| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1614-5 Regarding Wash Trades. |
11/15/2016 |
Certified |
11/30/2016 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1614-5 Regarding Wash Trades. |
11/15/2016 |
Certified |
11/30/2016 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1614-5 Regarding Wash Trades. |
11/15/2016 |
Certified |
11/30/2016 |
|
1 |
| CME |
Modifications to the E-mini Futures Volume Incentive Program |
11/15/2016 |
Certified |
11/30/2016 |
|
2 |
| CME |
Issuance of Revised CME Group Market Regulation Advisory Notice RA1613-5R Regarding Block Trades. |
11/15/2016 |
Certified |
11/30/2016 |
|
1 |
| CBOT |
Issuance of Revised CME Group Market Regulation Advisory Notice RA1613-5R Regarding Block Trades. |
11/15/2016 |
Certified |
11/30/2016 |
|
1 |
| NYMEX |
Issuance of Revised CME Group Market Regulation Advisory Notice RA1613-5R Regarding Block Trades. |
11/15/2016 |
Certified |
11/30/2016 |
|
1 |
| COMEX |
Issuance of Revised CME Group Market Regulation Advisory Notice RA1613-5R Regarding Block Trades. |
11/15/2016 |
Certified |
11/30/2016 |
|
1 |
| NYMEX |
Modifications to Core Globex Energy Tiers Incentive Program |
11/15/2016 |
Certified |
11/30/2016 |
|
2 |
| CME |
Amendments to CME Rule 743.B (Delivery Obligation Failure) |
11/16/2016 |
Certified |
12/01/2016 |
|
1 |
| ICE US |
Amendment to Rule 2.12 conforms clearing member share requirement to reflect ICE 5 for 1 stock split |
11/16/2016 |
Certified |
12/01/2016 |
|
1 |
| NFX |
Holiday Schedule for 2017 |
11/16/2016 |
Certified |
12/01/2016 |
|
2 |
| CME |
Amendments to CME Rule 588.H. ("Globex Non-Reviewable Trading Ranges") for Certain FX Option Contracts |
11/17/2016 |
Certified |
12/02/2016 |
|
1 |
| COMEX |
Elimination of Open Outcry Trading Venue in Connection with the Closing of COMEX Open Outcry Options Trading Pits. |
11/21/2016 |
Certified |
12/06/2016 |
|
1 |
| NYMEX |
Elimination of Open Outcry Trading Venue in Connection with the Closing of NYMEX Open Outcry Options Trading Pits. |
11/21/2016 |
Certified |
12/06/2016 |
|
1 |
| ICE US |
Effective December 8, 2016 the Exchange is extending the terms of the World Cotton Futures Contract Inventory Fee Program. |
11/22/2016 |
Certified |
12/07/2016 |
|
2 |
| ICE US |
Effective December 8, 2016 the Exchange is extending the terms of the World Cotton Futures Contract Market Maker Program. |
11/22/2016 |
Certified |
12/07/2016 |
|
2 |
| ICE US |
Effective December 8, 2016 the Exchange is extending the terms of the World Cotton Merchant Fee Incentive Program. |
11/22/2016 |
Certified |
12/07/2016 |
|
2 |
| CME |
Modifications to the Eurodollar Pack and Bundle Deferred Contract Liquidity Program |
11/22/2016 |
Certified |
12/07/2016 |
|
1 |
| CME |
Extension of the CME/CBOT Asset Manager Fixed Income Incentive Program ("AMFIIP") |
11/22/2016 |
Certified |
12/07/2016 |
|
2 |
| CBOT |
Extension of the CME/CBOT Asset Manager Fixed Income Incentive Program ("AMFIIP") |
11/22/2016 |
Certified |
12/07/2016 |
|
2 |
| CBOT |
Modifications to CBOT Market Maker Program for Electronic Treasury Options |
11/22/2016 |
Certified |
12/07/2016 |
|
1 |
| CME |
Extension of the Globex Give Up Fee Waiver Program for CME Short-Term Interest Rate (STIR) Options |
11/22/2016 |
Certified |
12/07/2016 |
|
1 |
| CBOT |
Extension of the CBOT Market Maker Program for Long-Term U.S. Treasury Bond Futures |
11/22/2016 |
Certified |
12/07/2016 |
|
1 |
| ELX |
ELX is amending Rules II-1, II-2, II-5, and II-6, and is deleting Rules II-3 and II-4, relating to the governance of the exchange. |
11/22/2016 |
Certified |
12/07/2016 |
|
1 |
| ELX |
ELX is certifying an amended and restated ELX Futures, L.P. Operating Agreement, which is the constitutional governing document of the partnership. |
11/22/2016 |
Certified |
12/07/2016 |
|
1 |
| ELX |
As requested by Commission staff, ELX Futures is amending its rules to achieve greater consistency with certain Commodity Exchange Act provisions and the Commission's regulations relating to disruptive trading, fraud, and manipulation. |
11/22/2016 |
Certified |
12/07/2016 |
|
1 |
| NFX |
Implementation of Modifications to the NFX Trading System. |
11/22/2016 |
Certified |
12/07/2016 |
|
2 |
| CBOT |
Modifications to the Ultra 10-Year Futures Market Maker Program |
11/23/2016 |
Certified |
12/08/2016 |
|
1 |
| CME |
Extension of the CME Individual Member Equity Index Maxi-Mini Incentive Program |
11/23/2016 |
Certified |
12/08/2016 |
|
1 |
| CME |
Extension of the S&P 500r Floor Broker Incentive Program |
11/23/2016 |
Certified |
12/08/2016 |
|
1 |
| NYMEX |
Modifications to Bi-Venue Energy Tiers Incentive Program |
11/28/2016 |
Certified |
12/12/2016 |
|
2 |
| NYMEX |
Modifications to the Brent Crude Oil Futures-Style Margin Option Fee Waiver Program |
11/28/2016 |
Certified |
12/12/2016 |
|
1 |
| CME |
Modifications to the CME Housing Futures Market Maker Program |
11/28/2016 |
Certified |
12/12/2016 |
|
1 |
| CME |
Modifications to the E-mini FTSE Index Futures Market Maker Program |
11/28/2016 |
Certified |
12/12/2016 |
|
2 |
| CME |
Modifications to E-mini Nikkei 225 Yen-Denominated Futures Market Maker Program |
11/28/2016 |
Certified |
12/12/2016 |
|
2 |
| CME |
Modifications to the E-mini Russell 1000 Index Futures Market Making Program |
11/28/2016 |
Certified |
12/12/2016 |
|
2 |
| CME |
Modifications to the Indian Rupee FX Futures Market Maker Program |
11/28/2016 |
Certified |
12/12/2016 |
|
2 |
| CME |
Modifications to the FX Futures Block Price Maker Fee Waiver Program |
11/28/2016 |
Certified |
12/12/2016 |
|
1 |
| NFX |
Weekly Notification of Rule Amendments |
12/12/2016 |
Notified |
12/12/2016 |
|
1 |
| CME |
Modifications to the Central Bank Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| CBOT |
Modifications to the Central Bank Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| ICE US |
Effective January 1, 2017 the Exchange is extending the terms of the Soft Futures Market Maker Program through December 31, 2017. |
11/29/2016 |
Certified |
12/13/2016 |
|
2 |
| NYMEX |
Modifications to the Central Bank Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| COMEX |
Modifications to the Central Bank Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| ICE US |
Effective January 1, 2017 the Exchange is amending the NYBOT Legacy Member Volume Incentive Program and extending the terms through December 31, 2017. |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| CME |
Modifications to the Latin America Commodity Commercial Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| CBOT |
Modifications to the Latin America Commodity Commercial Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| NYMEX |
Modifications to the Latin America Commodity Commercial Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| COMEX |
Modifications to the Latin America Commodity Commercial Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
