| CME |
Modifications to the E-minir FTSE Emerging Index Futures Market Maker Program |
12/13/2019 |
Certified |
12/30/2019 |
|
2 |
| ICE US |
Equity Index contract trading halt amendments |
12/12/2019 |
Certified |
12/27/2019 |
|
1 |
| CME |
Extension of the TOPIX Futures Fee Waiver Program |
12/12/2019 |
Certified |
12/27/2019 |
|
1 |
| NYMEX |
Implementation of the European Natural Gas Volume Incentive Program |
12/12/2019 |
Certified |
12/27/2019 |
|
2 |
| CME |
Extension of the Globex Give Up Fee Waiver Program for CME Short-Term Interest Rate (STIR) Options |
12/11/2019 |
Certified |
12/26/2019 |
|
1 |
| CME |
Extension of the FX Options Give-up Surcharge Fee Waiver Program |
12/11/2019 |
Certified |
12/26/2019 |
|
1 |
| CME |
Expansion of Open Outcry Trading Hours for Options the Livestock Futures Contracts |
12/11/2019 |
Certified |
12/26/2019 |
|
1 |
| ICE US |
The Exchange is extending the terms of the MSCI Index Futures Contract New Jurisdiction Volume Incentive Program through December 31, 2020. |
12/10/2019 |
Certified |
12/24/2019 |
|
2 |
| ICE US |
The Exchange is extending the terms of the New Jurisdiction Volume Incentive Program through December 31, 2020. |
12/10/2019 |
Certified |
12/24/2019 |
|
2 |
| ICE US |
The Exchange is amending Rule 4.01 providing additional guidance on how firms should discharge their supervisory duties. |
12/09/2019 |
Certified |
12/23/2019 |
|
1 |
| NYMEX |
Extension of the NYMEX Power Volume Incentive Program |
12/06/2019 |
Certified |
12/20/2019 |
|
2 |
| NYMEX |
Extension of the NYMEX Natural Gas Deferred Credit Incentive Program |
12/06/2019 |
Certified |
12/20/2019 |
|
2 |
| NYMEX |
Modifications to the NGL Growth Incentive Program |
12/06/2019 |
Certified |
12/20/2019 |
|
2 |
| CME |
Extension of the S&P Floor Calendar Spread Market Maker Discount Program |
12/06/2019 |
Certified |
12/20/2019 |
|
1 |
| CME |
Extension of the S&P 500r Floor Broker Incentive Program |
12/06/2019 |
Certified |
12/20/2019 |
|
1 |
| CME |
Extension of the S&P Options Broker Rebate Program |
12/06/2019 |
Certified |
12/20/2019 |
|
2 |
| CME |
Modifications to the S&P 500r Dividend Futures Market Maker Program |
12/06/2019 |
Certified |
12/20/2019 |
|
2 |
| CME |
Modifications to the CME Individual Member Equity Index Maxi-Mini Incentive Program |
12/06/2019 |
Certified |
12/20/2019 |
|
1 |
| CBOT |
Modifications to the CBOT Market Maker Program for Deferred 30-Day Federal Fund Futures |
12/06/2019 |
Certified |
12/20/2019 |
|
1 |
| OCX |
Expanded Trading Hours |
12/06/2019 |
Certified |
12/20/2019 |
|
1 |
| NODAL |
non-substantive revisions, made during the week of December 9, 2019, to Exhibit N-3 of the Nodal Exchange DCM Application |
12/20/2019 |
Notified |
12/20/2019 |
|
3 |
| CFE |
The Amendment establishes a Lead Market Maker Program for the Weekly VX futures contract. |
12/05/2019 |
Certified |
12/19/2019 |
|
2 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Environmental Broker Incentive Program |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Trucking Incentive Program 1 |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures and Options Contracts Program |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program III |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| ICE US |
Amendment to the definition of the term "Licensed Store" to conform with amendments already established in Chapter 7 - Licensing Rules. |
12/04/2019 |
Certified |
12/18/2019 |
|
1 |
| NFX |
Rule Certification Amending Minimum Block Trade Thresholds for Dry Freight Futures and Options Contracts |
12/04/2019 |
Certified |
12/18/2019 |
|
2 |
| NODAL |
Temporary Rule Changes to facilitate the Implementation of the Nodal Exchange / Nasdaq Futures, Inc. ("NFX") Asset Purchase Agreement |
12/04/2019 |
Certified |
12/18/2019 |
|
2 |
| CFE |
The amendment extends the Lead Market Maker Program for AMERIBOR futures. |
12/04/2019 |
Certified |
12/18/2019 |
|
2 |
| MGE |
Weekly notification regarding Christmas and New Year's holidays |
12/13/2019 |
Notified |
12/13/2019 |
|
1 |
| NYMEX |
Expansion of Trading at Settlement (TAS) Eligibility for the NY Harbor ULSD Futures and RBOB Gasoline Futures Contracts |
11/26/2019 |
Certified |
12/11/2019 |
|
1 |
| NODAL |
The delivery day for December 2019 futures expiries of Nodal Contracts based on environmental products will be changed from Tuesday December 31, 2019 to Monday December 30, 2019. |
11/25/2019 |
Certified |
12/10/2019 |
|
1 |
| ICE US |
The Exchange is launching a New Options on BakktT Bitcoin (USD) Monthly Futures Market Maker Program effective December 9, 2019. |
11/22/2019 |
Certified |
12/09/2019 |
|
2 |
| ICE US |
The Exchange is launching a New BakktT Bitcoin (USD) Options Contracts Executing Broker Rebate Program effective December 9, 2019. |
11/22/2019 |
Certified |
12/09/2019 |
|
1 |
| NODAL |
The Exchange is self-certifying amendments to the Nodal Exchange Rulebook ("Rules") pursuant to Commission Regulation 40.6(a) |
11/22/2019 |
Certified |
12/09/2019 |
|
2 |
| NYMEX |
Reduction of Block Trade Minimum Quantity Threshold Levels of Three (3) Metals Futures and Option Contracts |
11/22/2019 |
Certified |
12/09/2019 |
|
1 |
| LEDGERX |
Amended Fee Schedule |
12/06/2019 |
Notified |
12/06/2019 |
|
2 |
| NODAL |
Temporary Rule Changes to facilitate the Implementation of the Nodal Exchange / Nasdaq Futures, Inc. Asset Purchase Agreement |
12/04/2019 |
Withdrawn |
12/05/2019 |
|
2 |
| CME |
Amendments to CME Rule 8A71. ("Contract Eligibility") to Eliminate Three-Month Eurodollar Futures from the Mutual Offset System |
11/20/2019 |
Certified |
12/05/2019 |
|
1 |
| NYMEX |
Amendments to NYMEX Rule 855. ("Offsetting Positions") - Contracts Eligible for Offset Table for the Singapore Fuel Oil 380 cst (Platts) Futures and Micro Singapore Fuel Oil 380 cst (Platts) Futures Contracts |
11/19/2019 |
Certified |
12/04/2019 |
|
1 |
| ICE US |
New Open Interest Consolidation Program |
11/19/2019 |
Certified |
12/04/2019 |
|
2 |
| NYMEX |
Implementation of the NYMEX Energy Fee Waiver Program |
11/18/2019 |
Certified |
12/03/2019 |
|
2 |
| CFE |
The amendment amends CFE's DPM Market Performance Benchmarks Program. |
11/18/2019 |
Certified |
12/03/2019 |
|
2 |
| CFE |
The amendment relates to a requirement to use match trade prevention functionality and deletes an expiring lead market maker program. |
11/18/2019 |
Certified |
12/03/2019 |
|
2 |
| NFX |
Self-certification to terminate the Designated Market Maker Program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
11/15/2019 |
Certified |
12/02/2019 |
|
1 |
| CDE |
Proprietary Trading Group Liquidity Incentive Program Self Certification (Eris Exchange, LLC Submission #2019-03) |
11/15/2019 |
Certified |
12/02/2019 |
|
4 |
| NADEX |
Nadex launches Refer-a-Friend Program; amends Rule to clarify when Nadex can deposit to an account |
11/14/2019 |
Certified |
11/29/2019 |
|
1 |
