CBOT |
Issuance of Market Regulation Advisory Notice RA1411-5 |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
CBOT |
Modifications to the New Trader Incentive Program |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
NYMEX |
Modifications to the New Trader Incentive Program |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
CME |
Modifications to the New Trader Incentive Program |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
MGE |
Certification of amendments to Regulation 2007.00. and new Regulation 2007.01. |
12/17/2014 |
Certified |
01/02/2015 |
|
1 |
CME |
Amended and Restated By-Laws of Chicago Mercantile Exchange Inc. |
12/18/2014 |
Certified |
01/05/2015 |
|
2 |
NFX |
Regulatory Fee. |
12/22/2014 |
Certified |
01/07/2015 |
|
1 |
MGE |
Amendment to MGEX Regulation 1231.00. |
12/23/2014 |
Certified |
01/08/2015 |
|
1 |
OCX |
Renaming Responsible Trader as Responsible Administrator |
12/24/2014 |
Certified |
01/09/2015 |
|
1 |
NFX |
Amendment to Trading Rules. |
12/29/2014 |
Certified |
01/13/2015 |
|
2 |
ICE US |
Amendments to Exchange Rule 4.02 and new Frequently Asked Questions of Disruptive Trading Practices |
12/29/2014 |
Certified |
01/13/2015 |
|
1 |
CFE |
The proposal amends CFE's Lead Market Maker Program for CBOE Short-Term Volatility Index ("VXST") futures traded on CFE. |
12/29/2014 |
Certified |
01/13/2015 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of January 5, 2015 |
01/14/2015 |
Notified |
01/14/2015 |
|
1 |
CBOT |
Weekly Notification of Rule Amendments - Week of January 5, 2015 |
01/14/2015 |
Notified |
01/14/2015 |
|
1 |
NYMEX |
Weekly Notification of Rule Amendments - Week of January 5, 2015 |
01/14/2015 |
Notified |
01/14/2015 |
|
1 |
COMEX |
Weekly Notification of Rule Amendments - Week of January 5, 2015 |
01/14/2015 |
Notified |
01/14/2015 |
|
1 |
CME |
Revisions to Rule 814 (Settlement Variation) |
12/31/2014 |
Certified |
01/15/2015 |
|
1 |
CBOT |
Revisions to Rule 814 (Settlement Variation) |
12/31/2014 |
Certified |
01/15/2015 |
|
1 |
NYMEX |
Revisions to Rule 814 (Settlement Variation) |
12/31/2014 |
Certified |
01/15/2015 |
|
1 |
MGE |
Weekly notification of rule updates for week of January 5, 2015 |
01/16/2015 |
Notified |
01/16/2015 |
|
1 |
CBOT |
Revisions to CBOT Rule 526 ("Block Trades") and Issuance of CME & CBOT Market Regulation Advisory Notice RA1501-3 |
01/05/2015 |
Certified |
01/20/2015 |
|
1 |
CME |
Revisions to CBOT Rule 526 ("Block Trades") and Issuance of CME & CBOT Market Regulation Advisory Notice RA1501-3 |
01/05/2015 |
Certified |
01/20/2015 |
|
1 |
COMEX |
Revisions to Rule 814 (Settlement Variation) |
01/05/2015 |
Certified |
01/20/2015 |
|
1 |
NYMEX |
Establishment of a Block Trade Minimum Threshold in Freight Route Liquid Petroleum Gas (Baltic) Futures and Gold Kilo Futures, and the Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1501-4 |
01/08/2015 |
Certified |
01/23/2015 |
|
1 |
COMEX |
Establishment of a Block Trade Minimum Threshold in Freight Route Liquid Petroleum Gas (Baltic) Futures and Gold Kilo Futures, and the Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1501-4 |
01/08/2015 |
Certified |
01/23/2015 |
|
1 |
COMEX |
COMEX Gold Kilo Futures Volume Incentive Program |
01/08/2015 |
Certified |
01/23/2015 |
|
2 |
COMEX |
COMEX Gold Kilo Futures Market Maker Program |
01/08/2015 |
Certified |
01/23/2015 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of January 12, 2015 |
01/23/2015 |
Notified |
01/23/2015 |
|
1 |
CME |
Modifications to the CME/CBOT Asset Manager Fixed Income Incentive Program ("AMFIIP") |
01/12/2015 |
Certified |
01/27/2015 |
|
2 |
CBOT |
Modifications to the CME/CBOT Asset Manager Fixed Income Incentive Program ("AMFIIP") |
01/12/2015 |
Certified |
01/27/2015 |
|
2 |
NYMEX |
Modifications to the NYMEX Natural Gas Options Incentive Program |
01/14/2015 |
Certified |
01/29/2015 |
|
2 |
CME |
S&P Floor Calendar Spread Discount Program |
01/14/2015 |
Certified |
01/29/2015 |
|
1 |
CME |
At the request of the Commission, today CME withdrew CME Submission No. 15-028 filed yesterday in connection with this initiative as it was erroneously filed pursuant to filing type category of Product Terms and Conditions. |
01/15/2015 |
Certified |
01/30/2015 |
|
1 |
ICE US |
Weekly Notification - amendments to Rule 18.E.040 which decrease the strike price interval, the correction of a typographical error in Resolution 1 of Chapter 18 and a temporary change to the regular RL and IPL levels for currency pair futures contracts. |
01/30/2015 |
Notified |
01/30/2015 |
|
1 |
CME |
Revision to Rule 853 ("Transfers of Trades and Customer Accounts" |
01/20/2015 |
Certified |
02/03/2015 |
|
1 |
CBOT |
Revision to Rule 853 ("Transfers of Trades and Customer Accounts") |
01/20/2015 |
Certified |
02/03/2015 |
|
1 |
NYMEX |
Revision to Rule 853 ("Transfers of Trades and Customer Accounts") |
01/20/2015 |
Certified |
02/03/2015 |
|
1 |
COMEX |
Revision to Rule 853 ("Transfers of Trades and Customer Accounts") |
01/20/2015 |
Certified |
02/03/2015 |
|
1 |
CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 589 ("Special Price Fluctuation Limits") |
01/21/2015 |
Certified |
02/04/2015 |
|
1 |
NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 589 ("Special Price Fluctuation Limits") |
01/21/2015 |
Certified |
02/04/2015 |
|
1 |
COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 589 ("Special Price Fluctuation Limits") |
01/21/2015 |
Certified |
02/04/2015 |
|
1 |
CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rule 589 ("Special Price Fluctuation Limits") |
01/21/2015 |
Certified |
02/04/2015 |
|
1 |
CME |
Notice of Emergency Action - Additional Authority to CME Global Command Center ("GCC") |
01/21/2015 |
Certified |
02/04/2015 |
|
1 |
NFX |
Amendment to Rules and Reference Guide. |
01/21/2015 |
Certified |
02/04/2015 |
|
1 |
CME |
Revisions to Rule 531 ("Trading Against Customers' Orders Prohibited") |
01/22/2015 |
Certified |
02/05/2015 |
|
1 |
NYMEX |
Revisions to Rule 531 ("Trading Against Customers' Orders Prohibited") |
01/22/2015 |
Certified |
02/05/2015 |
|
1 |
COMEX |
Revisions to Rule 531 ("Trading Against Customers' Orders Prohibited") |
01/22/2015 |
Certified |
02/05/2015 |
|
1 |
CBOT |
Revisions to Rule 531 ("Trading Against Customers' Orders Prohibited") |
01/22/2015 |
Certified |
02/05/2015 |
|
1 |
CME |
Revisions to Rule 562 ("Position Limit Violations") |
01/22/2015 |
Certified |
02/05/2015 |
|
2 |
NYMEX |
Revisions to Rule 562 ("Position Limit Violations") |
01/22/2015 |
Certified |
02/05/2015 |
|
2 |