Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Implementation of the FX Futures Block Price Maker Fee Waiver Program 03/16/2016 Certified 03/30/2016 1
NYMEX Implementation of the NYMEX Brent Options ("BZO") Liquidity Provider Program 03/16/2016 Certified 03/30/2016 2
ICE US The Exchange is amending Rule 6.07 to address changes to Commission Regulation 1.35. Rule 21.02(e) is also being amended to authorize summary fines up to $10,000 for minor infractions relation to all recordkeeping violations. 03/28/2016 Withdrawn 03/30/2016 1
NYMEX Modifications to the NYMEX Iron Ore Market Maker Program 03/17/2016 Certified 03/31/2016 2
NODAL Nodal Exchange self-certification of its intention to continue the Incentive Payments to Brokers Program for the submission of block trades by brokers. 03/17/2016 Certified 03/31/2016 3
CME Elimination of CME Rule 194 ("New Product Access Program"); Amendments to CME Rules 120 ("Membership Categories"), 135 ("GEM Division"), and the Interpretations & Special Notices Relating to Chapter 1 03/17/2016 Certified 03/31/2016 1
CME Implementation of the CME Bloomberg Dollar Spot IndexSM Futures Market Maker Program 03/17/2016 Certified 03/31/2016 2
NYMEX Implementation of the NYMEX Deferred Natural Gas Market Maker Program 03/17/2016 Certified 03/31/2016 4
NYMEX Implementation of the CME Group Energy Portfolio Program 03/17/2016 Certified 03/31/2016 2
CME Listing of Existing Midsize Options on Class III Milk Futures Contract on CME Globex and CME ClearPort and the Listing of Existing Options on Cash-Settled Butter Futures and Options on Cheese Futures on CME ClearPort 03/18/2016 Certified 04/01/2016 1
CME Amendments to Rule 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Accounts") and Issuance of Market Regulation Advisory Notice RA1603-5 03/18/2016 Certified 04/01/2016 2
CBOT Amendments to Rule 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Accounts") and Issuance of Market Regulation Advisory Notice RA1603-5 03/18/2016 Certified 04/01/2016 2
NYMEX Amendments to Rule 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Accounts") and Issuance of Market Regulation Advisory Notice RA1603-5 03/18/2016 Certified 04/01/2016 2
COMEX Amendments to Rule 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Accounts") and Issuance of Market Regulation Advisory Notice RA1603-5 03/18/2016 Certified 04/01/2016 2
NFX Notification of initial listing of trading months in 24 new financially settled real-time peak and off-peak ERCOT power futures contracts. 04/01/2016 Notified 04/01/2016 1
MGE Weekly notification to Clearing Members to report position offsets 04/01/2016 Notified 04/01/2016 1
NFX Block trade, daily settlement price, nonreviewable range, trading hours rules for 24 new ERCOT power contracts separately certified under Commission Rule 40.2 in SR-NFX-2016-30. 03/22/2016 Certified 04/05/2016 2
NFX Amend the NASDAQ Futures Fee Schedule as it relates to fees to include the 24 financially settled energy futures products. 03/22/2016 Certified 04/05/2016 2
NFX An amendment to the broker incentive program to include the 24 financially settled energy futures products for certain energy contracts. 03/22/2016 Certified 04/05/2016 2
NFX Amend the market maker program for certain energy contracts that the Exchange has listed, more specifically, to include the 24 financially settled energy futures products. 03/22/2016 Certified 04/05/2016 2
NFX Aggregation of Positions 03/23/2016 Certified 04/06/2016 1
TRUEEX Amendment to notify of changes in the exchanges trading hours. 04/07/2016 Notified 04/07/2016 1
CME Increase of Reporting Time for Foreign Exchange Block Trades During Asian and European Trading Hours and Issuance of Market Regulation Advisory Notice RA1604-5 on Block Trades 03/24/2016 Certified 04/07/2016 1
CBOT Increase of Reporting Time for Foreign Exchange Block Trades During Asian and European Trading Hours and Issuance of Market Regulation Advisory Notice RA1604-5 on Block Trades 03/24/2016 Certified 04/07/2016 1
NYMEX Increase of Reporting Time for Foreign Exchange Block Trades During Asian and European Trading Hours and Issuance of Market Regulation Advisory Notice RA1604-5 on Block Trades 03/24/2016 Certified 04/07/2016 1
COMEX Increase of Reporting Time for Foreign Exchange Block Trades During Asian and European Trading Hours and Issuance of Market Regulation Advisory Notice RA1604-5 on Block Trades 03/24/2016 Certified 04/07/2016 1
CME Amendments to CME Rule 588.H. ("Globex Non-Reviewable Trading Ranges") and CME Rule 589. ("Special Price Fluctuation Limits") 03/24/2016 Certified 04/07/2016 3
NYMEX Amendments to NYMEX Rule 588.H. ("Globex Non-Reviewable Trading Ranges") for the Palladium Futures Contract and NYMEX Rule 589. ("Special Price Fluctuation Limits") for the Henry Hub Natural Gas Futures and Palladium Futures Contracts 03/24/2016 Certified 04/07/2016 2
COMEX Amendments to COMEX Rule 588.H. ("Globex Non-Reviewable Trading Ranges") for the Aluminum Futures Contract 03/24/2016 Certified 04/07/2016 1
ICE US Amends Rules on Trading Access. 03/25/2016 Certified 04/08/2016 1
ICE US The Exchange is amending Rule 7.08 to require all licensed coffee and cocoa warehouse operators to be registered at all times with the FDA and Rule 7.14 to expressly make licensees responsible for the omissions of their employees. 03/28/2016 Certified 04/11/2016 1
ICE US The Exchange is amending Rule 4.08 giving the Exchange the option to publish a final settlement price on the final settlement date if the specified reference price is unavailable or erroneous. 03/29/2016 Certified 04/12/2016 1
ICE US Effective April 13, 2016, the Exchange is amending Rule 6.44 to clarify an FCM's duty to maintain a program to comply with the Bank Secrecy Act and applicable to the economic sanction requirements. 03/29/2016 Certified 04/12/2016 1
ICE US Effective April 13, 2016, the Exchange is extending the term of the N.A. Credit Futures Contracts Market Maker Program through December 31, 2016. 03/29/2016 Certified 04/12/2016 1
ICE US Effective April 13, 2016, the Exchange is amending the terms of the N.A. Credit Futures Contracts Liquidity Provider Program to extend the term through December 31, 2016. 03/29/2016 Certified 04/12/2016 1
ICE US The Exchange is amending Rule 6.07 to address changes to Commission Regulation 1.35. Rule 21.02(e) is also being amended to authorize summary fines up to $10,000 for minor infractions relation to all recordkeeping violations. 03/30/2016 Certified 04/13/2016 1
CFE The Amendment amends CFE Rule 714 (Imposition of Fines for Minor Rule Violations) to delete one of the current summary fine schedules under Rule 714. 03/30/2016 Certified 04/13/2016 1
CFE The Amendment changes the start time of trading hours for CBOE Russell 2000 Volatility Index ("VU") futures from 8:30 a.m. to 7:30 a.m. 03/31/2016 Certified 04/14/2016 1
NFX Quote Protection 03/31/2016 Certified 04/14/2016 1
NFX Amendments to Daily Settlement Price Rules of Fourteen Power Futures Contracts. 04/01/2016 Certified 04/15/2016 2
NFX Self-certification to adopt a market maker program for energy contracts. 04/04/2016 Certified 04/18/2016 1
NFX Further details on adopting a new market maker program. 04/06/2016 Certified 04/20/2016 2
NFX Block Trades 04/08/2016 Withdrawn 04/20/2016 3
CME Amendments to Rule 588. ("Trade Cancellations and Price Adjustments") 04/11/2016 Certified 04/25/2016 2
CBOT Amendments to Rule 588. ("Trade Cancellations and Price Adjustments") 04/11/2016 Certified 04/25/2016 2
NYMEX Amendments to Rule 588. ("Trade Cancellations and Price Adjustments") 04/11/2016 Certified 04/25/2016 2
COMEX Amendments to Rule 588. ("Trade Cancellations and Price Adjustments") 04/11/2016 Certified 04/25/2016 2
CME Amendments to Rule 579 ("Global Command Center") and Rule 589 ("Special Price Fluctuation Limits") 04/11/2016 Certified 04/25/2016 1
CBOT Amendments to Rule 579 ("Global Command Center") and Rule 589 ("Special Price Fluctuation Limits") 04/11/2016 Certified 04/25/2016 1
NYMEX Amendments to Rule 579 ("Global Command Center") and Rule 589 ("Special Price Fluctuation Limits") 04/11/2016 Certified 04/25/2016 1