| CME |
Implementation of the OTC Platform Distribution Incentive Plan |
05/16/2016 |
Certified |
05/31/2016 |
|
2 |
| NYMEX |
Modifications to the NYMEX Deferred Natural Gas Market Maker Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
| NYMEX |
Modifications to the Natural Gas Financial Futures Spread Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
| NYMEX |
Modifications to the Natural Gas Financial Products Market Maker Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
| NYMEX |
Modifications to Non-Core Crude and Refined Resting Volume Incentive Program |
05/16/2016 |
Certified |
05/31/2016 |
|
2 |
| NYMEX |
Modifications to the Non-Core Crude and Refined Liquidity Provider Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
| CFE |
The Amendment establishes a daily cap on the Block Trade fee for Trade at Settlement ("TAS") transactions for CFE Trading Privilege Holders ("TPHs"). |
05/17/2016 |
Certified |
06/01/2016 |
|
1 |
| CBOT |
Addition of C-Cross Protocol to CME Interest Rate and FX Futures and CBOT Interest Rate Futures and Swaps and Issuance of CME Group Market Regulation Advisory Notice RA1607-5 |
05/18/2016 |
Certified |
06/02/2016 |
|
2 |
| CME |
Addition of C-Cross Protocol to CME Interest Rate and FX Futures and CBOT Interest Rate Futures and Swaps and Issuance of CME Group Market Regulation Advisory Notice RA1607-5 |
05/18/2016 |
Certified |
06/02/2016 |
|
2 |
| NYMEX |
Addition of C-Cross Protocol to CME Interest Rate and FX Futures and CBOT Interest Rate Futures and Swaps and Issuance of CME Group Market Regulation Advisory Notice RA1607-5 |
05/18/2016 |
Certified |
06/02/2016 |
|
2 |
| COMEX |
Addition of C-Cross Protocol to CME Interest Rate and FX Futures and CBOT Interest Rate Futures and Swaps and Issuance of CME Group Market Regulation Advisory Notice RA1607-5 |
05/18/2016 |
Certified |
06/02/2016 |
|
2 |
| NFX |
Rules associated with 24 new PJM and MISO day-ahead power futures contracts. |
05/18/2016 |
Certified |
06/02/2016 |
|
2 |
| NFX |
Fee schedule amendments associated with 24 new PJM and MISO day-ahead power futures contracts |
05/18/2016 |
Certified |
06/02/2016 |
|
2 |
| CFE |
The Amendment amends CFE's rules to allow for spread orders to be submitted as immediate or cancel ("IOC") orders. |
05/19/2016 |
Certified |
06/03/2016 |
|
1 |
| CME |
Reduction of the Block Trade Minimum Quantity Threshold Level for the E-mini Nifty 50 Index Futures and USD Denominated Ibovespa Futures Contracts |
05/19/2016 |
Certified |
06/03/2016 |
|
1 |
| NFX |
To include new products in the Energy Broker Incentive Program |
05/23/2016 |
Certified |
06/07/2016 |
|
2 |
| COMEX |
Amendments to COMEX Rule 588.H. ("Globex Non-Reviewable Trading Ranges") for the Lead Futures Contract |
05/26/2016 |
Certified |
06/10/2016 |
|
1 |
| CME |
Amendments to CME Rule 588.H. ("Globex Non-Reviewable Trading Ranges") for Nikkei Stock Average Futures, Yen Denominated Nikkei Stock Average Futures, and E-mini Yen Denominated Nikkei Stock Average Index Futures Contracts |
05/26/2016 |
Certified |
06/10/2016 |
|
1 |
| NFX |
General Reference Guide |
05/26/2016 |
Certified |
06/10/2016 |
|
1 |
| CME |
Amendments to Daily Settlement Procedures for Fifteen (15) CME Equity Contracts |
05/26/2016 |
Certified |
06/10/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments (Week of May 30, 2016) |
06/10/2016 |
Notified |
06/10/2016 |
|
1 |
| CBOT |
Weekly Notification of Rule Amendments (Week of May 30, 2016) |
06/10/2016 |
Notified |
06/10/2016 |
|
1 |
| CFE |
The Amendment amends CFE Policy and Procedure XVIII (Disruptive Trading Practices (Rule 620)) to provide further guidance on prohibited disruptive trading practices. |
05/27/2016 |
Certified |
06/13/2016 |
|
1 |
| MGE |
Amendments to MGEX Rules regarding Arbitration. |
05/27/2016 |
Certified |
06/13/2016 |
|
1 |
| OCX |
Issuing Notice to Members 2016-16 (Renaming Regulatory Notices) |
06/01/2016 |
Certified |
06/15/2016 |
|
1 |
| NYMEX |
Modifications to Core Globex Energy Tiers Incentive Program |
06/03/2016 |
Certified |
06/17/2016 |
|
2 |
| NYMEX |
Modifications to Brent Futures and Inter-Commodity Spread Market Maker Program |
06/03/2016 |
Certified |
06/17/2016 |
|
2 |
| NYMEX |
Modifications to the NYMEX Commercial Brent Spread Incentive Program |
06/03/2016 |
Certified |
06/17/2016 |
|
2 |
| NYMEX |
Implementation of the NYMEX Brent Globex Fee Discount Incentive Program |
06/03/2016 |
Certified |
06/17/2016 |
|
1 |
| NYMEX |
Modifications to the NYMEX Brent Liquidity Provider Program |
06/06/2016 |
Certified |
06/20/2016 |
|
2 |
| NFX |
Exchange amends Chapter IV, Section 4 and the General Reference Guide to clarify that the non-displayed portion of theIceberg Order which becomes displayed after the original portion is executed will be equal to the original displayed quantity. |
06/07/2016 |
Certified |
06/21/2016 |
|
1 |
| NFX |
Fee Schedule Amendments |
06/08/2016 |
Certified |
06/22/2016 |
|
1 |
| CFE |
The Amendment amends CFE Rules 403 (Order Entry), 414 (Exchange of Contract for Related Position), and 415 (Block Trading) to clarify information that must be included as part of an order. |
06/09/2016 |
Certified |
06/23/2016 |
|
1 |
| CDE |
Adjustment to Volume Discount Program |
06/09/2016 |
Certified |
06/23/2016 |
|
2 |
| CDE |
Amendment to Fees Schedule |
06/09/2016 |
Certified |
06/23/2016 |
|
1 |
| MGE |
Notification of Holiday hours. |
06/24/2016 |
Notified |
06/24/2016 |
|
1 |
| CME |
Extension of the CME/CBOT Equity Index Options Market Maker Program |
06/13/2016 |
Certified |
06/27/2016 |
|
1 |
| CBOT |
Extension of the CME/CBOT Equity Index Options Market Maker Program |
06/13/2016 |
Certified |
06/27/2016 |
|
1 |
| NYMEX |
Modifications to Bi-Venue Energy Tiers Incentive Program |
06/13/2016 |
Certified |
06/27/2016 |
|
2 |
| NYMEX |
Implementation of the NYMEX Natural Gas Basis Volume Incentive Program |
06/13/2016 |
Certified |
06/27/2016 |
|
2 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers ("Program") for the submission of block trades by brokers. |
06/13/2016 |
Certified |
06/27/2016 |
|
3 |
| NYMEX |
Modifications to Crude and Refined Options Market Maker Program |
06/13/2016 |
Certified |
06/27/2016 |
|
2 |
| TRUEEX |
This is an EMERGENY RULE CERTIFICATION to incorporate the refernce to CFTC no-action letter 16-58 and the new expiration .date, and to remove reference to CFTC no-action letter 15-24 and its June 15, 2016 expiration. |
06/14/2016 |
Certified |
06/27/2016 |
|
1 |
| NYMEX |
Modifications to the NYMEX Financial Natural Gas Market Development Program |
06/14/2016 |
Certified |
06/28/2016 |
|
2 |
| NYMEX |
Modifications to the Energy Options RFQ Incentive Program |
06/14/2016 |
Certified |
06/28/2016 |
|
2 |
| NYMEX |
Modifications to NYMEX Crude and Refined Futures Market Maker Program |
06/14/2016 |
Certified |
06/28/2016 |
|
2 |
| CME |
Modifications to the Weather Futures Market Maker Program |
06/14/2016 |
Certified |
06/28/2016 |
|
1 |
| CBOT |
Modifications to the USD Deliverable Swap Futures Volume Incentive Program ("USD DSF") |
06/14/2016 |
Certified |
06/28/2016 |
|
2 |
| NYMEX |
Modifications to Natural Gas Options Liquidity Provider Program |
06/15/2016 |
Certified |
06/29/2016 |
|
2 |
| NYMEX |
Modifications to the Natural Gas Options Market Maker Program |
06/15/2016 |
Certified |
06/29/2016 |
|
2 |
