CME |
Updated Block Trade Guidance and Issuance of CME Group Market Regulation Advisory Notice RA1519-5 |
11/27/2015 |
Certified |
12/11/2015 |
|
1 |
CBOT |
Updated Block Trade Guidance and Issuance of CME Group Market Regulation Advisory Notice RA1519-5 |
11/27/2015 |
Certified |
12/11/2015 |
|
1 |
NYMEX |
Updated Block Trade Guidance and Issuance of CME Group Market Regulation Advisory Notice RA1519-5 |
11/27/2015 |
Certified |
12/11/2015 |
|
1 |
COMEX |
Updated Block Trade Guidance and Issuance of CME Group Market Regulation Advisory Notice RA1519-5 |
11/27/2015 |
Certified |
12/11/2015 |
|
1 |
ICE US |
Amends Bylaws and Membership Rules to eliminate NYBOT membership category and implements NYBOT Legacy Member Incentive Program. |
11/25/2015 |
Certified |
12/10/2015 |
|
1 |
ICE US |
The Exchange is amending the definition of the term "Business Day" to delete the requirement that the trading platform must be open for the full regular electronic trading session. |
11/25/2015 |
Certified |
12/10/2015 |
|
1 |
ICE US |
The Exchange is amending the terms of the FX Member Firm Fee Program to extend the term through June 30, 2016 and allow individual IFUS Members to enroll in the Program. |
11/25/2015 |
Certified |
12/10/2015 |
|
1 |
ICE US |
The Exchange is extending the term of the FX Market Maker Program through June 30, 2016. |
11/25/2015 |
Certified |
12/10/2015 |
|
1 |
NFX |
Emergency Rule Certification - temporary restriction on trading at settlement (TAS) beginning with the open session commencing 7:00 PM on 11/25/15. (SR-NFX-2015-88) |
11/25/2015 |
Certified |
12/10/2015 |
|
1 |
CFE |
The Amendment amends Policy & Procedure XIII(CBOE Holdings, Inc. and Subsidiaries Regulatory Indepedence Policy for Regulatory Group Personnel)and XIV(CBOE Holdings, Inc. and Subsidiaries Regulatory Independence Policy for Non-Regulatory Group Personnel). |
11/24/2015 |
Certified |
12/09/2015 |
|
1 |
CFE |
The Amendment deletes CFE's Volatility Index Security Futures Lead Market Maker Program and extends the term of CFE's DPM Market Performance Benchmarks Program. |
11/24/2015 |
Certified |
12/09/2015 |
|
1 |
MGE |
Self Certification of certain amendments to Chapters 1, 2, and 3 of the MGEX Rules and Regulations. |
11/24/2015 |
Certified |
12/09/2015 |
|
1 |
CME |
Amendments to CME Globex Trading Hours for Random Length Lumber Futures and Options Contracts |
11/26/2015 |
Certified |
12/09/2015 |
|
1 |
NYMEX |
Determination to Not Effectuate the Close-Out of NYMEX In Delivery Month European Union Allowance Futures Positions and Re-establishment of Equivalent Positions on CME Europe |
11/26/2015 |
Certified |
12/09/2015 |
|
1 |
NFX |
Market Makers |
11/23/2015 |
Certified |
12/08/2015 |
|
1 |
NFX |
Membership Rules |
11/20/2015 |
Certified |
12/07/2015 |
|
1 |
NODAL |
CFTC Reg 40.6(a) certification of new Nodal Exchange incentive program for its natural gas futures contracts |
11/20/2015 |
Certified |
12/07/2015 |
|
3 |
ICE US |
The Exchange is amending Rule 6.04 changing the trading hours for physically delivered futures contract in the event of a suspension or interruption on the Last Trading Day due to a physical emergency that last longer than two hours. |
11/19/2015 |
Certified |
12/04/2015 |
|
1 |
COMEX |
Establishment of a Block Trade Minimum Threshold in Lead Futures |
11/19/2015 |
Certified |
12/04/2015 |
|
1 |
CFE |
This Amendment changes the short-form references for the CBOE Russell 2000 Volatility Index ("VU") futures contract and deletes rule chapters related to CBOE Nasdaq 100 Volatility Index ("VXN") futures and CBOE Short-Term Volatility Index ("VXST") futures |
11/18/2015 |
Certified |
12/03/2015 |
|
1 |
TRUEEX |
Rulebook amendments required in conjunction with CFTC review of SEF application and to update references to No-Action Letters and their expiration dates. Most of the part 37 regulations have a corresponding part 38 regulation. |
11/18/2015 |
Certified |
12/03/2015 |
|
1 |
CFE |
The Amendment allows the CFE Help Desk to take action it determines necessary to protect market integrity. |
11/18/2015 |
Certified |
12/03/2015 |
|
1 |
CME |
Amendments to Non-Reviewable Ranges for Options and Implied Options Traded on CME Globex |
11/18/2015 |
Certified |
12/03/2015 |
|
1 |
CBOT |
Amendments to Non-Reviewable Ranges for Options and Implied Options Traded on CME Globex |
11/18/2015 |
Certified |
12/03/2015 |
|
1 |
NYMEX |
Amendments to Non-Reviewable Ranges for Options and Implied Options Traded on CME Globex |
11/18/2015 |
Certified |
12/03/2015 |
|
1 |
COMEX |
Amendments to Non-Reviewable Ranges for Options and Implied Options Traded on CME Globex |
11/18/2015 |
Certified |
12/03/2015 |
|
1 |
OCX |
New OCX Rules 618 (Wash Trades), 619 (Money Passes), 620 (Accommodation Trading) & NTM 2015-35 |
11/17/2015 |
Certified |
12/02/2015 |
|
1 |
CME |
Modifications to the CME Commodity Trading Advisors/Hedge Fund Incentive Program |
11/17/2015 |
Certified |
12/02/2015 |
|
1 |
CME |
Modifications to the Eurodollar Pack and Bundle Deferred Contract Liquidity Program |
11/17/2015 |
Certified |
12/02/2015 |
|
1 |
CBOT |
Modifications to the CBOT Market Maker Program for Long-Term U.S. Treasury Bond Futures |
11/13/2015 |
Certified |
11/30/2015 |
|
1 |
CBOT |
Modifications to the CBOT Market Maker Program for Deferred 30-Day Federal Fund Futures |
11/13/2015 |
Certified |
11/30/2015 |
|
1 |
CBOT |
Extension of the Fed Fund Options Floor Broker Pool Program |
11/13/2015 |
Certified |
11/30/2015 |
|
1 |
CBOT |
Modifications to CBOT Market Maker Program for Electronic Treasury Options |
11/13/2015 |
Certified |
11/30/2015 |
|
2 |
NODAL |
CFTC Regulation 40.6(a) certification of revisions to terms in Nodal Exchange Participant Agreement only applicable to non-affiliated clearing house. On Oct 19, 2015, Nodal Exchange transitioned clearing to its affiliate, Nodal Clear. |
11/13/2015 |
Certified |
11/30/2015 |
|
2 |
NYMEX |
Modifications to the NYMEX Crude and Refined Calendar Spread Options Incentive Program |
11/13/2015 |
Certified |
11/30/2015 |
|
2 |
NODAL |
Certification providing description of the Nodal Exchange Incentive Program for Brokers. |
11/13/2015 |
Certified |
11/30/2015 |
|
2 |
NYMEX |
Modifications to Core Globex Energy Tiers Incentive Program |
11/12/2015 |
Certified |
11/27/2015 |
|
2 |
MGE |
Weekly Notification of Rule Amendments Pursuant to CFTC Regulation 40.6(d). |
11/27/2015 |
Notified |
11/27/2015 |
|
1 |
CFE |
This filing adopts a new Policy and Procedure XIX (Submission Time Frames) to set forth in one location within CFE's Rules the time frames during which CFE Trading Privilege Holders ("TPHs") may submit orders, quotes, cancels and order modifications. |
11/11/2015 |
Certified |
11/25/2015 |
|
1 |
CFE |
This filing extends CFE's Trading Privilege Holder Permit Program ("TPH Program") for an additional year so that all trading permits issued under the TPH Program will now expire on December 31, 2016. |
11/11/2015 |
Certified |
11/25/2015 |
|
1 |
NFX |
Acceptable Orders |
11/11/2015 |
Withdrawn |
11/24/2015 |
|
1 |
CFE |
The Amendment deletes CFE's Volatility Index Security Futures Lead Market Maker Program and extends the term of CFE's DPM Market Performance Benchmarks Program. |
11/24/2015 |
Withdrawn |
11/24/2015 |
|
1 |
NFX |
2016 Trading Calendar |
11/06/2015 |
Certified |
11/23/2015 |
|
1 |
NADEX |
Nadex increases number of orders a market participant, not acting as a market maker, can submit to the Exchange via FIX Connection. Amends listing hours for Thanksgiving Holiday. |
11/05/2015 |
Certified |
11/20/2015 |
|
2 |
MGE |
Weekly Notification of Rule Amendments Pursuant to CFTC Regulation 40.6(d) |
11/20/2015 |
Notified |
11/20/2015 |
|
1 |
NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 853 ("Transfers of Trades and Customer Accounts") |
11/04/2015 |
Certified |
11/19/2015 |
|
1 |
COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 853 ("Transfers of Trades and Customer Accounts") |
11/04/2015 |
Certified |
11/19/2015 |
|
1 |
CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 853 ("Transfers of Trades and Customer Accounts") |
11/04/2015 |
Certified |
11/19/2015 |
|
1 |
CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rule 853 ("Transfers of Trades and Customer Accounts") |
11/04/2015 |
Certified |
11/19/2015 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA1518-5 Concerning Position Limits and Accountability Levels |
11/03/2015 |
Certified |
11/18/2015 |
|
2 |