NYMEX |
Modifications to the Energy Options RFQ Incentive Program |
12/11/2014 |
Certified |
12/26/2014 |
|
2 |
CME |
Modifications to the CME Individual Member Equity Index Maxi-Mini Incentive Program |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
CME |
Modifications to the Retail Broker Incentive Program |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
CBOT |
Modifications to the Retail Broker Incentive Program |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
NYMEX |
Modifications to the Retail Broker Incentive Program |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
COMEX |
Modifications to the Retail Broker Incentive Program |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
COMEX |
Modifications to the Asia-Pacific Incentive Program |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
CME |
Modifications to the Asia-Pacific Incentive Program |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
CBOT |
Modifications to the Asia-Pacific Incentive Program |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
NYMEX |
Modifications to the Asia-Pacific Incentive Program |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
CME |
Implementation of the Indian Rupee FX Futures Market Maker Program |
12/12/2014 |
Certified |
12/29/2014 |
|
4 |
NFX |
Limitation of Liability. |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
CBOT |
Modifications to the Grain and Oilseed Futures Volume Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
1 |
CBOT |
Modifications to the CBOT Agricultural Back Month Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
1 |
CBOT |
Modifications to the CBOT ETH Agricultural Trading Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
1 |
CME |
Modifications to International Cross-Asset Volume Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
2 |
CBOT |
Modifications to International Cross-Asset Volume Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
2 |
NYMEX |
Modifications to International Cross-Asset Volume Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
2 |
COMEX |
Modifications to International Cross-Asset Volume Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
2 |
CME |
Modifications to the International Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
2 |
CBOT |
Modifications to the International Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
2 |
NYMEX |
Modifications to the International Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
2 |
COMEX |
Modifications to the International Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
2 |
NYMEX |
Modifications to the Natural Gas Financial Products Market Maker Program |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
ICE US |
Effective January 1, 2015 the Exchange is implementing the Russell Futures and Options/ETF Volume Incentive Program replacing the Russell Volume Incentive Program. |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
NYMEX |
Extension of the NYMEX Natural Gas Basis Fee Waiver Program |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
NYMEX |
Modifications to the NYMEX Natural Gas Basis ClearPort Fee Discount Program |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
NYMEX |
Modifications to the NYMEX Natural Gas Basis Market Maker Program |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
CME |
Self-certification of CME/CBOT/NYMEX/COMEX Financial and Regulatory Bulletin #15-02 |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
NYMEX |
Issuance of Market Regulation Advisory Notice RA1411-5 |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
CBOT |
Self-certification of CBOT Financial and Regulatory Bulletin #15-01 |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
CME |
Implementation of the CME Electronic Incentive Program |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
CME |
Revisions to CME Rule 807 ("Open Long Positions During Delivery Month") |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
ICE US |
Effective January 1, 2015 the Exchange is implementing the MSCI Futures/ETF Volume Incentive Program replacing the MSI Contract Volume Incentive Program. |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
NYMEX |
Modifications to the Core Metals Products Single-Tiered Fee Rebate for High Volume Liquidity Providers |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
COMEX |
Modifications to the Core Metals Products Single-Tiered Fee Rebate for High Volume Liquidity Providers |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
COMEX |
Modifications to the Aluminum Futures Market Maker Program |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
COMEX |
Modifications to the Aluminum Futures Volume Incentive Program |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
NYMEX |
Self-certification of CME/CBOT/NYMEX/COMEX Financial and Regulatory Bulletin #15-02 |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
CBOT |
Self-certification of CME/CBOT/NYMEX/COMEX Financial and Regulatory Bulletin #15-02 |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
ICE US |
Effective January 1, 2015 the Exchange is amending the IFUS Softs Options Market Maker Program changing the eligibility requirements for Program incentives. |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
ICE US |
Effective January 1, 2015 the Exchange is amending the Softs Futures Market Maker Program changing the eligibility requirements for Program incentives. |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
COMEX |
Implementation of the Aluminum Futures Volume Pool Incentive Program |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
ICE US |
Effective January 1, 2015 the Exchange is extending the terms of the Softs Single Options Product Market Maker Program through December 31, 2015. |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
ICE US |
The Exchange is extending the terms of the MSCI Contracts Designated Market Maker Program through June 30, 2015. |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
NYMEX |
Modifications to the NN Fee Waiver Program |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
ICE US |
Effective January 1, 2015 the Exchange is extending the terms of the MSCI Contract Exchange Member Fee Program through December 31, 2015. |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
COMEX |
Self-certification of CME/CBOT/NYMEX/COMEX Financial and Regulatory Bulletin #15-02 |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
COMEX |
Issuance of Market Regulation Advisory Notice RA1411-5 |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
CME |
Issuance of Market Regulation Advisory Notice RA1411-5 |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |