CBOT |
Modifications to the South American Soybean Market Maker Program |
09/15/2021 |
Certified |
09/29/2021 |
|
1 |
MGE |
Implementation of MGEX SPIKES Market Maker Program |
09/15/2021 |
Certified |
09/29/2021 |
|
4 |
MGE |
Implementation of BRIXX Market Maker Program |
09/15/2021 |
Certified |
09/29/2021 |
|
3 |
CBOT |
Modifications to the Eris Swap Futures Market Maker Program |
09/15/2021 |
Certified |
09/29/2021 |
|
1 |
CME |
Modifications to the Adjusted Interest Rate ("AIR") S&P 500 Total Return Futures Market Maker Program |
09/15/2021 |
Certified |
09/29/2021 |
|
2 |
CME |
Modifications to the Nasdaq Veles California Water Index Futures Market Maker Program |
09/15/2021 |
Certified |
09/29/2021 |
|
2 |
KEX |
Changes to Rule 2.12 regarding affiliate entity members |
09/17/2021 |
Withdrawn |
09/29/2021 |
|
2 |
COMEX |
Modifications to the Iron Ore Gateway Program |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
COMEX |
Modifications to the Iron Ore Volume Incentive Program |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
COMEX |
Extension of the Shanghai Gold Futures Volume Incentive Program |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
COMEX |
Modifications to the Shanghai Gold Futures Liquidity Provider Program |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
CME |
Modifications to the CME FX Link Market Maker Program |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
CME |
Modifications to the Japan Basis Trade at Index Close ("BTIC") Market Maker Program |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
CBOT |
Modifications to the MAC Swap Futures Incentive Program |
09/14/2021 |
Certified |
09/28/2021 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of September 20, 2021 |
09/27/2021 |
Notified |
09/27/2021 |
|
1 |
CBOT |
Weekly Notification of Rule Amendments - Week of September 20, 2021 |
09/27/2021 |
Notified |
09/27/2021 |
|
1 |
NYMEX |
Weekly Notification of Rule Amendments - Week of September 20, 2021 |
09/27/2021 |
Notified |
09/27/2021 |
|
1 |
COMEX |
Weekly Notification of Rule Amendments - Week of September 20, 2021 |
09/27/2021 |
Notified |
09/27/2021 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA2116-5 Regarding Rule 524. ("Trading at Settlement ("TAS), Trading at Marker ("TAM"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Ena |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
CME |
Modifications to the Cryptocurrency Futures and Options Block and EFRP Program |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
CME |
Implementation of the BTIC on Cryptocurrency Futures Market Maker Program |
09/10/2021 |
Certified |
09/24/2021 |
|
2 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2116-5 Regarding Rule 524. ("Trading at Settlement ("TAS), Trading at Marker ("TAM"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Ena |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
CBOT |
Termination of the Ultra 10-Year Block Fee Discount Program |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
ICE US |
Amendments to Block Trade FAQ which establish the minimum block size for 3 new physical environmental futures contracts. |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2116-5 Regarding Rule 524. ("Trading at Settlement ("TAS), Trading at Marker ("TAM"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Ena |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2116-5 Regarding Rule 524. ("Trading at Settlement ("TAS), Trading at Marker ("TAM"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Ena |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
ICE US |
Amendments to Global NGL and Olefins Liquidity Provider Program |
09/10/2021 |
Certified |
09/24/2021 |
|
2 |
CME |
Amendments to CME Rule 588.H. ("Globex Non-Reviewable Trading Ranges") Table for the E-mini Nasdaq-100 Indexr Futures and Micro E-mini Nasdaq-100 Indexr Futures Contracts |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
CANTOR |
CX is hereby amending its Compliance Manual Addendum on Communications with the CFTC to spell out its policies with regard to changes in Key Personnel. |
09/09/2021 |
Certified |
09/23/2021 |
|
1 |
CME |
Amendments to CME, CBOT, NYMEX, and COMEX Rule 574. ("Globex Access Restrictions") in Connection with the National Futures Association's ("NFA's") Amended Definition of a Branch Office. |
09/08/2021 |
Certified |
09/22/2021 |
|
1 |
CBOT |
Amendments to CME, CBOT, NYMEX, and COMEX Rule 574. ("Globex Access Restrictions") in Connection with the National Futures Association's ("NFA's") Amended Definition of a Branch Office. |
09/08/2021 |
Certified |
09/22/2021 |
|
1 |
NYMEX |
Amendments to CME, CBOT, NYMEX, and COMEX Rule 574. ("Globex Access Restrictions") in Connection with the National Futures Association's ("NFA's") Amended Definition of a Branch Office. |
09/08/2021 |
Certified |
09/22/2021 |
|
1 |
COMEX |
Amendments to CME, CBOT, NYMEX, and COMEX Rule 574. ("Globex Access Restrictions") in Connection with the National Futures Association's ("NFA's") Amended Definition of a Branch Office. |
09/08/2021 |
Certified |
09/22/2021 |
|
1 |
ICE US |
The Exchange is amending the Block Trade FAQ to establish minimum block sizes for the new MSCI TIC+ Futures Contracts |
09/08/2021 |
Certified |
09/22/2021 |
|
1 |
COIN |
US Trading Hours Market Maker Program |
09/03/2021 |
Certified |
09/20/2021 |
|
3 |
COIN |
Rulebook Update |
09/03/2021 |
Certified |
09/20/2021 |
|
1 |
ICE US |
Amendments to Block Trade Procedures |
09/03/2021 |
Certified |
09/20/2021 |
|
1 |
CME |
Modifications to the E-mini S&P 500 Options Market-Wide Block Discount Program |
09/03/2021 |
Certified |
09/20/2021 |
|
1 |
KEX |
Weekly Notification of Rule Amendments for week ending 9/11 |
09/20/2021 |
Notified |
09/20/2021 |
|
1 |
SMFE |
Rule 904 |
09/17/2021 |
Notified |
09/17/2021 |
|
1 |
CFE |
AMERIBOR Futures LLM Program Amendment |
08/30/2021 |
Certified |
09/14/2021 |
|
2 |
BTNL |
Bitnomial Rulebook Update |
08/30/2021 |
Certified |
09/14/2021 |
|
1 |
BTNL |
Updated Fees |
08/30/2021 |
Certified |
09/14/2021 |
|
1 |
BTNL |
Bitnomial Incentive Programs Self-Certification |
08/30/2021 |
Certified |
09/14/2021 |
|
2 |
CME |
Amendments to CME, CBOT, and NYMEX/COMEX Rules in Connection with the Closure of CME and CBOT Trading Pits Except for the CME Eurodollar and SOFR Options Pit. |
08/27/2021 |
Certified |
09/13/2021 |
|
2 |
CME |
Issuance of Multiple Market Regulation Advisory Notices in Connection with the Closure of CME and CBOT Open Outcry Trading Pits Except for the CME Eurodollar and SOFR Options Open Outcry Trading Pit |
08/27/2021 |
Certified |
09/13/2021 |
|
2 |
CME |
Elimination of Open Outcry Trading Venue and Closure of CME Open Outcry Trading Pits Except for the CME Eurodollar and SOFR Options Trading Pit |
08/27/2021 |
Certified |
09/13/2021 |
|
1 |
CBOT |
Issuance of Multiple Market Regulation Advisory Notices in Connection with the Closure of CME and CBOT Open Outcry Trading Pits Except for the CME Eurodollar and SOFR Options Open Outcry Trading Pit |
08/27/2021 |
Certified |
09/13/2021 |
|
2 |
CBOT |
Elimination of Open Outcry Trading Venue and Closure of CBOT Open Outcry Trading Pits |
08/27/2021 |
Certified |
09/13/2021 |
|
1 |
CBOT |
Amendments to CME, CBOT, and NYMEX/COMEX Rules in Connection with the Closure of CME and CBOT Trading Pits Except for the CME Eurodollar and SOFR Options Pit. |
08/27/2021 |
Certified |
09/13/2021 |
|
2 |