| ICE US |
Amendments to Section 3 of Annex A of the Exchanges Bylaws and Exchange Rules 3.02,...,27.33 ICE US #12-60 |
10/01/2012 |
Certified |
10/17/2012 |
|
2 |
| NFX |
Amendments to Rule E39. NFX #2012-31 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| CFE |
Amending CFE rules consistent with the rules, acceptable practices, and guidance, under Core Principles. CFE #2012-26 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
| ICE US |
Amending Block Trade Procedures which allow block trades of Energy Futures and Options Contracts to be executed at anytime. ICE US #12-68 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
| NADEX |
Amending Rules to align with Dodd Frank Amendments and Adds other Amendments. |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
| ELX |
Any Participant that is an FCM or is a Clearing Privilege Holder shall be required to comply with the minimum financial requirements. ELX 2012-15 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
| ELX |
Amendments to Rule VI-3, addressing Abusive Trading Practices. ELX #2012-13 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
| ELX |
Amendments regarding Rule V-9, Customer Funds. ELX #2012-14 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
| NFX |
Addenda to Regulatory Services Agreement with NFA RSA with the Options Clearing Corporation. NFX #2012-32 |
10/02/2012 |
Certified |
10/18/2012 |
|
2 |
| CME |
Listing of USD Denominated Ibovespa Futures. CME #12-298 |
10/04/2012 |
Certified |
10/20/2012 |
|
1 |
| CME |
Implementing a market maker program in support of CME Ibovespa Index USD-Denominated Futures Market Maker Program. CME #12-306 |
10/04/2012 |
Certified |
10/20/2012 |
|
2 |
| ICE US |
Amending Block Trade Procedures, which establishes the end times for block trading of Energy Futures and Options Contracts on the last trading day for the expiring contract. ICE US #12-69 |
10/05/2012 |
Certified |
10/23/2012 |
|
1 |
| NYMEX |
Implementing an incentive program for high volume crude oil options firms in support of certain NYMEX Brent option contracts that are traded across all available trading venues. NYMEX #12-314 |
10/05/2012 |
Certified |
10/23/2012 |
|
1 |
| CCFE |
Submission of New Rules 501, ..., 708 of CCFE Rulebook. CCFE #12-05 |
10/09/2012 |
Certified |
10/24/2012 |
|
1 |
| CME |
Revisions to Limitation of Liability Rules and Conforming Amendments. CME/CBOT/NYMEX/COMEX #12-319 |
10/09/2012 |
Certified |
10/24/2012 |
|
1 |
| CBOT |
Revisions to Limitation of Liability Rules and Conforming Amendments. CME/CBOT/NYMEX/COMEX #12-319 |
10/09/2012 |
Certified |
10/24/2012 |
|
1 |
| NYMEX |
Revisions to Limitation of Liability Rules and Conforming Amendments. CME/CBOT/NYMEX/COMEX #12-319 |
10/09/2012 |
Certified |
10/24/2012 |
|
1 |
| COMEX |
Revisions to Limitation of Liability Rules and Conforming Amendments. CME/CBOT/NYMEX/COMEX #12-319 |
10/09/2012 |
Certified |
10/24/2012 |
|
1 |
| KCBT |
Amending Rule 917.00 pertaining to Globex limitation of liability. |
10/10/2012 |
Certified |
10/25/2012 |
|
1 |
| NYMEX |
Modifications to the NYMEX Energy Products Incentive Program for High Volume Hedging Contributors. NYMEX #12-332 |
10/15/2012 |
Certified |
10/30/2012 |
|
1 |
| NYMEX |
Reduction in Block Trade Minimum Thresholds in Comex Core Metals Products, Establishment of Block Trade Minimum Thresholds in Certain NYMEX & COMEX Metals Contracts, Increase in Block Trade Minimum Thresholds in 4 NYMEX Power Products. NYMEX/COMEX #12-331 |
10/15/2012 |
Certified |
10/30/2012 |
|
2 |
| COMEX |
Reduction in Block Trade Minimum Thresholds in Comex Core Metals Products, Establishment of Block Trade Minimum Thresholds in Certain NYMEX & COMEX Metals Contracts, Increase in Block Trade Minimum Thresholds in 4 NYMEX Power Products. NYMEX/COMEX #12-331 |
10/15/2012 |
Certified |
10/30/2012 |
|
2 |
| CME |
Extending the CME individual Member Equity Index Maxi-Mini Incentive Program. CME #12-324 |
10/15/2012 |
Certified |
10/30/2012 |
|
1 |
| CME |
Notification Regarding the Proposed Amendments to the Daily Price Limits for Nonfat Dry Milk and Dry Whey Futures Contracts Listed for Trading on the CME Trading Floor and GLOBEX. CME #12-337 |
10/15/2012 |
Certified |
10/30/2012 |
|
1 |
| NYMEX |
Deletion of NYMEX Rule 525(9(B)(iii) and issuance of revised NYMEX Market Regulation Advisory Notice RA1201-6R and RA1201-6RR NYMEX #12-336 |
10/15/2012 |
Certified |
10/30/2012 |
|
1 |
| CME |
Renewing the CME E-Mini Equity Options Spread Incentive Program. CME #12-325 |
10/16/2012 |
Certified |
10/31/2012 |
|
1 |
| NYMEX |
Implementing an incentive program in support of certain NYMEX energy futures and options contracts that are traded on the Globex Platform or submitted for clearing to the CME Clearing House. NYMEX #12-328 |
10/16/2012 |
Certified |
10/31/2012 |
|
1 |
| NYMEX |
Modifications to the NYMEX International Crude and Refined Products Incentive Program. NYMEX #12-339 |
10/16/2012 |
Certified |
10/31/2012 |
|
1 |
| CME |
Extending the CME Floor-traded Futures Liquidity Program. CME #12-322 |
10/17/2012 |
Certified |
11/01/2012 |
|
1 |
| CME |
Implementing a market making program in support of certain E-micro S&P CNX Nifty futures contracts that are traded on Globex. CME 12-334 |
10/17/2012 |
Certified |
11/01/2012 |
|
2 |
| ICE US |
Amending the block trade minimum levels for certain Energy Futures and Options Contracts. ICE US #12-71 |
10/17/2012 |
Certified |
11/01/2012 |
|
1 |
| CBOT |
Modifications to CBOT Non-Member Fee Discount Program for E-mini Dow Futures. CBOT #12-335 |
10/17/2012 |
Certified |
11/01/2012 |
|
1 |
| CME |
Implementing an incentive program for high volume proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #12-318 |
10/17/2012 |
Certified |
11/01/2012 |
|
1 |
| CBOT |
Implementing an incentive program for high volume proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #12-318 |
10/17/2012 |
Certified |
11/01/2012 |
|
1 |
| NYMEX |
Implementing an incentive program for high volume proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #12-318 |
10/17/2012 |
Certified |
11/01/2012 |
|
1 |
| COMEX |
Implementing an incentive program for high volume proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #12-318 |
10/17/2012 |
Certified |
11/01/2012 |
|
1 |
| CME |
Adoption of Rule 419 with respect to CFTC final rule on Core Principles and Other Requirements for Designated Contract Markets. CME/CBOT/NYMEX/COMEX #12-341 |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
| CBOT |
Adoption of Rule 419 with respect to CFTC final rule on Core Principles and Other Requirements for Designated Contract Markets. CME/CBOT/NYMEX/COMEX #12-341 |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
| NYMEX |
Adoption of Rule 419 with respect to CFTC final rule on Core Principles and Other Requirements for Designated Contract Markets. CME/CBOT/NYMEX/COMEX #12-341 |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
| COMEX |
Adoption of Rule 419 with respect to CFTC final rule on Core Principles and Other Requirements for Designated Contract Markets. CME/CBOT/NYMEX/COMEX #12-341 |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
| CCFE |
Revising amendments to Rules 610, 615, 616, 618 and withdrawing Rules 701(a) and 702(c) |
10/18/2012 |
Certified |
11/02/2012 |
|
2 |
| ICE US |
Change to Trading Hours for Sugar No.11 Futures and Options. ICE US #12-74 |
10/19/2012 |
Certified |
11/03/2012 |
|
1 |
| CFE |
Amending CFE Rule 2302(o), by revising the price ranges for the threshold widths that are applicable to the S&P 500 Variance futures contract. CFE #2012-27 |
10/23/2012 |
Certified |
11/07/2012 |
|
1 |
| NADEX |
Amending the Real-time Account Funding Level from $250 to $500, to increase the amount of funds immediately available for trading upon a member's first deposit. |
10/23/2012 |
Certified |
11/07/2012 |
|
1 |
| CME |
Revisions to Rule 526, to provide additional clarity regarding the party responsible for the price reporting obligation to the Exchanges attendant to the execution of block trades. CME/CBOT/NYMEX/COMEX #12-351 |
10/23/2012 |
Certified |
11/07/2012 |
|
1 |
| CBOT |
Revisions to Rule 526, to provide additional clarity regarding the party responsible for the price reporting obligation to the Exchanges attendant to the execution of block trades. CME/CBOT/NYMEX/COMEX #12-351 |
10/23/2012 |
Certified |
11/07/2012 |
|
1 |
| NYMEX |
Revisions to Rule 526, to provide additional clarity regarding the party responsible for the price reporting obligation to the Exchanges attendant to the execution of block trades. CME/CBOT/NYMEX/COMEX #12-351 |
10/23/2012 |
Certified |
11/07/2012 |
|
1 |
| COMEX |
Revisions to Rule 526, to provide additional clarity regarding the party responsible for the price reporting obligation to the Exchanges attendant to the execution of block trades. CME/CBOT/NYMEX/COMEX #12-351 |
10/23/2012 |
Certified |
11/07/2012 |
|
1 |
| CME |
Revisions to CME Weather Futures and Options Chapters. CME #12-343 |
10/24/2012 |
Certified |
11/08/2012 |
|
1 |
| NYLIFFE |
Notice Announcing an Amendment to the Inter-Dealer Broker Incentive Plan. NYLIFFE #2012-132 |
10/24/2012 |
Certified |
11/08/2012 |
|
1 |
