| NYMEX |
Provides for changes to NYMEX rules in connection with Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules. NYMEX #09.141 |
07/28/2009 |
Certified |
03/29/2010 |
|
1 |
| ICE US |
Extends the Russell Futures Market Maker Program and Options Market Maker Programs and New USDX and New Currency Market Maker Program. ICE US #09-58 |
12/18/2009 |
Certified |
03/29/2010 |
|
1 |
| CCFE |
Modifies certain aspects of the CCFE current market maker program, from May 1, 2008 (08-13) and thereafter October 28, 2009 (09-28). CCFE #09-34 |
12/23/2009 |
Certified |
03/29/2010 |
|
1 |
| CME |
Provides CME Market Reg Advisory Notice RA0902-2 regarding changes to CME Rule 515 ("Registration and Identification of Broker Associations"), resulting from harmonization of CME/NYMEX/COMEX Rule 515. CME #09-141 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
| CBOT |
Amends Rule 402 and 406 to allow the member component of disciplinary panels of the CME and CBOT Probable Cause and Business Conduct Committees to include one member from the sister exchange. CME/CBOT #09-317 |
12/28/2009 |
Certified |
03/29/2010 |
|
1 |
| NYMEX |
Provides NYMEX/COMEX Market Reg Advisory Notice RA0906-4, providing information on the changes to trade practice rules due to the harmonization of NYMEX and COMEX rules with those of CME and CBOT. NYMEX #09-145 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
| CBOT |
Provides Market Reg Notice RA0903-5 concerning the requirements for engaging in pre-execution communications with respect to Globex trades. CME/CBOT/NYMEX #09.146 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
| NYMEX |
Provides Market Reg Notice RA0903-5 concerning the requirements for engaging in pre-execution communications with respect to Globex trades. CME/CBOT/NYMEX #09.146 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
| NADEX |
Modifies trading and settlement schedule for the Nonfarm Payrolls and Unemployment Rate binary contracts to accommodate for the US Good Friday Holiday on April 2, 2010. |
03/24/2010 |
Certified |
03/24/2010 |
|
1 |
| ICE US |
Changes the Cocoa futures contract No-Cancellation Range from $15 to $20 and Sugar No 11 futures contract Reasonability Limit from .0050 to .0075. ICE US #10-06 |
02/25/2010 |
Certified |
03/22/2010 |
|
1 |
| NYMEX |
Provides Incentive Program for Gulf Coast Sour Crude Oil Futures Contract on CME Globex, NYMEX Trading Floor and CME ClearPort. NYMEX #09-286 |
12/03/2009 |
Certified |
03/22/2010 |
|
1 |
| CME |
Expands Nikkei 225 (Dollar) Futures Trading Hours. CME #10-067 |
03/19/2010 |
Certified |
03/19/2010 |
|
1 |
| CCFE |
Adds an Interpretation to CCFE Rule 602 regarding Fictitious Transactions. CCFE #09-22 |
08/31/2009 |
Certified |
03/18/2010 |
|
1 |
| ICE US |
Provides Notice of Temporary Changes to the Electronic Opening Times for Sugar No.11, Coffee "C" and Cocoa Futures and Options Contracts and Settlement Window and Last Day Trading Hours for Cocoa Contracts. ICE US #10-8 |
03/10/2010 |
Certified |
03/17/2010 |
|
1 |
| KCBT |
Provides notification of the intention to add new Rules 21100.01 and 2100.02 (FCM "Participation Agreement" & eligible swap participant "Certification of Eligibility" forms) to its petition dated May 26, 2009. |
03/08/2010 |
Certified |
03/15/2010 |
|
1 |
| NYMEX |
Eliminates references to Pit Committee which is replaced, where appropriate, with references to the Floor Conduct Committee or Exchange Officials. NYMEX/COMEX #10-057 |
03/04/2010 |
Certified |
03/12/2010 |
|
1 |
| NYMEX |
Revises Settlement Price Methodology in Active Month COMEX Gold and Silver Futures. COMEX #10-053 |
02/22/2010 |
Certified |
03/01/2010 |
|
1 |
| CCFE |
Amends Rule 1203 to add a 1-year prior vintage contract to the Sulfur Financial Instrument futures contract products. CCFE #09-25 |
10/08/2009 |
Certified |
02/22/2010 |
|
1 |
| CME |
Amends Rule 402 and 406 to allow the member component of disciplinary panels of the CME and CBOT Probable Cause and Business Conduct Committees to include one member from the sister exchange. CME/CBOT #09-317 |
12/28/2009 |
Certified |
02/22/2010 |
|
1 |
| NYMEX |
Issues NYMEX & COMEX Market Regulatory Notice RA0913-4, concerning a modification in the manner in which block trades are reported on the NYMEX trading floor. NYMEX #09-279 |
11/20/2009 |
Certified |
02/17/2010 |
|
1 |
| NYMEX |
Provides corrected Advisory Notice RA0913-4, concerning a modification in the manner in which block trades are reported on the NYMEX trading floor. NYMEX #09-279R |
11/20/2009 |
Certified |
02/17/2010 |
|
1 |
| ICE US |
Provides Trading Hours for the President's Day Holiday. ICE US #10-5 |
02/12/2010 |
Certified |
02/12/2010 |
|
1 |
| ICE US |
Amends Standing Resolution No.7 to authorize the President to change the No Cancellation Ranges and Resonability Limits in the Exchange's Error Policy. also provides for a definition of Waste in the Cocoa futures contract. ICE US #10-4 |
02/04/2010 |
Certified |
02/12/2010 |
|
1 |
| OCX |
Provides Notice of Change of Address. |
02/12/2010 |
Certified |
02/12/2010 |
|
1 |
| NYMEX |
Provides notification regarding the listing of five new Petroleum Futures Contracts for Clearing and Trading, including provisionfor changes to the exchange for related position (EFRP) rules to be consistent with the harmonized rulebook. NYMEX #10-030 |
02/04/2010 |
Certified |
02/11/2010 |
|
1 |
| CME |
Amends Rule 127 (Trading and Solicitation Privileges) to clarify the circumstances under which exchange members may solicit customer business and where such solicitations may take place. CME/CBOT/NYMEX #09-289 |
12/01/2009 |
Certified |
02/11/2010 |
|
1 |
| CBOT |
Amends Rule 127 (Trading and Solicitation Privileges) to clarify the circumstances under which exchange members may solicit customer business and where such solicitations may take place. CME/CBOT/NYMEX #09-289 |
12/01/2009 |
Certified |
02/11/2010 |
|
1 |
| NYMEX |
Amends Rule 127 (Trading and Solicitation Privileges) to clarify the circumstances under which exchange members may solicit customer business and where such solicitations may take place. CME/CBOT/NYMEX #09-289 |
12/01/2009 |
Certified |
02/11/2010 |
|
1 |
| NADEX |
Provides Product Schedule Guidelines for Holidays and amendments to the Trading Hours Rule |
02/04/2010 |
Certified |
02/04/2010 |
|
1 |
| OCX |
Amends OneChicago, LLC Operating Agreement to reflect the addition of Public Directors. |
01/26/2010 |
Certified |
02/02/2010 |
|
1 |
| OCX |
Provides New OCX Rule 207(n) and (o) and Revises Chapter 7 Discipline and Enforcement |
12/23/2009 |
Certified |
01/25/2010 |
|
1 |
| OCX |
Amends OCX Rules 116A and submission of New Rules 152A and 207(o), provding for the Chief Reguolatory Officer and the Regulatory Oversight Committee. |
12/31/2009 |
Certified |
01/22/2010 |
|
1 |
| NYLIFFE |
Amends NYSE Liffe US Disciplinary Procedures. NYSE Liffe US 2009-120 |
11/18/2009 |
Certified |
01/22/2010 |
|
1 |
| ELX |
Amends the terms of Rule IV-16 (Block Trades) to change the current reporting period for Black Trades, to provide that Sellers of all block trades are required to report the block trades within 15 minutes. ELX #2010-002 |
01/15/2010 |
Certified |
01/22/2010 |
|
1 |
| CFE |
Provides updated CFE Fee Schedule that includes clarifying changes to the description of the Day Trade fee pilot program. CFE #2010-01 |
01/06/2010 |
Certified |
01/21/2010 |
|
1 |
| NADEX |
Amends Holiday Trading Hours for the India 50 Contracts for January 26, 2010 India Republic Day Holiday |
01/21/2010 |
Certified |
01/21/2010 |
|
1 |
| CCFE |
Implements a fee holiday for qualifying futures contract calendar spreads. CCFE #09-33 |
12/17/2009 |
Certified |
01/21/2010 |
|
1 |
| CME |
Amends Rule 588.G (No Bust Ranges), to add "Random Length Lumber option contract to the list of Globex No bust Ranges. CME/CBOT/NYMEX #09-314 |
12/28/2009 |
Certified |
01/21/2010 |
|
1 |
| CBOT |
Amends Rule 588.G (No Bust Ranges), to add "Random Length Lumber option contract to the list of Globex No bust Ranges. CME/CBOT/NYMEX #09-314 |
12/28/2009 |
Certified |
01/21/2010 |
|
1 |
| NYMEX |
Amends Rule 588.G (No Bust Ranges), to add "Random Length Lumber option contract to the list of Globex No bust Ranges. CME/CBOT/NYMEX #09-314 |
12/28/2009 |
Certified |
01/21/2010 |
|
1 |
| NYMEX |
Issues Market Regulation Advisory Notice RA0914-4- providing an updated list of products in which TAS transactions will be allowed to take place pursuant to Rule 524. NYMEX #09-238 |
12/28/2009 |
Certified |
01/21/2010 |
|
1 |
| NYMEX |
Amends the COMEX By-Laws. COMEX #09-235 |
10/13/2009 |
Certified |
01/20/2010 |
|
1 |
| CBOT |
Extends Asian Hours Liquidity Provider Program for Treasury Futures. CBOT #09-296 |
12/11/2009 |
Certified |
01/20/2010 |
|
1 |
| CFE |
Updates CFE Fee Schedule to extend the term of CFE's Day Trade Fee Pilot Program for an additional year through December 31, 2010. CFE #2009-18 |
12/18/2009 |
Certified |
01/20/2010 |
|
1 |
| NYMEX |
Implements an Incentive program with regard to the listing of five Argus Swap Futures Contracts for Clearing through CME ClearPort and Trading on the NYMEX trading floor. NYMEX #09-282 |
11/20/2009 |
Certified |
01/15/2010 |
|
1 |
| NADEX |
Corrects Holiday Trading Hours for the January 18, 2010, US Martin Luther King Jr. Day Holiday. |
01/15/2010 |
Certified |
01/15/2010 |
|
1 |
| ICE US |
Increases the maximum sanction to be offered in the disciplinary settlement process, Authorizes the President to change settlement period for holidays, and Specifies timeframe warehouse operator must weigh coffee that has been moved. ICE US #09-48 |
11/12/2009 |
Certified |
01/15/2010 |
|
1 |
| CBOT |
Amends certain rules pertaining to the clearing of OTC CDS products; modifications to the Clearing House default waterfall procedures as well as a revision in rule language from "security deposit" to guaranty fund.". CME/CBOT/NYMEX #09-310 |
12/28/2009 |
Certified |
01/15/2010 |
|
1 |
| ICE US |
Provides Trading Hours for the Martin Luther King Jr. Holiday. ICE US #10-1 |
01/13/2010 |
Certified |
01/13/2010 |
|
1 |
| CBOT |
Extends Commodity Market Maker Programs. CBOT #09-316 |
12/22/2009 |
Certified |
01/13/2010 |
|
1 |
