| NYMEX |
Amends Rule 588.G - No Bust Ranges, adding Argus Sour Crude Index futures contract to the list of Globex No Bust Ranges. CME/CBOT/NYMEX #10-015 |
01/12/2010 |
Certified |
01/12/2010 |
|
1 |
| NYLIFFE |
Provides Notice 28/2009, announcing the publication of an updated Rulebook. NYSE LIFFE #2009-121 |
12/01/2009 |
Certified |
01/12/2010 |
|
1 |
| CME |
Amends CME Rule 536.F regarding the compliance of sanctions and violations aligned with CME and NYMEX. CME/CBOT/NYMEX #09-318 |
12/28/2009 |
Certified |
01/11/2010 |
|
1 |
| CBOT |
Amends CBOT Rule 536.F regarding the compliance of sanctions and violations aligned with CME and NYMEX. CME/CBOT/NYMEX #09-318 |
12/28/2009 |
Certified |
01/11/2010 |
|
1 |
| NYMEX |
Amends NYMEX Rule 536.F regarding the compliance of sanctions and violations aligned with CME and CBOT. CME/CBOT/NYMEX #09-318 |
12/28/2009 |
Certified |
01/11/2010 |
|
1 |
| NFX |
Amends Rules 1206 and 1207 regarding the Exchange's new World Currency Futures Contracts. NFX #2009-19 |
12/28/2009 |
Certified |
01/08/2010 |
|
1 |
| NADEX |
Amends the Nadex Holiday Schedule for the 2010 Japan Coming of Age Day Holiday and 2010 US Martin Luther King Jr. Holiday. |
01/07/2010 |
Certified |
01/07/2010 |
|
1 |
| CFE |
Extends CFE's Trading Privilege Holder Permit Program for one year, so that all trading permits issued under the Program will now expire on December 31, 2010. CFE #2009-17 |
12/07/2009 |
Certified |
01/07/2010 |
|
1 |
| NFX |
Provides Notice to Members regarding IKON Global Markets Inc as a market maker in Norwegian Krone, New Zealand Dollar, Swedish Krona and Turkish Lira foreign currency futures contracts. NFX-2010-01 |
01/05/2010 |
Certified |
01/05/2010 |
|
1 |
| CCFE |
Adds Error Trade Policy and Procedures pursuant to CCFE Rule 414. CCFE #09-30 |
11/24/2009 |
Certified |
01/05/2010 |
|
1 |
| NADEX |
Extends the Existing Fee Waiver Promotion. |
12/29/2009 |
Certified |
01/05/2010 |
|
1 |
| ICE US |
Amends Russell Individual Fee Program. ICE US #09-51 |
11/17/2009 |
Certified |
01/04/2010 |
|
1 |
| CME |
Issues CME Group Market Regulation Advisory Notice RA0913-5, clarifying amendments to Rule 534 and the prohibition on wash trading, and providing an updated FAQ. CME/CBOT/NYMEX #09-251 |
10/29/2009 |
Certified |
01/04/2010 |
|
1 |
| CBOT |
Issues CME Group Market Regulation Advisory Notice RA0913-5, clarifying amendments to Rule 534 and the prohibition on wash trading, and providing an updated FAQ. CME/CBOT/NYMEX #09-251 |
10/29/2009 |
Certified |
01/04/2010 |
|
1 |
| NYMEX |
Issues CME Group Market Regulation Advisory Notice RA0913-5, clarifying amendments to Rule 534 and the prohibition on wash trading, and providing an updated FAQ. CME/CBOT/NYMEX #09-251 |
10/29/2009 |
Certified |
01/04/2010 |
|
1 |
| NYLIFFE |
Provides changes to the Operational Process for Deposits and Withdrawals of Vault Receipts to and from the NYSE Liffe Guardian Delivery System. NYSE Liffe US 2009-119 |
11/17/2009 |
Certified |
12/30/2009 |
|
1 |
| CFE |
Amends rules relating to the CBOE Russell Volatility Index futures contract to change the execution allocation method for this contract. CFE #2009-19 |
12/23/2009 |
Certified |
12/30/2009 |
|
1 |
| NYMEX |
Provides Notification of Migration of Open Interest from 4 Decimal Natural Gas Liquids to 5 Decimal Natural Gas Liquids and Delisting of 4 Decimal Natural Gas Liquids. NYMEX #09-300 |
12/16/2009 |
Certified |
12/30/2009 |
|
1 |
| NADEX |
Amends its Holiday schedule for 2009 Japan Emperor's birthday Holiday and the 2009 US Christmas and 2010 US New Year Holidays |
12/29/2009 |
Certified |
12/29/2009 |
|
1 |
| CME |
Amends Rule 406 to clarify the actions that can be taken by panels of the Probable Cause Committee. CME/CBOT/NYMEX #09-260 |
10/29/2009 |
Certified |
12/28/2009 |
|
1 |
| CBOT |
Amends Rule 406 to clarify the actions that can be taken by panels of the Probable Cause Committee. CME/CBOT/NYMEX #09-260 |
10/29/2009 |
Certified |
12/28/2009 |
|
1 |
| NYMEX |
Amends Rule 406 to clarify the actions that can be taken by panels of the Probable Cause Committee. CME/CBOT/NYMEX #09-260 |
10/29/2009 |
Certified |
12/28/2009 |
|
1 |
| ICE US |
Provides Trading Hours for Christmas and New Years. ICE US #09-59 |
12/22/2009 |
Certified |
12/22/2009 |
|
1 |
| ICE US |
Provides 2010 Holiday Schedule. ICE US #09-60 |
12/22/2009 |
Certified |
12/22/2009 |
|
1 |
| NADEX |
Amends Trading hours for 2009 Japan Emperor's Birthday Holiday and 2009 US Christmas and New Year Holidays. |
12/22/2009 |
Certified |
12/22/2009 |
|
1 |
| OCX |
Provides new Rule 422 (rules and procedures for the transfer of trades) and new and Rule 423 (rules and guidance on the offsetting of concurrent long and short positions). |
11/30/2009 |
Certified |
12/17/2009 |
|
1 |
| CME |
Updates CME and CBOT Interest Rate Product Market Making Programs. CME/CBOT #09-067R |
10/27/2009 |
Certified |
12/17/2009 |
|
1 |
| CBOT |
Updates CME and CBOT Interest Rate Product Market Making Programs. CME/CBOT #09-067R |
10/27/2009 |
Certified |
12/17/2009 |
|
1 |
| OCX |
Provides procedures and regulatory oversight for the transfer of trades in a manner to ensure the integrity of the market (new Rule 422); and guidance on the offsetting of concurrent long and short positions (new Rule 423). |
11/30/2009 |
Certified |
12/17/2009 |
|
1 |
| NADEX |
Amends the Nadex Holiday Schedule for 2009 Japan Emperor's Birthday Holiday and the 2009 US Christmas and 2010 US New Year Holidays. |
12/22/2009 |
Certified |
12/17/2009 |
|
1 |
| NYMEX |
Provides Notification of Additional Venue Listing for Three Option Contracts. NYMEX #09-292 and 09-292R |
12/16/2009 |
Certified |
12/16/2009 |
|
2 |
| CME |
Deletes CME Rule 140 ("Agricultural Business Solicitation Permit Program"), based on the expiration of the permit program on December 31, 2009. CME #09-315 |
12/16/2009 |
Certified |
12/16/2009 |
|
1 |
| CBOT |
Notifies the Commission of revisions to Market Making Programs. CBOT #09-114R |
09/10/2009 |
Certified |
12/16/2009 |
|
1 |
| ELX |
Amends Rule IX-3 to allow participants involved in contracts that require physical delivery to mutually agree to delivery terms that are different than those required by ELX and OCC Rules (Alternative Delivery Procedure). |
11/20/2009 |
Certified |
12/15/2009 |
|
1 |
| NYLIFFE |
Provides for Designated Market Makers in MSCI Emerging Markets, EAFE and USA Mini Index Futures Contracts. NYLIFFE #2009-116 |
09/04/2009 |
Certified |
12/14/2009 |
|
1 |
| NYMEX |
Issues an Advisory Notice in connection with NYMEX and COMEX adopting new Rule 526 ("Block Trades"). NYMEX & COMEX Market Regulation Advisory Notice RA0908-4. NYMEX #09-200 |
09/18/2009 |
Certified |
12/14/2009 |
|
1 |
| ELX |
Certifies Emergency Rule Amendments to ELX Rules IV-19 (Emergencies) and IV-22 (Market Opening). ELX #2009-014 |
09/30/2009 |
Certified |
12/10/2009 |
|
1 |
| CME |
Amends Rule 538 to clarify the requirements for the entry of Exchange for Related Positions into CME ClearPort. CME/CBOT/NYMEX #09-250 |
10/27/2009 |
Certified |
12/10/2009 |
|
1 |
| CBOT |
Amends Rule 538 to clarify the requirements for the entry of Exchange for Related Positions into CME ClearPort. CME/CBOT/NYMEX #09-250 |
10/27/2009 |
Certified |
12/10/2009 |
|
1 |
| NYMEX |
Amends Rule 538 to clarify the requirements for the entry of Exchange for Related Positions into CME ClearPort. CME/CBOT/NYMEX #09-250 |
10/27/2009 |
Certified |
12/10/2009 |
|
1 |
| ICE US |
Provides USDX Member Firm Fee Program, New Softs Market Maker Program, and New Russell 1000 Mini and Russell 2000 Mini Fee Programs. ICE US #09-42 |
10/13/2009 |
Certified |
12/10/2009 |
|
1 |
| ICE US |
Amends Block Trade submission procedures to allow and require submission using ICEBlock. ICE US #09-44 |
10/26/2009 |
Certified |
12/08/2009 |
|
1 |
| ICE US |
Amends the definitions and rules to remove all references to products the Exchange no longer lists for trading, and replaces the reference to "Board of Governors" in Rule 6.47 with reference to "Board of Directors." ICE US #09-45 |
10/26/2009 |
Certified |
12/08/2009 |
|
2 |
| NYMEX |
Migrates remaining open interest for the Mont Belvieu Ethane Swap Futures into Mont Belvieu Ethane 5 Decimals Swap Futures. NYMEX #09-285 |
11/25/2009 |
Certified |
12/08/2009 |
|
1 |
| CFE |
Updates CFE Fee Schedule. CFE #2009-16 |
10/22/2009 |
Certified |
12/08/2009 |
|
1 |
| ELX |
Provides, on an emergency basis, changes to ELX Rule IV-9 (Trade Cancellation and Price Adjustments). ELX #2009-015 |
10/01/2009 |
Certified |
12/08/2009 |
|
1 |
| ICE US |
Amends Block Trade Procedures to lower the minimum block size for Sugar arbitrage trades. ICE US #09-52 |
11/19/2009 |
Certified |
12/03/2009 |
|
1 |
| CME |
Amends Rule 820 to identify "London Good Delivery" gold as defined by the London Bullion Market Association as acceptable collateral. CME/CBOT/NYMEX #09-262 |
10/30/2009 |
Certified |
12/03/2009 |
|
1 |
| CBOT |
Amends Rule 820 to identify "London Good Delivery" gold as defined by the London Bullion Market Association as acceptable collateral. CME/CBOT/NYMEX #09-262 |
10/30/2009 |
Certified |
12/03/2009 |
|
1 |
| NYMEX |
Amends Rule 820 to identify "London Good Delivery" gold as defined by the London Bullion Market Association as acceptable collateral. CME/CBOT/NYMEX #09-262 |
10/30/2009 |
Certified |
12/03/2009 |
|
1 |
