
Certified |
11/05/2007 |
|
1 |
| CBOT |
Establishes e-cbot electronic trading hours for CBOT mini-sized agricultural futures to run concurrently with the daytime open auction trading hours for these contracts (i.e., 9:30 a.m. to 1:45 p.m. Chicago time). CBOT #2845.01 |
11/05/2007 |
Certified |
11/05/2007 |
|
1 |
| KCBT |
Adopts SRO goverance rule changes to achieve compliance with the Commission's Core Principle 15 "safe harbor" acceptable practices provisions. |
09/20/2007 |
Approved |
11/05/2007 |
|
1 |
| ICE US |
Eliminates the open outcry trading floor trading session for Sugar No 14 futures contracts and eliminate references to Pulp futures. Codifies calendar spread orders for Robusta Coffee & Pulp futures on the ICE Electronic Platform. ICE US #07-62 |
10/15/2007 |
Certified |
11/06/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NYMEX |
Changes the participation requirements for the Appeals Committee by requiring a minimum of one Public Committee Member to serve on the Appeals Committee, and any Panel thereof. NYMEX #07.114 |
10/31/2007 |
Certified |
11/07/2007 |
|
1 |
| ICE US |
Amends the procedures for reporting and submitting EFP/EFS transactions. ICE US #07-63. |
10/15/2007 |
Certified |
11/07/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Introduces an Options Market Maker Program and amends Rule 2.23(a) to explicitly state the purpose for leasing a membership. ICE US #07-51 |
09/06/2007 |
Certified |
11/13/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NYMEX |
Changes in the Composition of the Finance Committee NYMEX #07.115 |
10/30/2007 |
Certified |
11/14/2007 |
|
1 |
| ICE US |
Provides procedures for reporting and submitting EFP/EFS transactions. ICE US #07-69 |
11/19/2007 |
Certified |
11/19/2007 |
|
1 |
| NFX |
Provides Notice to Members regarding the 2008 Holiday Schedule. PBOT #2007-23 |
11/19/2007 |
Certified |
11/19/2007 |
|
1 |
| NFX |
Provides Notice to Members Regarding 2008 Holiday Schedule. PBOT #2007-23 |
11/20/2007 |
Certified |
11/20/2007 |
|
1 |
| NYMEX |
Removes references to IXA (Inter-Exchange Arbitrage Transactions) since IXA trades have been discontinued. NYMEX #07.121 |
11/20/2007 |
Certified |
11/20/2007 |
|
1 |
| NYMEX |
Returns the layout of the Rule regarding the automatic fine schedule for speculative limit violations back to its original tabular form. NYMEX #07.124 |
11/20/2007 |
Certified |
11/20/2007 |
|
1 |
| NYMEX |
Amends Rules regarding Errors and Ommissions in Handling Orders on Globex. NYMEX #07.125 |
11/20/2007 |
Certified |
11/20/2007 |
|
1 |
| CME |
Allows trading in options on E-mini S&P 500 futures via open outcry in a specific spread trade against regular options on S&P 500 futures. CME #07-95 |
11/15/2007 |
Certified |
11/21/2007 |
|
1 |
| NYMEX |
Outlines streamlined procedures for processing transfer trades, especially where transfer of positions between accounts held by separate entities which have 100% common ownership. NYMEX #07.128 |
11/20/2007 |
Certified |
11/26/2007 |
|
1 |
| NYMEX |
Clarifies that multiple accounts of the same customer may be aggregated in order to meet the minimum quantity threshold for Block Trades. NYMEX #07.127 |
11/20/2007 |
Certified |
11/27/2007 |
|
1 |
| CBOT |
Modifies procedures for determining the daily settlement prices for CBOT 10 Year US Treasury Note options. CBOT #2840.01 |
10/15/2007 |
Certified |
11/28/2007 |
|
1 |
