| NFX |
Self-certification to launch a new quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
07/17/2017 |
Certified |
07/31/2017 |
|
3 |
| NFX |
Self-certification to extend the Designated Market Maker program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook |
07/17/2017 |
Certified |
07/31/2017 |
|
2 |
| NYMEX |
Amendments to NYMEX Rule 588.H. ("Globex Non-Renewable Ranges") Table for Certain Energy Futures and Option Contracts |
07/14/2017 |
Certified |
07/28/2017 |
|
1 |
| NYMEX |
Modifications to the International Coal Products Volume Incentive Program |
07/14/2017 |
Certified |
07/28/2017 |
|
2 |
| CME |
Extension of the Chilean Peso Futures Market Maker Program |
07/14/2017 |
Certified |
07/28/2017 |
|
2 |
| NODAL |
Nodal Exchange: self certification of new trading incentives program |
07/13/2017 |
Certified |
07/27/2017 |
|
3 |
| CFE |
The Amendment amends and extends the term of CFE's New Foreign Trader Incentive Program. |
07/12/2017 |
Certified |
07/26/2017 |
|
1 |
| NADEX |
Provides notice that Market Makers may only submit Post-Only Quotes, and must make good faith attempt to price Demo. |
07/12/2017 |
Certified |
07/26/2017 |
|
1 |
| NFX |
Self-certification to recertify the Exchange's broker incentive program (the "Energy Broker Incentive Program" or "Program") for certain energy contracts. |
07/10/2017 |
Certified |
07/24/2017 |
|
1 |
| ICE US |
Restoring variation margin rules relating to delivery positions. |
07/10/2017 |
Certified |
07/24/2017 |
|
1 |
| COMEX |
Weekly Notification of Rule Amendments (Week of July 10, 2017) |
07/20/2017 |
Notified |
07/20/2017 |
|
1 |
| NYMEX |
Implementation of the Global Natural Gas Market Maker Program |
06/29/2017 |
Certified |
07/14/2017 |
|
2 |
| ICE US |
Consolidation of IFUS Chapters 4 and 27 and updating cross references in various chapters and FAQs. |
07/14/2017 |
Notified |
07/14/2017 |
|
1 |
| ICE US |
Emergency Action - Delayed Open for Financial Power Futures and Options Markets |
06/27/2017 |
Certified |
07/12/2017 |
|
2 |
| ICE US |
Effective July 12, 2017 the Exchange is increasing the fees for block and EFRP trades for Russell Complex Futures and Options Contracts. |
06/26/2017 |
Certified |
07/11/2017 |
|
1 |
| ICE US |
The Exchange is amending the term "agent" in Rule 4.01 to include any Exchange related activities associated with automated trading systems. |
06/26/2017 |
Certified |
07/11/2017 |
|
1 |
| ICE US |
The Exchange is amending Disciplinary Rules 21.14, 21.16 and 21.42. |
06/26/2017 |
Certified |
07/11/2017 |
|
1 |
| ICE US |
Restoring variation margin rules relating to delivery positions. |
07/07/2017 |
Withdrawn |
07/11/2017 |
|
1 |
| ICE US |
Elimination of Obsolete Committees. |
06/23/2017 |
Certified |
07/10/2017 |
|
1 |
| NADEX |
Nadex amends Rule regarding Order Entry to describe order rate limiter, minor clarfications to Membership Agreement and Risk Disclosure Agreement. |
06/23/2017 |
Certified |
07/10/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments (Week of July 3, 2017) |
07/10/2017 |
Notified |
07/10/2017 |
|
1 |
| NYMEX |
Implementation of the NGL Liquidity Provider Program |
06/22/2017 |
Certified |
07/07/2017 |
|
2 |
| CME |
Modifications to the E-mini Russell 2000 Futures Market Maker Program |
06/22/2017 |
Certified |
07/07/2017 |
|
2 |
| CME |
Modifications to the FX Monthly Futures Market Maker Program |
06/22/2017 |
Certified |
07/07/2017 |
|
2 |
| ICE US |
Amendments to the Russell Futures Market Maker Program |
06/22/2017 |
Certified |
07/07/2017 |
|
2 |
| NFX |
Rule Amendment of Chapter I, Chapter IV, the General Reference Guide, the Mass Quote Protection & Self-Match Prevention Reference Guide and Combination & Implied Orders Technical Reference Document. |
06/21/2017 |
Certified |
07/06/2017 |
|
1 |
| NYMEX |
Modifications to the Oil Incentive Program |
06/21/2017 |
Certified |
07/06/2017 |
|
2 |
| NYMEX |
Implementation of the NGL Growth Incentive Program |
06/21/2017 |
Certified |
07/06/2017 |
|
2 |
| CME |
Weekly Notification of Rule Amendments (Week of June 26, 2017) |
07/06/2017 |
Notified |
07/06/2017 |
|
1 |
| NFX |
Weekly Notification of Rule Amendments |
07/06/2017 |
Notified |
07/06/2017 |
|
1 |
| CBOT |
Amended Exercise Rules for at-the-money Exercise Prices of Wednesday Weekly Options on Short-Term U.S. Treasury Note Futures, Medium-Term U.S. Treasury Note Futures, Long-Term U.S. Treasury Note Futures, 10-Year U.S. Treasury Note Futures, U.S. Treasury B |
06/19/2017 |
Certified |
07/03/2017 |
|
1 |
| TRUEEX |
Rulebook amendment to reflect extension of No Action letter related to trade erros |
06/18/2017 |
Certified |
06/30/2017 |
|
1 |
| MGE |
Weekly notification - reminder to report offsets. |
06/30/2017 |
Notified |
06/30/2017 |
|
1 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers Program for the submission of block trades by brokers. |
06/16/2017 |
Certified |
06/30/2017 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II. |
06/16/2017 |
Certified |
06/30/2017 |
|
3 |
| CFE |
The Amendment extends the Lead Market Maker (LMM) Program for Weekly (Non-Standard) CBOE Volatility Index (VX) Futures Expirations and LMM appointments until September 30, 2017. |
06/16/2017 |
Certified |
06/30/2017 |
|
1 |
| OCX |
Amending OneChicago Rule 902 (Contract Specifications) to Permit Four Decimal Pricing for Outright Trades |
06/16/2017 |
Certified |
06/30/2017 |
|
1 |
| CBOT |
Implementation of the Grain & Oilseed Deferred Spread Market Maker Program |
06/16/2017 |
Certified |
06/30/2017 |
|
2 |
| CME |
Modifications to the Russell Futures Fee Discount Program |
06/16/2017 |
Certified |
06/30/2017 |
|
1 |
| NFX |
Self-certification to recertify the Exchange's Asia-Pacific incentive program for certain energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook as may be amended. |
06/16/2017 |
Certified |
06/30/2017 |
|
1 |
| NADEX |
Nadex Amends its Rules pertaining to Market Maker Obligations and Trace Cancellations to clarify specific provisions;amends its Rules to prohibit intentional or reckless disregard for order during closing period; Nadex amends its Market Maker Agreement |
06/16/2017 |
Certified |
06/30/2017 |
|
1 |
| ICE US |
The Exchange is extending the terms of the New Jurisdiction Volume Incentive Program through June 30, 2018. |
06/15/2017 |
Certified |
06/29/2017 |
|
2 |
| NYMEX |
Modifications to the Financial Natural Gas Spreads & Strips Market Maker |
06/15/2017 |
Certified |
06/29/2017 |
|
2 |
| COMEX |
Modifications to the Gold and Silver Spot Spread Market Maker Program |
06/15/2017 |
Certified |
06/29/2017 |
|
2 |
| NYMEX |
Modifications to the NYMEX OTC Broker Rebate Incentive Program |
06/15/2017 |
Certified |
06/29/2017 |
|
1 |
| NYMEX |
Modifications to the NYMEX OTC Broker Revenue Share Incentive Program |
06/15/2017 |
Certified |
06/29/2017 |
|
2 |
| COMEX |
Implementation of the Copper Options Liquidity Provider Program |
06/15/2017 |
Certified |
06/29/2017 |
|
2 |
| NYMEX |
Modifications to the CME Group Energy Portfolio Program |
06/15/2017 |
Certified |
06/29/2017 |
|
2 |
| CBOT |
Modifications to the Grain & Oilseed Futures ETH Market Maker Program |
06/15/2017 |
Certified |
06/29/2017 |
|
2 |
| NYMEX |
Implementation of the Physical Henry Hub (NG) Market Maker Program |
06/15/2017 |
Certified |
06/29/2017 |
|
2 |
