| MIAX |
Expands the closing period for futures from the last 30 sec to the last 60 sec of trading and combines the weighted average of the closing period vol. from both the electronic platform and the trading pit to determine futures settlement price. |
07/11/2008 |
Certified |
07/14/2008 |
|
1 |
| MIAX |
Requires quarterly financial statements from non-FCM members with clearing privileges. |
07/11/2008 |
Certified |
07/14/2008 |
|
1 |
| ICE US |
Requires a floor broker holding both buy and sell orders at the same time for different principals for the same contract to announce the bid, offer and quantity twice before he is eligible to execute a cross trade. ICE US # 08-42 |
07/11/2008 |
Certified |
07/14/2008 |
|
1 |
| CME |
Amends various rules, as well as the Access, Conduct and Appearance Code and Market Regulation Advisory Notice RA0813-3, addressing Concurrent Long and Short Positions. CME & CBOT #08-105 |
06/25/2008 |
Certified |
07/16/2008 |
|
1 |
| CME |
Expands the permissible block trade transaction for inter-exchange spreads and inter-commodity spreads for Russell 2000 amd E-mini Russell 2000 index futures. CME #08-110 |
07/18/2008 |
Certified |
07/18/2008 |
|
1 |
| CME |
Provides CFTC with notice of CME Group Product Trading Hours Associated with Exchange Holidays. CME & CBOT #08-109 |
07/17/2008 |
Certified |
07/21/2008 |
|
1 |
| CBOT |
Provides CFTC with notice of CME Group Product Trading Hours Associated with Exchange Holidays. CME & CBOT #08-109 |
07/17/2008 |
Certified |
07/21/2008 |
|
1 |
| CBOT |
Allows CME Group Inc. to sell Exercise Right Privileges that it acquired in connection with the merger of Chicago Mercantile Exchange Holdings Inc. and CBOT Holdings Inc. CBOT 08-99 |
06/09/2008 |
Certified |
07/22/2008 |
|
1 |
| ICE US |
Clarifies personal electronic devices prohibition, Authorizes licensing of additional FCOJ stores; Conforms Standing Resolution No. 6 to prior amendments; Allows block trades in USDX contracts; Adopts a Russell Options Market Maker Program. ICE US #08-39 |
06/12/2008 |
Certified |
07/22/2008 |
|
1 |
| ICE US |
Provides for Trade at Index Close (TIC) Orders for futures and contracts based on an underlying index. ICE US #08-41 |
06/18/2008 |
Certified |
07/22/2008 |
|
1 |
| ICE US |
Noitifes Commission of Temporary Change in Trading Hours Due to Power Outage. ICE US #08-35 |
06/06/2008 |
Certified |
07/22/2008 |
|
2 |
| NYMEX |
Eliminates the limit on the fine that may be imposed on a clerk, leaving the amount of the fine for individual occurrences of any rule violation up the the discretion of the sanctioning body upon consideration of the guidelines. NYMEX 8.87 |
06/19/2008 |
Certified |
07/23/2008 |
|
1 |
| CME |
Provides that monetary awards ordered by a panel of the Arbitration Committee be paid within 15 days of receipt of the notice of decision. CME & CBOT #08-113 |
07/24/2008 |
Certified |
07/30/2008 |
|
1 |
| CBOT |
Provides that monetary awards ordered by a panel of the Arbitration Committee be paid within 15 days of receipt of the notice of decision. CME & CBOT #08-113 |
07/24/2008 |
Certified |
07/30/2008 |
|
1 |
| NYMEX |
Reduces the number of members required for a quorum of the Business Conduct Committee from seven to six. NYMEX #08.68 |
06/19/2008 |
Certified |
08/01/2008 |
|
1 |
| NYMEX |
Corrects previously submitted amendments to NYMEX Rule 9.33, Position Reporting. NYMEX 08.72 |
07/25/2008 |
Certified |
08/01/2008 |
|
1 |
| KCBT |
Raises the limit on the ownership of shares. |
06/25/2008 |
Certified |
08/05/2008 |
|
1 |
| CME |
Changes the list of eligible products to trade as All-or-None (AON) transactions in the open outcry, the minimum AON quantity thresholds, and minimum counterparty thresholds. Market Regulation Advisory Notice RA0814-3, CME & CBOT #08-106 |
06/27/2008 |
Certified |
08/05/2008 |
|
1 |
| ICE US |
Changes the opening time for Sugar No.14 futures contracts on the electronic trading platform from 7:00am to 9:00am New York time. ICE US #08-46 |
08/05/2008 |
Certified |
08/07/2008 |
|
1 |
| CME |
Amends the expansion of the Block Trade Transactions of Inter-Exchange Spreads and Inter-Commodity Spreads for both E-mini Russell 2000 and Russell 2000 Index Futures. CME #08-110R |
07/18/2008 |
Certified |
08/08/2008 |
|
1 |
| OCX |
Notifies the CFTC that the elimination of the minimum contract size for EFP transactions using the BETS Automatic Matching feature. |
08/11/2008 |
Certified |
08/12/2008 |
|
1 |
| ICE US |
Provides procedures for establishing settlement prices in the context of a physical emergency. ICE US #08-43 |
07/14/2008 |
Certified |
08/13/2008 |
|
1 |
| NYMEX |
Incorporates the requirement of the CFTC's Order dated April 30, 2008 that any FCM maintaining a reportable position for any contract listed on the DME must report that position to the CFTC, consistent with Parts 15 and 17. NYMEX #08.72 |
07/23/2008 |
Certified |
08/13/2008 |
|
1 |
| ICE US |
Clarifies the times certain settlement procedures are to be used in the context of physical emergencies. ICE US #08-43R |
07/31/2008 |
Certified |
08/13/2008 |
|
1 |
| NFX |
Provides Notice that Timber Hill LLC will act as a market maker in Euro futures contracts commencing on May 30, 2008. PBOT #2008-07 |
05/28/2008 |
Certified |
08/13/2008 |
|
1 |
| NFX |
Withdraws both the implementation of Timber Hill LLC as a market maker in Euro futures contracts and the associated Notice to Members. PBOT #2008-08 |
05/29/2008 |
Certified |
08/13/2008 |
|
1 |
| NYLIFFE |
Requests Approval of NYSE Liffe, LLC Rulebook as part of its DCM designation request |
07/21/2008 |
Approved |
08/21/2008 |
|
1 |
| NFX |
Notifies the Commission of the approval of Timber Hill LLC to act as a market maker in Euro futures contracts commencing on 6/23/08. PBOT #2008-10 |
06/18/2008 |
Certified |
08/22/2008 |
|
2 |
| NYMEX |
Addresses the penalties associated with violations of the Exchange's speculative position limits. NYMEX #08.74 |
07/25/2008 |
Certified |
08/22/2008 |
|
1 |
| NYMEX |
Provides, as required by Regulation 38.5(d), (1) notification that NYMEX became a wholly-owned subsidiary of CME Group on 08/22/08, and (2) certification of continued compliance with the CEA and CFTC regulations. |
08/26/2008 |
Certified |
08/27/2008 |
|
1 |
| ICE US |
Changes the eligbility criteria for the Fee Program to allow a trader to receive benefits even if the trader does not maintain exchange membership and extends the Fee Program through March 31, 2009. ICE US #08-48 |
08/27/2008 |
Certified |
08/28/2008 |
|
1 |
| ICE US |
Adds a new order type (Stop Orders with Protection) and a new functionality (Good til Canceled or "GTC"). Notifies the CFTC that "Trade At Index Close" (TAS) orders will become fully functional by 8-22-08. ICE US #08-47 |
08/08/2008 |
Certified |
08/29/2008 |
|
1 |
| ICE US |
Notifies the CFTC of the postponement of the adoption of amendments to Rule 27.11 and implementation of Trade At Index Close orders until further notice. ICE US Amended 08-47 |
08/15/2008 |
Certified |
08/29/2008 |
|
1 |
| ICE US |
Notifies the CFTC that "Stop orders with Protection" will become effective at the start of trading on August 25, 2008. ICE US # Supplemental Submission 08-47 |
08/21/2008 |
Certified |
08/29/2008 |
|
1 |
| ICE US |
Notifies the CFTC that the effective dates for "Good Til Canceled" funtionality have been changed and will become effective at the start of trading on August 29, 2008. ICEUS Second Supplemental Submission #08-47 |
08/26/2008 |
Certified |
08/29/2008 |
|
1 |
| CBOT |
Changes CME and CBOT Rules 203 and 802 as a result of the merger between CME Group Inc and NYMEX Holdings Inc CME and CBOT #08-123 |
08/20/2008 |
Certified |
08/30/2008 |
|
1 |
| CME |
Changes CME and CBOT Rules 203 and 802 as a result of the merger between CME Group Inc and NYMEX Holdings Inc CME and CBOT #08-123 |
08/20/2008 |
Certified |
08/30/2008 |
|
1 |
| NYMEX |
Changes the NYMEX bylaws in light of changes to its corporate structure due to the merger of NYMEX into CME Group. Deletes the existing NYMEX bylaws and replaces them with a new version of the bylaws. NYMEX #08.80 |
08/20/2008 |
Certified |
08/30/2008 |
|
1 |
| CME |
Provides, as required by Regulation 38.6(d), (1) notification that NYMEX became a wholly-owned subsidiary of CME Group on 08/22/08, and (2) certification of continued compliance with the CEA and CFTC regulations. |
08/22/2008 |
Certified |
08/30/2008 |
|
1 |
| MIAX |
Allows a Director to serve as Chair or Vice Chairperson without prior term. Retains 4 (not 5) public directors to serve on the Board and provides an option of 1 public director (not 2) for the Executive Committee, though presently required after 10-02-08. |
07/03/2008 |
Certified |
09/02/2008 |
|
1 |
| NYMEX |
Outlines the sanctions that the Exchange may impose under the classifications of Major and Minor Offenses under Rule 8.55 NYMEX #08.84 |
08/25/2008 |
Certified |
09/03/2008 |
|
1 |
| NYMEX |
Clarifies that the disciplinary or floor commitee that issued the fine and or restitution order to a clerk also serves as the Hearing Panel that will determine any waiver sought by a Member or Member Firm. NYMEX #08.85 |
08/27/2008 |
Certified |
09/03/2008 |
|
1 |
| CFE |
Amends the CFE Rule 418 regarding emergencies, to provide notification to CFTC via email for situations of fast markets and trading halts. CFE # CFE-2008-06 |
06/16/2008 |
Certified |
09/04/2008 |
|
1 |
| ICE US |
Provides the ICE US Futures US 2009 Holiday Schedule. ICE US #08-52 |
09/10/2008 |
Certified |
09/11/2008 |
|
1 |
| USFE |
Permits block trades for the mini$ DAX contracts, with a minimum block size of 250 DAX contracts, and provides for error trades. USFE #08-04 |
09/11/2008 |
Certified |
09/11/2008 |
|
1 |
| ICE US |
Deletes the mandatory use of synthetic prices for margin when futures contracts are subject to a daily price limit and expands the daily price limits for Cotton No.2 futures and options contracts. ICE US #08-37 |
06/12/2008 |
Certified |
09/12/2008 |
|
1 |
| CBOT |
Issues Advisory Notice RA0814-1 in connection with the transition of the CBOT Metals contracts to NYSE Liffe; and eliminates references to former CBOT Rule 5B.13. CBOT #08-137 |
09/05/2008 |
Certified |
09/12/2008 |
|
1 |
| CBOT |
Issues Advisory Notice RA0815-3 in connection with the transition of the CBOT Metals contracts to NYSE Liffe as of 9/08/08; eliminates references to the Metals contracts in answers to Ques 17 & 18. CBOT/CME #08-136 |
09/05/2008 |
Certified |
09/12/2008 |
|
1 |
| CME |
Issues Advisory Notice RA0815-3 in connection with the transition of the CBOT Metals contracts to NYSE Liffe as of 9/08/08; eliminates references to the Metals contracts in answers to Ques 17 & 18. CBOT/CME #08-136 |
09/05/2008 |
Certified |
09/12/2008 |
|
1 |
| CCFE |
Amends and supplements the CCFE Market Maker Program. 08-13 Supplement |
09/03/2008 |
Certified |
09/15/2008 |
|
1 |
