| ICE US |
Amendments to Physical Emmissions Rule 18.D001. ICE US #13-116 |
12/16/2013 |
Certified |
01/01/2014 |
|
1 |
| CME |
Revisions to CME Position Limit, Position Accountability and Reportable Level Table for Weather Products. CME #13-547 |
12/18/2013 |
Certified |
01/04/2014 |
|
1 |
| NYMEX |
Establishment of a Block Trade Minimum Threshold in Ten New NYMEX Natural Gas Fixed Price Futures. NYMEX/COMEX #13-559 |
12/18/2013 |
Certified |
01/04/2014 |
|
1 |
| COMEX |
Establishment of a Block Trade Minimum Threshold in Ten New NYMEX Natural Gas Fixed Price Futures. NYMEX/COMEX #13-559 |
12/18/2013 |
Certified |
01/04/2014 |
|
1 |
| TRUEEX |
trueEX LLC Rule Amendment of Certain Rules including Updated Table of Amendments/Revisions to Rulebook. TRUEEX #2013-17 |
12/20/2013 |
Certified |
01/08/2014 |
|
1 |
| TRUEEX |
Policies and Procedures regarding Post-Trade Allocation of Bunched Orders. TRUEEX #2013-18 |
12/20/2013 |
Certified |
01/08/2014 |
|
1 |
| NODAL |
Amendment to Rule 6.5.7 - Spread or Arbitrage Positions, letter dated December 24, 2013 #14-001 |
12/24/2013 |
Certified |
01/10/2014 |
|
1 |
| MGE |
Amendments to Regulation 2009.00 to comply with CFTC recordkeeping requirements set forth in amended CFTC Regulations 1.31 and 1.35 regarding written and oral communications. MGE #13-26 |
12/26/2013 |
Certified |
01/11/2014 |
|
1 |
| NYMEX |
Establishment of a Block Trade Minimum Threshold in Four New NYMEX Products. NYMEX/COMEX #13-563 |
12/26/2013 |
Certified |
01/11/2014 |
|
1 |
| COMEX |
Establishment of a Block Trade Minimum Threshold in Four New NYMEX Products. NYMEX/COMEX #13-563 |
12/26/2013 |
Certified |
01/11/2014 |
|
1 |
| CME |
Revisions to Rule 982 in order to comply with recently revised CFTC Regulation 1.52(b)(2). CME/CBOT/NYMEX #13-589 |
12/31/2013 |
Certified |
01/16/2014 |
|
1 |
| CBOT |
Revisions to Rule 982 in order to comply with recently revised CFTC Regulation 1.52(b)(2). CME/CBOT/NYMEX #13-589 |
12/31/2013 |
Certified |
01/16/2014 |
|
1 |
| NYMEX |
Revisions to Rule 982 in order to comply with recently revised CFTC Regulation 1.52(b)(2). CME/CBOT/NYMEX #13-589 |
12/31/2013 |
Certified |
01/16/2014 |
|
1 |
| NYMEX |
Modifications to the Cross-Venue Energy and Metals Incentive Program for High Volume Contributors. NYMEX/COMEX #14-006 |
01/08/2014 |
Certified |
01/24/2014 |
|
1 |
| COMEX |
Modifications to the Cross-Venue Energy and Metals Incentive Program for High Volume Contributors. NYMEX/COMEX #14-006 |
01/08/2014 |
Certified |
01/24/2014 |
|
1 |
| MGE |
Updates to MGEX Rulebook - Pre-execution communications, Summary fine schedules, Risk requirements for FCMs. MGE #14-2 |
01/09/2014 |
Certified |
01/25/2014 |
|
1 |
| ICE US |
Amendments to Disciplinary Rule 21.02(e), to authorize the Vice President to issue summary fines. ICE US #14-2 |
01/10/2014 |
Certified |
01/28/2014 |
|
1 |
| NYMEX |
Modifications to 2014 NYMEX Crude and Refined Options Incentive Program. NYMEX #14-003 |
01/10/2014 |
Certified |
01/28/2014 |
|
2 |
| NADEX |
Amending the Trading Hours for its Daily and Weekly Germany 30 and FTSE 100 Binary and Variable Payout Contracts. |
01/10/2014 |
Certified |
01/28/2014 |
|
1 |
| NYMEX |
Modifications to 2014 NYMEX Natural Gas Options Incentive Program. NYMEX #14-004 |
01/10/2014 |
Certified |
01/28/2014 |
|
2 |
| NADEX |
Institutes Market Maker Incentive Program aimed at increasing the number of active market makers on the Exchange. |
01/13/2014 |
Certified |
01/29/2014 |
|
1 |
| ICE US |
Reinstituting the Foreign Trader Market Maker Program, which expired on December 31, 2013. ICE US #14-3 |
01/14/2014 |
Certified |
01/30/2014 |
|
1 |
| NYMEX |
Modifications to Brent Futures and Inter-Commodity Spread Market Maker Program. NYMEX #14-019 |
01/16/2014 |
Certified |
01/31/2014 |
|
2 |
| ELX |
Changes to the Trading Hours for all Eurodollar Futures contracts; amending the schedule of Pre-Open, Open and Close times. ELX #2014-01 |
01/15/2014 |
Certified |
01/31/2014 |
|
1 |
| NYLIFFE |
Modification to the Lead Market Maker Program in Futures on the MSCI Emerging Markets and Emerging Markets Asia Indices and extension of the Designated Market Maker program in futures on the MSCI , ..., Emerging Markets Asia Indices. NYLIFFE #2014-101 |
01/17/2014 |
Certified |
02/04/2014 |
|
1 |
| NYMEX |
Modifications to NYMEX Crude and Refined Futures Market Maker Program. NYMEX #14-008 |
01/22/2014 |
Certified |
02/06/2014 |
|
2 |
| NYLIFFE |
Notice Announcing the Introduction of Block Trades for Mini Gold and Mini Silver Futures and Options. NYLIFFE #2014-102 |
01/22/2014 |
Certified |
02/06/2014 |
|
1 |
| NYMEX |
Revised - Declaration of Force Majeure due to Closure of Union Registry. NYMEX #14-022R |
01/22/2014 |
Certified |
02/06/2014 |
|
1 |
| ICE US |
Implementing the Henry Hub Penultimate Futures Liquidity Provider Program. ICE US #14-7 |
01/27/2014 |
Certified |
02/11/2014 |
|
1 |
| CFE |
Updating CFE Fee Schedule. CFE #2014-02 |
01/29/2014 |
Certified |
02/13/2014 |
|
1 |
| CME |
Modifications to Central Bank Incentive Program. CME/CBOT/NYMEX/COMEX #14-038 |
01/29/2014 |
Certified |
02/13/2014 |
|
1 |
| CBOT |
Modifications to Central Bank Incentive Program. CME/CBOT/NYMEX/COMEX #14-038 |
01/29/2014 |
Certified |
02/13/2014 |
|
1 |
| NYMEX |
Modifications to Central Bank Incentive Program. CME/CBOT/NYMEX/COMEX #14-038 |
01/29/2014 |
Certified |
02/13/2014 |
|
1 |
| COMEX |
Modifications to Central Bank Incentive Program. CME/CBOT/NYMEX/COMEX #14-038 |
01/29/2014 |
Certified |
02/13/2014 |
|
1 |
| CME |
Amendments to CME Rule 106.I and CME Rule 106.J - regarding required registration for qualified affiliates and subsidiaries. CME #14-037 |
01/31/2014 |
Certified |
02/15/2014 |
|
1 |
| TRUEEX |
Rule Amendments Related to Sponsored Access. TRUEEX (DCM) #2014-01 |
02/03/2014 |
Certified |
02/19/2014 |
|
1 |
| CME |
Adoption of Rule 537 - Trade Data Submitted to the Exchange. CME/CBOT/NYMEX/COMEX #14-030 |
02/05/2014 |
Certified |
02/21/2014 |
|
1 |
| CBOT |
Adoption of Rule 537 - Trade Data Submitted to the Exchange. CME/CBOT/NYMEX/COMEX #14-030 |
02/05/2014 |
Certified |
02/21/2014 |
|
1 |
| NYMEX |
Adoption of Rule 537 - Trade Data Submitted to the Exchange. CME/CBOT/NYMEX/COMEX #14-030 |
02/05/2014 |
Certified |
02/21/2014 |
|
1 |
| COMEX |
Adoption of Rule 537 - Trade Data Submitted to the Exchange. CME/CBOT/NYMEX/COMEX #14-030 |
02/05/2014 |
Certified |
02/21/2014 |
|
1 |
| NYMEX |
Modifications to NYMEX Crude and Refined Futures Market Maker Program NYMEX #14-047 |
02/06/2014 |
Certified |
02/22/2014 |
|
2 |
| CME |
Extension of the Weather Futures Market Maker Program. CME #14-052 |
02/07/2014 |
Certified |
02/25/2014 |
|
1 |
| CBOT |
Revisions to Treasury Futures Daily and Final Settlement Procedures Documents. CBOT #14-046 |
02/07/2014 |
Certified |
02/25/2014 |
|
1 |
| TRUEEX |
Amendments to the Exchange policies and procedures and Rule 547 regarding Bunched Orders and post-execution allocation of transactions to customer accounts. TRUEEX #2014-02D |
02/07/2014 |
Certified |
02/25/2014 |
|
1 |
| TRUEEX |
Amendment to trueEX Rule 304(e) regarding required use of risk controls for Persons with direct access to the trueEX DCM Trading System. TRUEEX #2014-03D |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
| CME |
Revisions to Rule 508 - Giving and Receiving of Gratutities. CME/CBOT/NYMEX/COMEX #14-027 |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
| CBOT |
Revisions to Rule 508 - Giving and Receiving of Gratutities. CME/CBOT/NYMEX/COMEX #14-027 |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
| NYMEX |
Revisions to Rule 508 - Giving and Receiving of Gratutities. CME/CBOT/NYMEX/COMEX #14-027 |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
| COMEX |
Revisions to Rule 508 - Giving and Receiving of Gratutities. CME/CBOT/NYMEX/COMEX #14-027 |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Calendar Spread Options Incentive Program. NYMEX #14-041 |
02/11/2014 |
Certified |
02/27/2014 |
|
1 |
