Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
USFE Adopts maximum order size, error trade and block trade rules governing trading of futures on Foreign Exchange ("FX") Spot Equivalent Futures ("SEF") Contracts. USFE #07-09 09/19/2007 Certified 09/28/2007 1
CBOT Establishes temporary membership privileges (ending Sept. 30, 2008) with respect to covered option spreads in Denatured Fuel Ethanol contracts for holders of CBOT Series B-4(IDEM) Membership. CBOT #2830.01 09/28/2007 Certified 09/28/2007 1
CME Provides a Regulatory Advisory updating requirements for workstation operator identifiers on CME Globex Orders entered through CME iLink Connections. CME #07-66 08/21/2007 Certified 10/01/2007 1
USFE Provides maximum order size, error trade provisions, block minimum size, and EFP rule for certain Morningstar Stock Price Indexes. USFE #07-10 09/26/2007 Certified 10/03/2007 1
CME Increases Threshold for Minimum Block Trade Size in Wood Pulp Futures and Options Contracts. CME #07-84 09/27/2007 Certified 10/04/2007 1
CBOT Revises opening day trading hours for CBOT Denatured Fuel Ethanol options. CBOT #2835.01 10/04/2007 Certified 10/04/2007 1
CME Adopts a block trade minimum size for a battery of futures and option contracts based on the S&P/GRA Commercial Real Estate Indicies (SPCREX). CME #07-82 09/21/2007 Certified 10/05/2007 1
CME Provides a No-Bust Range and Minimum Block Trade Size for E-mini MSCI Emerging Markets Index Futures. CME #07-80 09/27/2007 Certified 10/05/2007 1
CBOT Designates minimum block size threshold of 10 contracts on an outright basis for CBOT Denatured Fuel Ethanol futures. CBOT #2826.01 09/27/2007 Certified 10/08/2007 1
CME Provides a bock trade minimum size for a new contract - Commodity Excess Return Futures (CERFs). CME #07-55 07/23/2007 Certified 10/10/2007 1
CBOT Codifies the e-cbot price adjustment level for CBOT Denatured Fuel Ethanol options in the e-cbot Error Trade Policy. CBOT #2837.01 10/10/2007 Certified 10/10/2007 1
CBOT Establishes an ex-pit surcharge applicable to OTC Cash-Settled Ethanol options. CBOT #2838.01 10/10/2007 Certified 10/10/2007 1
CBOT Corrects trading hours for trade date October 5, 2007 trading hours for Denatured Fuel Ethanol options (9:30am to 1:15pm Central Time). CBOT #2835.02 10/09/2007 Certified 10/11/2007 1
NYMEX Expands the Exchange Options Market Maker Program to include the Copper Options contract. NYMEX #07-111 10/11/2007 Certified 10/11/2007 1
ICE US Authorizes Electronic Trading in All Contracts from the Trading Floor by all Permit Holders, and Conforms Trading Floor Procedures to Side-By-Side Electronic Trading. NYBOT No 07-3 01/25/2007 Certified 10/12/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Requires a clerical employee of a Floor Member to have a unique log-in identification in order to submit electronic orders for the Floor Member. ICE US #07-60 10/10/2007 Certified 10/12/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Clarifies that a Registered Operator who is a clerk employed by a floor member may not enter orders for an account in his own name or any account in which he has a direct or indirect interest. ICE US Supplemental 07-60 10/11/2007 Certified 10/12/2007 On 09/03/07 NYBT was renamed ICE US 1
NYMEX Revises NYMEX OTC Broker Incentive Program for NYMEX ClearPort Clearing NYMEX #07.112 10/12/2007 Certified 10/12/2007 1
CFE Updates the CFE Fee Schedule. CFE #2007-12 10/15/2007 Certified 10/15/2007 1
ICE US Corrects the Sugar No. 14 closing time on the last trading day. Amended ICE US #07-62 10/16/2007 Certified 10/18/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Provides minimum volume threshold for Block Trades and Board Resolutions waiving grading fees, as well as terms and conditionsfor trading Robusta Coffee futures and options contracts. ICE US #07-56 09/12/2007 Certified 10/19/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Deletes the Margin Committee's authority to establish the rates. Requires Member Firms to collect the margin applicable to such arbitrage positions. ICE US #07-64 10/17/2007 Certified 10/22/2007 On 09/03/07 NYBT was renamed ICE US 1
USFE Updates Notification and Certification of change in ownership of U.S. Futures Exchange, effective as of July 1, 2007. 09/07/2007 Certified 10/22/2007 2
NFX Provides Notice to Members concerning resolution of inconsistencies among PBOT governance documents regarding preferred membership shares. PBOT Number 2007-16 08/30/2007 Certified 10/24/2007 1
NFX Provides Notice to Members concerning resolution among governance documents of PBOT preferred membership shares. PBOT Number 2007-17. 08/29/2007 Certified 10/24/2007 1
NFX Provides Notice to Members concerning Membership Dues and Seat Transfer Fees. PBOT Number 2007-18 08/29/2007 Certified 10/24/2007 1
NFX Provides notice of cessation of IKON Market Maker status (see SR-PBOT-2007-14). #SR-PBOT-2007-21 10/25/2007 Certified 11/01/2007 1
USFE Adopts a market experience pilot program to promote the trading of its Foreign Exchange Spot Equivalent Futures Contracts. USFE #07-11 10/31/2007 Certified 11/01/2007 1
ICE US Amends rules to allow exchange staff to act upon membership applications rather than the Membership Committee; and permits service of papers upon a Member by express courier to accommodate the global nature of Exchange membership. ICE US #07-55 09/12/2007 Certified 11/01/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Clarifies certain fee discounts that became applicable as result of the acquisition of the Exchange by the IntercontinentalExchange, Inc. NYBOT #07-48 08/17/2007 Certified 11/02/2007 On 09/03/07 NYBT was renamed ICE US 1
KCBT Amends SRO Goverance Rule to Achieve Compliance with the Commission's Core Principle 15 "Safe Harbor" Acceptable Practices Provisions. 10/25/2007 Approved 11/05/2007 1
ICE US Provides for an Emerging Areas Market Maker Program; Delists Reuters Jefferies CRB Futures Price Index Futures and Options Contracts ICE US #07-66 10/31/2007 Certified 11/05/2007 On 09/03/07 NYBT was renamed ICE US 1
CBOT Provides holiday-related trading schedule changes for November 23 and December 24, 2007, and notification of harmonization of trading hours for CME Group Globex, effective January 2008. CBOT # 2844.01 11/05/2007 Certified 11/05/2007 1
CBOT Establishes e-cbot electronic trading hours for CBOT mini-sized agricultural futures to run concurrently with the daytime open auction trading hours for these contracts (i.e., 9:30 a.m. to 1:45 p.m. Chicago time). CBOT #2845.01 11/05/2007 Certified 11/05/2007 1
KCBT Adopts SRO goverance rule changes to achieve compliance with the Commission's Core Principle 15 "safe harbor" acceptable practices provisions. 09/20/2007 Approved 11/05/2007 1
ICE US Eliminates the open outcry trading floor trading session for Sugar No 14 futures contracts and eliminate references to Pulp futures. Codifies calendar spread orders for Robusta Coffee & Pulp futures on the ICE Electronic Platform. ICE US #07-62 10/15/2007 Certified 11/06/2007 On 09/03/07 NYBT was renamed ICE US 1
NYMEX Changes the participation requirements for the Appeals Committee by requiring a minimum of one Public Committee Member to serve on the Appeals Committee, and any Panel thereof. NYMEX #07.114 10/31/2007 Certified 11/07/2007 1
ICE US Amends the procedures for reporting and submitting EFP/EFS transactions. ICE US #07-63. 10/15/2007 Certified 11/07/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Introduces an Options Market Maker Program and amends Rule 2.23(a) to explicitly state the purpose for leasing a membership. ICE US #07-51 09/06/2007 Certified 11/13/2007 On 09/03/07 NYBT was renamed ICE US 1
NYMEX Changes in the Composition of the Finance Committee NYMEX #07.115 10/30/2007 Certified 11/14/2007 1
ICE US Provides procedures for reporting and submitting EFP/EFS transactions. ICE US #07-69 11/19/2007 Certified 11/19/2007 1
NFX Provides Notice to Members regarding the 2008 Holiday Schedule. PBOT #2007-23 11/19/2007 Certified 11/19/2007 1
NFX Provides Notice to Members Regarding 2008 Holiday Schedule. PBOT #2007-23 11/20/2007 Certified 11/20/2007 1
NYMEX Removes references to IXA (Inter-Exchange Arbitrage Transactions) since IXA trades have been discontinued. NYMEX #07.121 11/20/2007 Certified 11/20/2007 1
NYMEX Returns the layout of the Rule regarding the automatic fine schedule for speculative limit violations back to its original tabular form. NYMEX #07.124 11/20/2007 Certified 11/20/2007 1
NYMEX Amends Rules regarding Errors and Ommissions in Handling Orders on Globex. NYMEX #07.125 11/20/2007 Certified 11/20/2007 1
CME Allows trading in options on E-mini S&P 500 futures via open outcry in a specific spread trade against regular options on S&P 500 futures. CME #07-95 11/15/2007 Certified 11/21/2007 1
NYMEX Outlines streamlined procedures for processing transfer trades, especially where transfer of positions between accounts held by separate entities which have 100% common ownership. NYMEX #07.128 11/20/2007 Certified 11/26/2007 1
NYMEX Clarifies that multiple accounts of the same customer may be aggregated in order to meet the minimum quantity threshold for Block Trades. NYMEX #07.127 11/20/2007 Certified 11/27/2007 1
CBOT Modifies procedures for determining the daily settlement prices for CBOT 10 Year US Treasury Note options. CBOT #2840.01 10/15/2007 Certified 11/28/2007 1