NYMEX |
Notifies the CFTC of New Transaction Types/Venues for the Automated Trandfer of Money (ATOM) System. NYMEX #08.06 |
01/17/2008 |
Certified |
01/17/2008 |
|
1 |
CBOT |
Provides for a Market Making program in the CBOT 30-Day Fed Funds Options contract. CBOT #08-10 |
01/22/2008 |
Certified |
01/22/2008 |
|
1 |
CBOT |
Provides details of a CBOT 30-Day Fed Funds Option Market Making Program. CBOT #08-10a |
01/22/2008 |
Certified |
01/22/2008 |
|
1 |
CBOT |
Amends CBOT Deferred Fed Fund Futures Market Making Program. CBOT #2856.01R |
01/14/2008 |
Certified |
01/22/2008 |
|
1 |
CBOT |
Establishes an Electronic Market Maker ("EMM") Program for CBOT mini-sized Agricultural futures. CBOT #08-12 |
01/17/2008 |
Certified |
01/22/2008 |
|
1 |
CBOT |
Provides information on the EMM Program for mini-sized Agricultural Futures. CBOT #08-12A |
01/17/2008 |
Certified |
01/22/2008 |
|
1 |
KCBT |
Notifies the CFTC of the Migration of KCBT products from the e-CBOT platform to the CME Globex and Makes Associated Amendments to the Electronic Trading Rules. |
01/09/2008 |
Certified |
01/24/2008 |
|
1 |
KCBT |
Corrects Electronic Trading Rule Amendments submitted 1/9/08 |
01/14/2008 |
Certified |
01/24/2008 |
|
1 |
NYMEX |
Lists Product on Additional Trading Venue; Notification of New Platforms for European-Style Crude Oil and European-Style Natural Gas Options. NYMEX 08.01 |
01/17/2008 |
Certified |
01/30/2008 |
|
1 |
CME |
Changes CME Rulebook under the CME-CBOT Rulebook Harmonization Project, as well as a Special Executive Report regarding cross-exchange privileges of CME and CBOT members on the trading floor. CME #07-90 |
10/26/2007 |
Certified |
01/30/2008 |
|
1 |
ICE US |
Extends implementation of the Trading at Settlement (TAS) rule to Cocoa, Coffee C, Sugar No. 11, and to spread trading; Allows the listing of Sugar No.11 to 36 months; Amends the CRB Futures Price Index terms and conditions. ICE US #08-7 |
01/28/2008 |
Certified |
01/30/2008 |
|
1 |
CBOT |
Changes CBOT Rulebook under CME-CBOT Rulebook Harmonization Project, as well as a Special Executive Report regarding cross-exchange privileges of CME and CBOT members on the trading floor. CBOT #2843.01 |
10/26/2007 |
Certified |
01/30/2008 |
|
1 |
CBOT |
Disputes subject to both CME and CBOT Arbitration Rule 600. CME/CBOT #08-19 |
01/30/2008 |
Certified |
01/30/2008 |
|
1 |
CME |
Amends CME and CBOT Arbitration Rule 600. CME/CBOT #08-19 |
01/30/2008 |
Certified |
01/30/2008 |
|
1 |
CBOT |
Addresses the cross-exchange solicitation privileges applicable to CME and CBOT members upon consolidation of the CME and CBOT trading floors. CME/CBOT #08-21 |
01/30/2008 |
Certified |
01/30/2008 |
|
1 |
CME |
Addresses the cross-exchange solicitation privileges applicable to CME and CBOT members upon consolidation of the CME and CBOT trading floors. CME/CBOT #08-21 |
01/30/2008 |
Certified |
01/30/2008 |
|
1 |
CBOT |
Adds new Rulebook Provisions that were inadvertently omitted from CBOT's previous submission CBOT #2843.02 |
10/31/2007 |
Certified |
01/30/2008 |
|
1 |
CBOT |
Supplements previously submitted - entirely revised - CBOT Rulebook with rules omitted. CBOT #2843.03 |
11/07/2007 |
Certified |
01/30/2008 |
|
1 |
CBOT |
Supplements harmonization of CBOT and CME Rulebooks, providing for staff to administer fining schedule during the interim period before CBOT adopts the CME Price Reporting System in 1-08. CBOT #2843.05 |
11/28/2007 |
Certified |
01/30/2008 |
|
1 |
CME |
Supplements harmonization of CBOT and CME Rulebooks, modifies CTR Enforcement Program and Sanction Schedule during the interim period before CBOT adopts the CME Price Reporting System in 1-08. CME # 07-96 |
11/29/2007 |
Certified |
01/30/2008 |
|
1 |
CME |
Clarifies Rule 140.E, regarding PAS holders access to the trading floor, in connection with the Rulebook Harmonization Project. CME #07-98 |
11/30/2007 |
Certified |
01/30/2008 |
|
1 |
CME |
Notifies the Commission of regulatory advisories that were issued to members of CME and CBOT with respect to each exchange's harmonized rulebooks. CME #07.101 |
12/04/2007 |
Certified |
01/30/2008 |
|
1 |
CBOT |
Codifies the delegated authority of the Chairman and Vice Chairman of the Board and the Chief Executive Officer, acting together, to make and amend Exchange Rules. CBOT #2823.01 |
09/20/2007 |
Certified |
01/30/2008 |
|
1 |
CBOT |
Provides to members Regulatory Advisories: Enforcement of Position Limits and Reminder Regarding Gratuities. CBOT #07-104 |
12/12/2007 |
Certified |
01/30/2008 |
|
1 |
CBOT |
Harmonizes error trade provisions that cover products traded both on Globex and on e-cbot. CBOT #08-07 |
01/10/2008 |
Certified |
01/30/2008 |
|
1 |
CME |
Harmonizes error trade provisions that cover products traded both on Globex and on e-cbot. CME #08-07 |
01/10/2008 |
Certified |
01/30/2008 |
|
1 |
CBOT |
Implements rule changes in connection with the migration of CBOT products presently traded electronically on e-cbot to the CME Globex platform. CME/CBOT #08-09 |
01/14/2008 |
Certified |
01/30/2008 |
|
1 |
CME |
Implements rule changes in connection with the migration of CBOT products presently traded electronically on e-cbot to the CME Globex platform. CME/CBOT #08-09 |
01/14/2008 |
Certified |
01/30/2008 |
|
1 |
CBOT |
Cleans up CME & CBOT rules in connection with the Migration of CBOT contracts from e-cbot to Globex. Submission #08-09R |
01/14/2008 |
Certified |
01/30/2008 |
|
1 |
CME |
Cleans up CME & CBOT rules in connection with the Migration of CBOT contracts from e-cbot to Globex. Submission #08-09R |
01/14/2008 |
Certified |
01/30/2008 |
|
1 |
NYMEX |
Adds a uniform termination date and the obligation to submit daily information for use in settlement procedures for all existing Options Market Maker Programs for Exchange products listed on CME Globex. NYMEX #08.05 |
01/15/2008 |
Certified |
01/30/2008 |
|
1 |
CBOT |
Provides for a Market Making program in CBOT US Treasury Options contracts. CBOT #08-11 |
01/22/2008 |
Certified |
01/31/2008 |
|
1 |
CBOT |
Provides details of a Market Making program in CBOT US Treasury Options contracts. CBOT #08-11a |
01/22/2008 |
Certified |
01/31/2008 |
|
1 |
NFX |
Amends PBOT's Articles of Incorporation and By-Laws, and Provides a Notice to Members regarding PBOT shares. PBOT #2008-01 |
01/11/2008 |
Certified |
01/31/2008 |
|
1 |
NYMEX |
Changes the method used to determine the applied value of US Treasuries in fulfillment of Performance Bond requirements. NYMEX #08.02 |
01/31/2008 |
Certified |
02/04/2008 |
|
1 |
NADEX |
Appoints a New Market Maker |
02/07/2008 |
Certified |
02/06/2008 |
|
1 |
NADEX |
Notifies the CFTC that HedgeStreet has a new owner, certifies compliance with the CEA and the regulations as required by Regulation 8.5(d), and states that it will recommence trading on or about February 11, 2008. |
02/06/2008 |
Certified |
02/07/2008 |
|
1 |
CBOT |
Prohibits pre-execution communications. CBOT RA0802-1; CME and CBOT # 08-24 |
02/06/2008 |
Certified |
02/07/2008 |
|
1 |
CME |
Provides guidance on pre-execution communications in CME products executed on CME Globex. CME RA0801-2. CME and CBOT # 08-24 |
02/06/2008 |
Certified |
02/07/2008 |
|
1 |
CME |
Modifies CME Rule 140 "Agricultural Business Solicitation Permit Program" to limit the number of eligible permits to the current number; retire revoked, withdrawn or abandoned permits; and ends program on December 31, 2009. CME #08-20 |
01/29/2008 |
Certified |
02/08/2008 |
|
1 |
NADEX |
Limits Trading by Certain Affiliates; Changes Exchange Hours; Amends the Order Entry Rule, Underlying Futures Contract Cycle for Binary Payout Gold, Silver, and Crude Oil Contracts, the Daily Payout Criteria and the Minimum Tick Size. |
02/07/2008 |
Certified |
02/08/2008 |
|
1 |
NYMEX |
Provides a no-bust range as well as accountability levels, position limits, and reportabe levels for the new NYMEX Colombian Peso Futures Contract. NYMEX #08.19 |
02/14/2008 |
Certified |
02/14/2008 |
|
1 |
CME |
Provides that trades may occur in multiples of 0.05 index points for E-mini Russell 2000 futures and other index products intercommodity spreads. CME #08-31 |
02/14/2008 |
Certified |
02/14/2008 |
|
1 |
CME |
Allows block trades in E-mini Russell 2000 vs. E-mini S&P MidCap 400, E-mini Russell 2000 vs. E-mini S&P SmallCap 600, Russell 2000 vs. S&P MidCap 400, and Russell 2000 vs. S&P SmallCap 600, where the block trade minimum size is 50 contracts. CME #08-32 |
02/14/2008 |
Certified |
02/14/2008 |
|
1 |
CBOT |
Provides Notice on Trading Locations of Intermarket Spreads. CBOT Regulatory Advisory RA0806-1. CBOT #08-37 |
02/14/2008 |
Certified |
02/14/2008 |
|
1 |
CBOT |
Provides Advisory on Wheat Futures Closing Range Time Period. CBOT Regulatory Advisory RA0805-1. CBOT #08-33 |
02/14/2008 |
Certified |
02/14/2008 |
|
1 |
MIAX |
Provides the Board of Directors with authority to borrow funds for emergencies without an ownership vote. |
02/05/2008 |
Certified |
02/15/2008 |
|
1 |
NYMEX |
Makes TAS transactions available for Crude Oil Futures in the seventh nearby contract month. NYMEX #08.16 |
02/07/2008 |
Certified |
02/19/2008 |
|
1 |
CME |
Eliminates All-or-None Trades for E-Mini S&P 500 futures and E-Mini Nasdaq 100 futures. CME #08-27 |
02/12/2008 |
Certified |
02/20/2008 |
|
1 |
CME |
Adopts common rule language with respect to Rule 550 (Post Close Session) for both CME and CBOT. CME #08-43. CME & CBOT Market Regulation Advisory Notice RA0802-3. |
02/25/2008 |
Certified |
02/25/2008 |
|
1 |