ICE US |
Weekly Notification of Rule Changes |
05/15/2015 |
Notified |
05/15/2015 |
|
1 |
NFX |
Corrections to Rulebook |
05/04/2015 |
Certified |
05/18/2015 |
|
1 |
CME |
Amendment to Rule 535 ("Responsibility of Floor Traders and Floor Brokers") |
05/05/2015 |
Certified |
05/19/2015 |
|
1 |
CBOT |
Amendment to Rule 535 ("Responsibility of Floor Traders and Floor Brokers") |
05/05/2015 |
Certified |
05/19/2015 |
|
1 |
NYMEX |
Amendment to Rule 535 ("Responsibility of Floor Traders and Floor Brokers") |
05/05/2015 |
Certified |
05/19/2015 |
|
1 |
CME |
Amendments to Rule 110 ("Claims Against Membership, Application of Proceeds") |
05/07/2015 |
Certified |
05/21/2015 |
|
1 |
CBOT |
Amendments to Rule 110 ("Claims Against Membership, Application of Proceeds") |
05/07/2015 |
Certified |
05/21/2015 |
|
1 |
NYMEX |
Amendments to Rule 110 ("Claims Against Membership, Application of Proceeds") |
05/07/2015 |
Certified |
05/21/2015 |
|
1 |
COMEX |
Amendments to Rule 110 ("Claims Against Membership, Application of Proceeds") |
05/07/2015 |
Certified |
05/21/2015 |
|
1 |
CFE |
Rule Certification that amends CFE's requirements regarding the maintenance of front-end audit trail information. It will become effective on or after May 22, 2015, on a date to be announced by the Exchange through the issuance of a circular. |
05/08/2015 |
Certified |
05/22/2015 |
|
1 |
CME |
Adoption of New Rule 524 ("Trading at Settlement ("TAS") Transactions") and Issuance of CME/CBOT Market Regulation Advisory Notice RA1503-3 |
05/08/2015 |
Certified |
05/22/2015 |
|
4 |
CBOT |
Adoption of New Rule 524 ("Trading at Settlement ("TAS") Transactions") and Issuance of CME/CBOT Market Regulation Advisory Notice RA1503-3 |
05/08/2015 |
Certified |
05/22/2015 |
|
4 |
NFX |
Direct Access |
05/08/2015 |
Certified |
05/22/2015 |
|
1 |
MGE |
Weekly Notification of Rule Amendments Pursuant to CFTC Regulation 40.6(d) |
05/22/2015 |
Notified |
05/22/2015 |
|
1 |
NFX |
NASDAQ Futures, Inc. ("NFX" or "Exchange") amends its Regulatory Services Agreement ("RSA") between the Exchange and the National Futures Association ("NFA"). |
05/11/2015 |
Certified |
05/26/2015 |
|
2 |
CME |
Amendment to Rule 526.F. and Issuance of CME Group Market Regulation Advisory Notice RA1506-5 |
05/13/2015 |
Certified |
05/28/2015 |
|
1 |
CBOT |
Amendment to Rule 526.F. and Issuance of CME Group Market Regulation Advisory Notice RA1506-5 |
05/13/2015 |
Certified |
05/28/2015 |
|
1 |
NYMEX |
Amendment to Rule 526.F. and Issuance of CME Group Market Regulation Advisory Notice RA1506-5 |
05/13/2015 |
Certified |
05/28/2015 |
|
1 |
COMEX |
Amendment to Rule 526.F. and Issuance of CME Group Market Regulation Advisory Notice RA1506-5 |
05/13/2015 |
Certified |
05/28/2015 |
|
1 |
CME |
Implementation of the FX Options Block Trading Broker Rebate Program |
05/14/2015 |
Certified |
05/29/2015 |
|
2 |
NYMEX |
Amendment to Block Trade Minimum Quantity Threshold for LNG Japan/Korea Marker (Platts) Futures Contract |
05/14/2015 |
Certified |
05/29/2015 |
|
1 |
CME |
Modifications to Interest Rate Portfolio Incentive Program |
05/14/2015 |
Certified |
05/29/2015 |
|
2 |
CBOT |
Modifications to Interest Rate Portfolio Incentive Program |
05/14/2015 |
Certified |
05/29/2015 |
|
2 |
NFX |
Amended Services Agreement. |
05/14/2015 |
Certified |
05/29/2015 |
|
1 |
COMEX |
Modifications to the 1000oz Silver Futures Resting Order Incentive Program |
05/14/2015 |
Certified |
05/29/2015 |
|
2 |
COMEX |
Implementation of the COMEX Aluminum Futures Market Development Program |
05/14/2015 |
Certified |
05/29/2015 |
|
2 |
COMEX |
Amendments to NYMEX/COMEX Rule 589 ("Special Price Fluctuation Limits") for Energy Futures and Options Contracts |
05/14/2015 |
Certified |
05/29/2015 |
|
4 |
NYMEX |
Amendments to NYMEX/COMEX Rule 589 ("Special Price Fluctuation Limits") for Energy Futures and Options Contracts |
05/14/2015 |
Certified |
05/29/2015 |
|
4 |
ICE US |
The Ex. is amending the Russell Mbr Firm Fee Prgm. The amdts will change the Pgm discount rates and add language stating that participants will be entitled to pay the standard rate for Ex. and Clearing fees if they are lower than the applicable Pgm rates. |
05/15/2015 |
Certified |
06/01/2015 |
|
1 |
NFX |
Energy Product Trading Incentive Program and Confidential Appendix 1 |
05/15/2015 |
Certified |
06/01/2015 |
|
2 |
ICE US |
EMERGENCY ACTION - Market Interruption in Certain Natural Gas and Power Futures Contracts |
05/15/2015 |
Certified |
06/01/2015 |
|
1 |
ICE US |
Amendments to Russell Futures Index Market maker Program |
05/15/2015 |
Certified |
06/01/2015 |
|
2 |
NFX |
Authorized Trader Reference Guide |
05/18/2015 |
Certified |
06/02/2015 |
|
1 |
ICE US |
Weekly Notification that the Exchange announced a temporary change to Pre-Open and Open times for certain contracts on July 1, 2015; and correction to typographical errors in Rules 9.40, 11.21 and 11.41 to remove references to predecessor exchanges. |
06/02/2015 |
Notified |
06/02/2015 |
|
1 |
ICE US |
Amendments to Rule 6.50 and new policy codify IFUS right to use and distribute non-regulatory trade data and provide for market participant consent to Exchange use of regulatory data for business or marketing purposes or to opt out of such consent. |
05/20/2015 |
Certified |
06/04/2015 |
|
1 |
CDE |
Change to Eris PAI Calculation Time |
05/21/2015 |
Certified |
06/05/2015 |
|
1 |
MGE |
Weekly Notification of Rule Amendments for Week of May 25, 2015. |
06/05/2015 |
Notified |
06/05/2015 |
|
1 |
MGE |
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a) for certain amendments to MGEX Rules and Regulations. |
05/22/2015 |
Certified |
06/08/2015 |
|
1 |
CFE |
Expire VIX futures every week. CFE is submitting this 40.6(a) filing under two different categories: (1) Product Terms and Conditions, including Product Related Rules and Rule Amendments, and (2) Rules, including Organization Rules and Rule Amendments. |
05/22/2015 |
Certified |
06/08/2015 |
|
1 |
CFE |
Rule Certification to adopt a Lead Market Maker Program for Weekly (Non-Standard) CBOE Volatility Index Futures Expirations. |
05/22/2015 |
Certified |
06/08/2015 |
|
1 |
ICE US |
The Exchange is extending the terms of the Precious Metal Futures Contract Designated Market Maker Program through June 30, 2016. |
05/26/2015 |
Certified |
06/09/2015 |
|
1 |
ICE US |
The Exchange is extending the terms of the Precious Metal Options Contract Designated Market Maker Program through June 30, 2016. |
05/26/2015 |
Certified |
06/09/2015 |
|
1 |
ICE US |
The Exchange is changing the volume discount requirements and extending the terms of the Precious Metal Contract Exchange Member Fee Program through June 30, 2016. |
05/26/2015 |
Certified |
06/09/2015 |
|
1 |
NYMEX |
Amendment to Rule 524 ("Trading at Settlement ("TAS"), Trading at Marker ("TAM") and Matched Order ("MO") Transactions"), Elimination of TAS Pricing in Five (5) NYMEX Products and Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1509-4 |
05/27/2015 |
Certified |
06/10/2015 |
|
1 |
COMEX |
Amendment to Rule 524 ("Trading at Settlement ("TAS"), Trading at Marker ("TAM") and Matched Order ("MO") Transactions"), Elimination of TAS Pricing in Five (5) NYMEX Products and Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1509-4 |
05/27/2015 |
Certified |
06/10/2015 |
|
1 |
NFX |
Off-Exchange Transaction Reference Guide |
05/28/2015 |
Certified |
06/11/2015 |
|
1 |
CDE |
Adjustments to Minimum Block Size for Certain Block Trades |
05/29/2015 |
Certified |
06/11/2015 |
|
1 |
CBOT |
Weekly Notification of Rule Amendments - Week of June 1, 2015 |
06/12/2015 |
Notified |
06/12/2015 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of June 1, 2015 |
06/12/2015 |
Notified |
06/12/2015 |
|
2 |
NFX |
Amendments to Exchange Rules |
05/29/2015 |
Certified |
06/12/2015 |
|
1 |