| NADEX |
Nadex adds additional strike levels and amends the strike width in its US Indices, AUD/USD, EUR/USD, USD/CHF, and USD/JPY Intraday Binary contracts. |
07/25/2014 |
Certified |
08/08/2014 |
|
2 |
| NYMEX |
Notification Regarding Amendments to the Floating Price Rule for Two (2) European Refined Products Futures and Listing Schedule for Three (3) European Refined Product Futures Contracts. |
08/06/2014 |
Withdrawn |
08/08/2014 |
|
2 |
| NYMEX |
Revs. to NYMEX Position Limit, Position Accountability and Reportable Level Tbl. in the Interpretations and Special Notices Sec. of Ch. 5 of the NYMEX Rulebook Comprised of Corrections and Administrative Changes Reflecting the Accurate Terms |
08/08/2014 |
Withdrawn |
08/12/2014 |
|
3 |
| CME |
Revisions to Rules Governing the Day of Trading Termination for Live Cattle Options in the January Bi-Monthly Listing Cycle. |
08/08/2014 |
Withdrawn |
08/12/2014 |
|
2 |
| CBOT |
Amendments to Position Limits for Expiring U.S. Treasury Bond Futures, Short-Term Treasury Note (2-Year) Futures, and Long-Term U.S. Treasury (Ultra) Futures. |
08/08/2014 |
Withdrawn |
08/12/2014 |
|
3 |
| NYMEX |
Modifications to Energy Options Market maker Program |
08/13/2014 |
Withdrawn |
08/13/2014 |
|
1 |
| NYMEX |
THE INFORMATION CONTAINED HEREIN IS SUBJECT TO A FOIA NOTIFICATION. This supplemental filing to a previously filed submission (CFTC Submission No. 1408-1314-1745-55)contains additional information relating to the Energy Options Market Maker Program. |
08/13/2014 |
Withdrawn |
08/13/2014 |
|
1 |
| ICE US |
Amendments to Rule 6.29 clarify the Rule with respect to Exchange procedures regarding the grant of non-enumerated hedge exemption from speculative position limits. |
07/31/2014 |
Certified |
08/14/2014 |
|
2 |
| NYMEX |
This Submission was originally filed as COMEX Submission No. 14-303 (2 of 2)(CFTC Submission No. 1407-3121-3625-91). At the suggestion of CFTC staff it was withdrawn and resubmitted as NYMEX Submission No. 14-303 (2 of 2). |
08/01/2014 |
Certified |
08/15/2014 |
|
3 |
| NYMEX |
Revisions to Rule 984 to Eliminate the Requirement that Brokerage be Paid through the Brokerage Payment System. |
08/04/2014 |
Certified |
08/18/2014 |
|
2 |
| COMEX |
Revisions to Rule 984 to Eliminate the Requirement that Brokerage be Paid through the Brokerage Payment System. |
08/04/2014 |
Certified |
08/18/2014 |
|
2 |
| CME |
Revisions to Rule 854 to Clarify the Time Period during which the Restriction on Netting Down Concurrent Long and Short Positions is Applicable. |
08/04/2014 |
Certified |
08/18/2014 |
|
2 |
| CBOT |
Revisions to Rule 854 to Clarify the Time Period during which the Restriction on Netting Down Concurrent Long and Short Positions is Applicable. |
08/04/2014 |
Certified |
08/18/2014 |
|
2 |
| NYMEX |
Revisions to Rule 854 to Clarify the Time Period during which the Restriction on Netting Down Concurrent Long and Short Positions is Applicable. |
08/04/2014 |
Certified |
08/18/2014 |
|
2 |
| COMEX |
Revisions to Rule 854 to Clarify the Time Period during which the Restriction on Netting Down Concurrent Long and Short Positions is Applicable. |
08/04/2014 |
Certified |
08/18/2014 |
|
2 |
| NYMEX |
NYMEX Henry Hub Back Month Liquidity Provider Program |
08/05/2014 |
Certified |
08/19/2014 |
|
2 |
| NYMEX |
Additional Supplemental Information Relating to the NYMEX Henry Hub Back Month Liquidity Provider Program. SUBJECT TO FREEDOM OF INFORMATION ACT PROTECTION. |
08/05/2014 |
Certified |
08/19/2014 |
|
2 |
| CME |
Revisions to CME Rule 539 and Issuance of CME Group Marketing Regulation Advisory Notice RA1404-5 Concerning Pre-Execution Communications. |
08/07/2014 |
Certified |
08/21/2014 |
|
2 |
| CBOT |
Revisions to CBOT Rule 539 and Issuance of CME Group Marketing Regulation Advisory Notice RA1404-5 Concerning Pre-Execution Communications. |
08/07/2014 |
Certified |
08/21/2014 |
|
2 |
| NYMEX |
Revisions to CME and CBOT Rule 539 and Issuance of CME Group Marketing Regulation Advisory Notice RA1404-5 Concerning Pre-Execution Communications. |
08/07/2014 |
Certified |
08/21/2014 |
|
2 |
| COMEX |
Revisions to CME and CBOT Rule 539 and Issuance of CME Group Marketing Regulation Advisory Notice RA1404-5 Concerning Pre-Execution Communications. |
08/07/2014 |
Certified |
08/21/2014 |
|
2 |
| TRUEEX |
Self certification of rule amendments. |
08/07/2014 |
Certified |
08/21/2014 |
|
4 |
| NYMEX |
Establishment of a Block Trade Minimum Threshold in One (1) New NYMEX Product and Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1406-4. |
08/08/2014 |
Certified |
08/22/2014 |
|
2 |
| COMEX |
Establishment of a Block Trade Minimum Threshold in One (1) New NYMEX Product and Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1406-4. |
08/08/2014 |
Certified |
08/22/2014 |
|
2 |
| NYMEX |
Modifications to LN & OS Options Market Maker Program |
08/12/2014 |
Certified |
08/26/2014 |
|
1 |
| NYMEX |
THE INFORMATION CONTAINED HEREIN IS SUBJECT TO A FOIA NOTIFICATION. This supplemental filing to a previously filed submission (CFTC Submission No. 1408-1215-3247-88) contains additional information relating to the LN & OS Options Market Maker Program. |
08/12/2014 |
Certified |
08/26/2014 |
|
1 |
| NYMEX |
Modifications to Energy Options Market Maker Program |
08/13/2014 |
Certified |
08/27/2014 |
|
2 |
| NYMEX |
Modification to LN & OS Options Market Maker Program |
08/13/2014 |
Certified |
08/27/2014 |
|
2 |
| NYMEX |
Modification to Brent Crude Oil Options Fee Waiver Program |
08/14/2014 |
Certified |
08/28/2014 |
|
2 |
| NYMEX |
Modifications to Bi-Venue Energy Tiers Incentive Program |
08/14/2014 |
Certified |
08/28/2014 |
|
2 |
| NYMEX |
Modifications to the Core Globex Energy Tiers Incentive Program |
08/14/2014 |
Certified |
08/28/2014 |
|
2 |
| CME |
Modifications to Nikkei 225 Yen-Based Market Maker Program |
08/14/2014 |
Certified |
08/28/2014 |
|
1 |
| CFE |
The Amendment relates to contract expirations and spread orders. |
08/15/2014 |
Certified |
08/29/2014 |
|
1 |
| NYMEX |
Modifications to NYMEX European and Asian Petroleum Products Gateway Incentive Program. |
08/15/2014 |
Certified |
08/29/2014 |
|
2 |
| NYMEX |
NYMEX European and Asian Petroleum Products High Performer Program. |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
| NYMEX |
Modifications to Globex Core Metals Volume Incentive Program. |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
| COMEX |
Modifications to Globex Core Metals Volume Incentive Program. |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
| CME |
Modifications to CME Ibovespa Index USD-Denominated Futures Market Maker Program |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
| NYMEX |
Modifications to Energy Natural Gas Cross-Venue Incentive Program for High Volume Participants |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
| COMEX |
Copper Futures Commercial Partnership Program |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
| ICE US |
Weekly Notification - Deletion of Obsolete Rule |
08/29/2014 |
Notified |
08/29/2014 |
|
1 |
| OCX |
Revised Fee Schedule |
08/18/2014 |
Certified |
09/02/2014 |
|
1 |
| NYMEX |
International Non-Core Petroleum Futures Listed Fee Adjustment |
08/20/2014 |
Certified |
09/04/2014 |
|
2 |
| NYMEX |
Establishment of a Block Trade Minimum Threshold in One (1) New NYMEX Product and Issuance of NYMEX & COMEX Market Regulation Advisory Notice RA1407-4 |
08/21/2014 |
Certified |
09/05/2014 |
|
1 |
| COMEX |
Establishment of a Block Trade Minimum Threshold in One (1) New NYMEX Product and Issuance of NYMEX & COMEX Market Regulation Advisory Notice RA1407-4 |
08/21/2014 |
Certified |
09/05/2014 |
|
1 |
| CME |
Amendments to Month End Settlement Price Procedure Documents for CME and CBOT U.S. Equity Index Futures Contracts |
08/21/2014 |
Certified |
09/05/2014 |
|
1 |
| CBOT |
Amendments to Month End Settlement Price Procedure Documents for CME and CBOT U.S. Equity Index Futures Contracts |
08/21/2014 |
Certified |
09/05/2014 |
|
1 |
| NADEX |
EMERGENCY ACTION -Due to decreased activity in the underlying market, Nadex will not be listing its AUD/JPY Binary contracts the week of 8/25/14, in order to avoid delayed settlements. This action also affects Nadex as a DCO. Action was implemented 8/25. |
08/26/2014 |
Certified |
09/10/2014 |
|
2 |
| NADEX |
Nadex is amending its residency requirements to allow for non-US resident exchange Members. Nadex is also registered as a DCO, which will also be impacted by this Rule change. Additionally, Nadex adds definitions and removes subsection indexing. |
08/26/2014 |
Certified |
09/10/2014 |
|
3 |
| CME |
Revision to Rule 812 to Disallow Settlement Pay/Collect Adjustments Resulting from Changes to a Final Settlement Price After 10 Business Days from Publication of the Final Settlement Price |
08/28/2014 |
Certified |
09/12/2014 |
|
1 |
