COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1518-5 Concerning Position Limits and Accountability Levels |
11/03/2015 |
Certified |
11/18/2015 |
|
2 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1518-5 Concerning Position Limits and Accountability Levels |
11/03/2015 |
Certified |
11/18/2015 |
|
2 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1518-5 Concerning Position Limits and Accountability Levels |
11/03/2015 |
Certified |
11/18/2015 |
|
2 |
COMEX |
Modifications to the COMEX Gold Kilo Futures Volume Incentive Program |
11/03/2015 |
Certified |
11/18/2015 |
|
2 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA1517-5 Concerning Supervisory Responsibilities for Employees and Agents |
10/30/2015 |
Certified |
11/16/2015 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1517-5 Concerning Supervisory Responsibilities for Employees and Agents |
10/30/2015 |
Certified |
11/16/2015 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1517-5 Concerning Supervisory Responsibilities for Employees and Agents |
10/30/2015 |
Certified |
11/16/2015 |
|
1 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1517-5 Concerning Supervisory Responsibilities for Employees and Agents |
10/30/2015 |
Certified |
11/16/2015 |
|
1 |
MGE |
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a) |
10/30/2015 |
Certified |
11/16/2015 |
|
1 |
CFE |
This filing adopts a new Policy and Procedure XIX (Submission Time Grames) to set forth in one location within CFE's Rules the time frames during which CFE Trading Privilege Holders ("TPHs") may submit orderes, quotes, cancels and order modifications. |
11/11/2015 |
Withdrawn |
11/12/2015 |
|
1 |
CBOT |
Implementation of the E-mini Equity Index Futures BTIC Market Maker Program |
10/28/2015 |
Certified |
11/12/2015 |
|
4 |
CME |
Implementation of the E-mini Equity Index Futures BTIC Market Maker Program |
10/28/2015 |
Certified |
11/12/2015 |
|
4 |
CME |
Implementation of the S&P 500r Dividend Futures Market Maker Program. |
10/28/2015 |
Certified |
11/12/2015 |
|
6 |
NYMEX |
Implementation of the NYMEX Emissions Fee Program |
10/28/2015 |
Certified |
11/12/2015 |
|
1 |
NYMEX |
Listing of Existing U.S. Midwest Domestic Hot-Rolled Coil Steel Index Average Price Option Contract to the CME Globex Electronic Trading Platform |
10/27/2015 |
Certified |
11/10/2015 |
|
2 |
COMEX |
Listing of the Existing Copper Average Price Option Contract on the CME Globex Electronic Trading Platform |
10/27/2015 |
Certified |
11/10/2015 |
|
2 |
CFE |
This filing proposes to allow market makers in security futures to meet their obligations by providing orders instead of quotes. |
10/26/2015 |
Certified |
11/09/2015 |
|
1 |
MGE |
Weekly Notification of Rule Amendments Pursuant to CFTC Regulation 40.6(d) |
11/06/2015 |
Notified |
11/06/2015 |
|
1 |
NFX |
Wash Trading Guidance |
10/22/2015 |
Certified |
11/05/2015 |
|
1 |
CBOT |
Amendment of Rule 589 ("Special Price Fluctuation Limits") for Interest Rate Contracts |
10/22/2015 |
Certified |
11/05/2015 |
|
1 |
ICE US |
Effective November 4, 2015 the Exchange is implementing a new California Carbon Allowance Futures Contract Volume Incentive Program. |
10/21/2015 |
Certified |
11/04/2015 |
|
1 |
NFX |
Various rules associated with 4 new energy contracts (see footnote 1 of certification letter) |
10/21/2015 |
Certified |
11/04/2015 |
|
4 |
NFX |
Amending the NASDAQ Futures Fee Schedule to include the four financially settled futures and futures options products filed under SR-NFX-2015-72. |
10/21/2015 |
Certified |
11/04/2015 |
|
2 |
NFX |
Amend broker incentive program to add new Energy Contracts: NFX WTI Crude Oil Penultimate Fin Fut (TQ); NFX Options on NFX WTI Crude Oil Penultimate Fin Fut (TOQ); NFX Heating Oil Penultimate Fin Fut (OQ); NFX RBOB Gasoline Penultimate Fin Fut (RQ). |
10/21/2015 |
Certified |
11/04/2015 |
|
1 |
NFX |
Amend the market maker program for certain energy contracts that the Exchange has listed, more specifically, to include the four financially settled futures and futures options products filed under SR-NFX-2015-72. |
10/21/2015 |
Certified |
11/04/2015 |
|
2 |
CDE |
Self-Certification of Regulatory Services Agreement with National Futures Association |
10/20/2015 |
Certified |
11/03/2015 |
|
2 |
ICE US |
Amendments to Appendix II of Chapter 27 Exchange Messaging Policy which change the Weighted Volume Ration threshold for U.S. Dollar Index Futures from 100,000 messages per day to 150,000 messages per day. |
10/19/2015 |
Certified |
11/02/2015 |
|
1 |
COMEX |
Modifications to the Copper Options Fee Waiver and Fee Discount Program |
10/16/2015 |
Certified |
10/30/2015 |
|
1 |
NODAL |
CFTC Regulation 40.6(a) Emergency Rule Certification: Notification of Delayed Nodal Exchange Trading Hours for the day of October 19, 2015 to begin at 10:00am. |
10/16/2015 |
Certified |
10/30/2015 |
|
1 |
NYMEX |
Modifications to the LN/OS/BZO Options Market Maker Program |
10/16/2015 |
Certified |
10/30/2015 |
|
2 |
NYMEX |
Modifications to the NYMEX Financial Natural Gas Market Development Program |
10/16/2015 |
Certified |
10/30/2015 |
|
2 |
NYMEX |
Modifications to the Iron Ore Futures Market Maker Program |
10/16/2015 |
Certified |
10/30/2015 |
|
2 |
NYMEX |
Implementation of the North American Grades Futures and Options Program |
10/16/2015 |
Certified |
10/30/2015 |
|
2 |
CME |
Modifications to the FX Block Trading Broker Rebate Program |
10/16/2015 |
Certified |
10/30/2015 |
|
2 |
MGE |
Weekly Submission Pursuant to CFTC Regulation 40.6(d) |
10/30/2015 |
Notified |
10/30/2015 |
|
1 |
ICE US |
The Exchange is amending Rule 6.04 to clarify the methods that can be used to determine settlement prices in the event of a physical emergency and is also amending the definition of the term "Index Contract". |
10/15/2015 |
Certified |
10/29/2015 |
|
1 |
ICE US |
Effective November 2, 2015 the Exchange is amending the terms of the N.A. Credit Futures Contracts Liquidity Provider Program to extend the term through April 30, 2016 and to change the obligations required to earn program incentives. |
10/15/2015 |
Certified |
10/29/2015 |
|
1 |
ICE US |
Effective November 2, 2015 the Exchange is amending the terms of the N.A. Credit Futures Contracts Market Maker Program to extend the term through April 30, 2016 and amending the Program obligations. |
10/15/2015 |
Certified |
10/29/2015 |
|
1 |
ICE US |
Effective November 2, 2015 the Exchange is amending the terms of the Softs Futures Market Maker Program to include the new World Cotton Futures Contract. |
10/15/2015 |
Certified |
10/29/2015 |
|
1 |
ICE US |
Effective November 2, 2015 the Exchange is amending the terms of the New Jurisdiction Volume Incentive Program to include the new World Cotton Futures Contract. |
10/15/2015 |
Certified |
10/29/2015 |
|
2 |
NYMEX |
Intent to Consider and Accommodate Opt-In Requests after October 16, 2015 Re Close-Out of NYMEX In Delivery Month European Union Allowance Futures Positions and Re-establishment of Equivalent Positions on CME Europe |
10/15/2015 |
Certified |
10/29/2015 |
|
2 |
NODAL |
Emergency Certification regarding Exchange's Broker Incentive Program |
10/27/2015 |
Withdrawn |
10/28/2015 |
|
2 |
ICE US |
Effective November 2, 2015, the Exchange will be implementing a New World Cotton Contract Inventory Fee Program. |
10/13/2015 |
Certified |
10/27/2015 |
|
1 |
ICE US |
Effective November 2, 2015, the Exchange will be implementing a New World Cotton Futures Contract Market Maker Program. |
10/13/2015 |
Certified |
10/27/2015 |
|
1 |
ICE US |
Effective November 2, 2015, the Exchange will be implementing a New World Cotton Merchant Fee Incentive Program. |
10/13/2015 |
Certified |
10/27/2015 |
|
1 |
ICE US |
Consolidation of Rules 27.27 and 6.06A into a single Rule on Limitations of Liability of IFUS. |
10/13/2015 |
Certified |
10/27/2015 |
|
1 |
ICE US |
Resolution 7 expanded to broaden the subjects over which President has delegated power to act. |
10/13/2015 |
Certified |
10/27/2015 |
|
1 |
ICE US |
New Bylaw Definition specifies the Rules, but not the Bylaws, are governed by NY law. |
10/13/2015 |
Certified |
10/27/2015 |
|
1 |
ICE US |
Effective October 27, 2015 the Exchange is deleting Rule 18.05(d) to clarify Clearing Members' obligations to report open interest after the Exchange's last trading day for Energy Contracts. |
10/13/2015 |
Certified |
10/27/2015 |
|
1 |
ICE US |
Effective October 27, 2015 the Exchange is amending Rule 6.20 to provide some flexibility in determining the date upon which the spot month position limit period begins for the Henry LD1 Fixed Price Futures Contract. |
10/13/2015 |
Certified |
10/27/2015 |
|
1 |