NYMEX |
Termination of the NYMEX Natural Gas Financial Futures Portfolio Program |
04/12/2017 |
Certified |
04/26/2017 |
|
2 |
NYMEX |
Termination of the Natural Gas Financial Products Market Maker Program |
04/12/2017 |
Certified |
04/26/2017 |
|
2 |
CME |
Implementation of the E-mini Russell 2000 Futures Market Maker Program |
04/12/2017 |
Certified |
04/26/2017 |
|
2 |
CME |
Implementation of the Russell Futures Fee Discount Program |
04/12/2017 |
Certified |
04/26/2017 |
|
1 |
NFX |
Rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for new NFX PJM Zonal Financial Futures ("PJM Futures"). |
04/10/2017 |
Certified |
04/24/2017 |
|
2 |
NFX |
Amending its fee schedule in connection with the listing of 30 PJM Independent Service Operator Financial Futures (together, the "PJM Futures"). |
04/10/2017 |
Certified |
04/24/2017 |
|
1 |
CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 559.D. ("Aggregation of Positions") and 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1703-5 Regarding Position Lim |
04/07/2017 |
Certified |
04/21/2017 |
|
1 |
CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rule 559.D. ("Aggregation of Positions") and 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1703-5 Regarding Position Lim |
04/07/2017 |
Certified |
04/21/2017 |
|
1 |
NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 559.D. ("Aggregation of Positions") and 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1703-5 Regarding Position Lim |
04/07/2017 |
Certified |
04/21/2017 |
|
1 |
COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 559.D. ("Aggregation of Positions") and 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1703-5 Regarding Position Lim |
04/07/2017 |
Certified |
04/21/2017 |
|
1 |
CME |
Notification Regarding the Listing of Options on South African Rand/U.S. Dollar (ZAR/USD) Futures on CME Globex. |
04/07/2017 |
Certified |
04/21/2017 |
|
1 |
NADEX |
Nadex amends language to limit trading privileges in instances where no Rule violation has occurred that could lead to disciplinary action, but where Nadex has determined the action is necessary or appropriate. |
04/07/2017 |
Certified |
04/21/2017 |
|
2 |
NADEX |
Nadex will retain jurisdiction over anyone who initiates a transaction on the exchange, even after termination with respect to a matter involving the individual, and that Nadex will terminate an account upon discovery that it was opened by un-named person |
04/07/2017 |
Certified |
04/21/2017 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA1702-5 Regarding Pre-Execution Communications Pursuant to Rule 539. ("Prearranged, Pre-Negotiated and Noncompetitive Trades Prohibited"). |
04/04/2017 |
Certified |
04/18/2017 |
|
2 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1702-5 Regarding Pre-Execution Communications Pursuant to Rule 539. ("Prearranged, Pre-Negotiated and Noncompetitive Trades Prohibited"). |
04/04/2017 |
Certified |
04/18/2017 |
|
2 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1702-5 Regarding Pre-Execution Communications Pursuant to Rule 539. ("Prearranged, Pre-Negotiated and Noncompetitive Trades Prohibited"). |
04/04/2017 |
Certified |
04/18/2017 |
|
2 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1702-5 Regarding Pre-Execution Communications Pursuant to Rule 539. ("Prearranged, Pre-Negotiated and Noncompetitive Trades Prohibited"). |
04/04/2017 |
Certified |
04/18/2017 |
|
2 |
NFX |
NASDAQ Futures, Inc.is amending its fee schedule for all listed contracts. |
04/04/2017 |
Certified |
04/18/2017 |
|
1 |
NFX |
Amendments to audit trail guidance originally filed as SR-NFX-2015-38 in the form of a Futures Regulatory Alert. |
03/31/2017 |
Certified |
04/14/2017 |
|
1 |
CME |
Amendments to Rule 801 (Management) |
03/30/2017 |
Certified |
04/13/2017 |
|
1 |
CBOT |
Amendments to Rule 801 (Management) |
03/30/2017 |
Certified |
04/13/2017 |
|
1 |
NYMEX |
Amendments to Rule 801 (Management) |
03/30/2017 |
Certified |
04/13/2017 |
|
1 |
COMEX |
Amendments to Rule 801 (Management) |
03/30/2017 |
Certified |
04/13/2017 |
|
1 |
MGE |
Weekly Notification of Holiday Hours |
04/13/2017 |
Notified |
04/13/2017 |
|
1 |
ICE US |
The Exchange is amending Rule 21.02(e) allowing participants to submit evidence to contest the issuance of a summary fine within 15 days of issuance. |
03/28/2017 |
Certified |
04/11/2017 |
|
1 |
CME |
Delay in Effective Date of Amendments to CME/CBOT/NYMEX/COMEX Rule 553. ("Average Price System") |
03/27/2017 |
Certified |
04/10/2017 |
|
1 |
CBOT |
Delay in Effective Date of Amendments to CME/CBOT/NYMEX/COMEX Rule 553. ("Average Price System") |
03/27/2017 |
Certified |
04/10/2017 |
|
1 |
NYMEX |
Delay in Effective Date of Amendments to CME/CBOT/NYMEX/COMEX Rule 553. ("Average Price System") |
03/27/2017 |
Certified |
04/10/2017 |
|
1 |
COMEX |
Delay in Effective Date of Amendments to CME/CBOT/NYMEX/COMEX Rule 553. ("Average Price System") |
03/27/2017 |
Certified |
04/10/2017 |
|
1 |
CME |
Reduction of Block Trade Minimum Quantity Threshold Level for Certain CME and CBOT Equity Index Futures Products |
03/24/2017 |
Certified |
04/07/2017 |
|
1 |
CBOT |
Reduction of Block Trade Minimum Quantity Threshold Level for Certain CME and CBOT Equity Index Futures Products |
03/24/2017 |
Certified |
04/07/2017 |
|
1 |
CFE |
The Amendment amends CFE's Regulatory Independence Policies. |
03/24/2017 |
Certified |
04/07/2017 |
|
1 |
NODAL |
40.6(a) Self-certification of amendments to Nodal Exchange Rule 5.2 (Clearing Members) regarding direct access authorization |
03/23/2017 |
Certified |
04/06/2017 |
|
2 |
MGE |
Offset Reminder Memo - Weekly Notification |
03/31/2017 |
Notified |
03/31/2017 |
|
1 |
CME |
Addition of Trading at Settlement ("TAS") Eligibility to Third Active Contract Month for the Live Cattle Futures and Lean Hog Futures Contracts |
03/17/2017 |
Certified |
03/31/2017 |
|
1 |
COMEX |
Modifications to the COMEX Aluminum Futures Market Development Program |
03/17/2017 |
Certified |
03/31/2017 |
|
2 |
NYMEX |
Modifications to the NYMEX Iron Ore Market Maker Program |
03/17/2017 |
Certified |
03/31/2017 |
|
2 |
CFE |
The Amendment creates the New European Futures Commission Merchant Incentive Program. |
03/17/2017 |
Certified |
03/31/2017 |
|
1 |
CFE |
The Amendment creates the Foreign Proprietary Trading Firm Incentive Program. |
03/17/2017 |
Certified |
03/31/2017 |
|
1 |
CFE |
The Amendment creates the Southern Hemisphere New Proprietary Trading Firm Incentive Program. |
03/17/2017 |
Certified |
03/31/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments (Week of March 20, 2017) |
03/30/2017 |
Notified |
03/30/2017 |
|
2 |
CBOT |
Weekly Notification of Rule Amendments (Week of March 20, 2017) |
03/30/2017 |
Notified |
03/30/2017 |
|
2 |
NYMEX |
Weekly Notification of Rule Amendments (Week of March 20, 2017) |
03/30/2017 |
Notified |
03/30/2017 |
|
2 |
COMEX |
Weekly Notification of Rule Amendments (Week of March 20, 2017) |
03/30/2017 |
Notified |
03/30/2017 |
|
2 |
NYMEX |
Implementation of the Oil Incentive Program |
03/16/2017 |
Certified |
03/30/2017 |
|
2 |
CME |
Modifications to the FX Monthly Futures Market Maker Program |
03/15/2017 |
Certified |
03/29/2017 |
|
2 |
CME |
Extension of the Ultra 10-Year Options Block Fee Discount Program |
03/15/2017 |
Certified |
03/29/2017 |
|
1 |
ICE US |
The Exchange is amending the Exchange Block Trading Procedures. |
03/15/2017 |
Certified |
03/29/2017 |
|
1 |
OCX |
Issuing NTM 2017-12 (OneChicago Execution Fee Applied to CMTA Firm) |
03/15/2017 |
Certified |
03/29/2017 |
|
1 |
NYMEX |
Modifications to the Natural Gas Options Market Maker Program |
03/15/2017 |
Certified |
03/29/2017 |
|
2 |