| COMEX |
Amending Rule 619 to clarify the procedures attendant to the filing of appeals. CME/CBOT/NYMEX/COMEX #12-180 |
05/30/2012 |
Certified |
06/14/2012 |
|
1 |
| NODAL |
Amending Rule 9.1 - Prohibiting Exchange Officials from trading contracts offered on the Exchange. |
09/30/2013 |
Certified |
10/16/2013 |
|
1 |
| KCBT |
Amending Rule 905.00 pertaining to trading hours of products listed on the Electronic Trading System. |
05/02/2012 |
Withdrawn |
05/16/2012 |
|
7 |
| KCBT |
Amending Rule 917.00 pertaining to Globex limitation of liability. |
10/10/2012 |
Certified |
10/25/2012 |
|
1 |
| NFX |
Amending Rule E10, Market Makers - specifiying the quoting obligations of Market Makers as well as the one year period for which Market Makers will be approved. NFX #2011-20 |
12/20/2011 |
Certified |
01/05/2012 |
|
1 |
| NFX |
Amending Rule E11, to provide that the Clearing Corporation shall establish customer margin requirements. NFX #2012-36 |
11/15/2012 |
Certified |
12/01/2012 |
|
1 |
| NFX |
Amending Rule E18, which addresses both order and quote matching in the NFX XL trading system. NFX #2012-16 |
07/12/2012 |
Certified |
07/27/2012 |
|
1 |
| NFX |
Amending Rule E26 and adopting New Rule 2001N - Price Adjustments and Cancellations. NFX #2012-28 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| NFX |
Amending Rule E29, Reportable Positions. NFX #2012-26 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| NFX |
Amending Rule E37 - Limitation of Liability for NFX XL. NFX #2012-15 |
06/07/2012 |
Certified |
06/22/2012 |
|
1 |
| ELX |
Amending Rule IV-18, revisions provide for a Request for Quote and a Request for Cross order in all ELX futures products that result from allowable pre-execution communications. |
08/14/2012 |
Certified |
08/29/2012 |
|
1 |
| NFX |
Amending Rules 1210, Margin Requirements for Foreign Currency Futures Contracts; Rule 2001M, Margin, and Rule E11, Customer Margin. NFX #2012-18 |
07/27/2012 |
Certified |
08/11/2012 |
|
1 |
| KCBT |
Amending Rules 2001.00 and 2505.00 pertaining to wheat futures and options open outcry trading hours. |
05/24/2012 |
Certified |
06/09/2012 |
|
1 |
| KCBT |
Amending Rules 2001.00, 2505.00 and 2514 pertaining to wheat futures and options open outcry trading hours. |
06/07/2012 |
Certified |
06/22/2012 |
|
1 |
| ICE US |
Amending Rules 27.02, 27.11 and 27.19, introducing a new circuit breaker functionality for the Exchange's electronic trading platform which will diminish the frequency and extent of short-term price spikes. ICE US #12-06 |
02/24/2012 |
Certified |
03/09/2012 |
|
1 |
| ICE US |
Amending Rules 27.02, 27.11, 27.19 and New Rule 27.26, which consolidate various provisions pertaining to the Exchange's Interval Price Limit functionality into a single new rule. ICE US #13-10 |
01/30/2013 |
Certified |
02/14/2013 |
|
1 |
| ICE US |
Amending Rules 4.19, 4.20 and 6.07 regarding Recordkeeping Requirements. ICE US #13-87 |
09/27/2013 |
Certified |
10/12/2013 |
|
1 |
| KCBT |
Amending Rules 904., 1111.02 and 1713. pertaining to authorized products listed on the Electronic Trading System, closing period times for contracts traded at the KCBT and records and reports required to be maintained by KCBT regular warehouses. |
05/30/2012 |
Certified |
06/14/2012 |
|
1 |
| ICE US |
Amending Rules and Resolution No.2 of Chapter 21, the amendments rename and reconstitute the Exchange's Executive Floor Committee as the Trade Advisory Committee and conform the Exchange's decorum requirements with floor standards of NYSE. ICE US #13-30 |
04/01/2013 |
Certified |
04/16/2013 |
|
1 |
| NFX |
Amending Rules E2 (Definitions), E10 (Market Makers and Liquidity Providers) and the Fee Schedule. NFX #2013-01 |
01/15/2013 |
Certified |
01/31/2013 |
|
1 |
| MIAX |
Amending rules pertaining to EFRPs to provide more clarity to market participants. |
11/01/2017 |
Certified |
11/16/2017 |
|
1 |
| NADEX |
Amending Rules to align with Dodd Frank Amendments and Adds other Amendments. |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
| CFE |
Amending several CFE Rules and CFE Policy and Procedure IV in order to increase the order exposure period and to eliminate the request for quote requirement for crossed trades and trades from pre-execution discussions. CFE 2013-07 |
02/05/2013 |
Certified |
02/21/2013 |
|
1 |
| ICE US |
Amending several rules to delete reasonability limits for particular contracts (Sec. 4, App. I, Ch. 27) and deleting reference to reasonability limits under the exchange president's delegated authority (Res. No. 7). ICE US #10-26 |
06/17/2010 |
Certified |
07/27/2010 |
|
1 |
| ICE US |
Amending several rules to delete reasonability limits for particular contracts (Section 4, App. I, Ch. 27) and deleting reference to reasonability limits under the exchange president's delegated authority (Res. No. 7). ICE US #10-24 |
05/24/2010 |
Certified |
08/05/2010 |
|
1 |
| NYMEX |
Amending the "Termination of Trading" rules of the physically delivered Crude Oil, RBOB Gasoline, Heating Oil, Natural Gas and Environmental futures contracts. NYMEX #13-103 |
03/28/2013 |
Certified |
04/12/2013 |
|
0 |
| ICE US |
Amending the block trade minimum levels for certain Energy Futures and Options Contracts. ICE US #12-71 |
10/17/2012 |
Certified |
11/01/2012 |
|
1 |
| CFE |
Amending the cover page of the CFE Rulebook and CFE Rule 308. CFE #2012-16 |
08/02/2012 |
Certified |
08/17/2012 |
|
1 |
| NODAL |
amending the delivery schedule and last trading day for December 2023 futures expiries of Nodal Contracts based on environmental products |
07/10/2023 |
Certified |
07/24/2023 |
|
1 |
| NFX |
Amending the Energy DMM Program to include fifteen new financially settled energy futures products. |
01/22/2016 |
Certified |
02/05/2016 |
|
2 |
| NADEX |
Amending the Expiration times for its Daily and Weekly Corn and Soybean Binary anad Variable Payout Contracts. |
06/14/2012 |
Certified |
06/20/2012 |
|
1 |
| NADEX |
Amending the Expiration times for its Daily and Weekly Corn and Soybean Binary and Variable Payout Contracts. |
03/26/2013 |
Certified |
04/10/2013 |
|
1 |
| NFX |
Amending the fee schedule in connection with the listing of two Options on financial futures contracts, the NFX Option on Heating Oil Penultimate Financial Futures and NFX Options on NFX RBOB Gasoline Penultimate Financial Futures. |
02/21/2017 |
Certified |
03/07/2017 |
|
1 |
| NADEX |
Amending the Fee Schedule to Provide Certain Rebates for Members Connecting to the Exchange via API. |
07/28/2011 |
Certified |
08/12/2011 |
|
1 |
| ICE US |
Amending the Henry Hub Capped Options Liquidity Provider which increase the maximum number of participants in the program. ICE US #13-58 |
06/28/2013 |
Certified |
07/16/2013 |
|
1 |
| NADEX |
Amending the Holiday Schedule for its US Indices, FTSE 100, Germany 30 and Commodities for Trade Date November 23, 2012 and amending Rules 9.2 and 9.4 regarding disciplinary procedures. |
11/02/2012 |
Certified |
11/20/2012 |
|
1 |
| NFX |
Amending the Last Trading Day for XAU/USD Spot Gold futures. NFX #2012-13 |
05/24/2012 |
Certified |
06/09/2012 |
|
1 |
| NFX |
Amending the market maker program (the "Energy DMM Program") for certain energy contracts that the Exchange has listed. |
01/11/2016 |
Certified |
01/26/2016 |
|
2 |
| NFX |
Amending the Name of the Exchange. NFX #2013-23 |
10/23/2013 |
Certified |
11/07/2013 |
|
1 |
| NFX |
Amending the NASDAQ Futures Fee Schedule to include the four financially settled futures and futures options products filed under SR-NFX-2015-72. |
10/21/2015 |
Certified |
11/04/2015 |
|
2 |
| NFX |
Amending the NFX Fee Schedule. NFX #2012-12 |
05/16/2012 |
Certified |
06/01/2012 |
|
1 |
| NADEX |
Amending the Real-time Account Funding Level from $250 to $500, to increase the amount of funds immediately available for trading upon a member's first deposit. |
10/23/2012 |
Certified |
11/07/2012 |
|
1 |
| NADEX |
Amending the responsibilities of its chief operating officer. |
11/04/2010 |
Certified |
12/13/2010 |
|
1 |
| ICE US |
Amending the Russell Contract Individual Member Fee Program. ICE US #13-32 |
04/05/2013 |
Withdrawn |
04/08/2013 |
|
1 |
| ICE US |
Amending the Russell Contract Member Firm Fee Program. ICE US #13-33 |
04/05/2013 |
Withdrawn |
04/08/2013 |
|
1 |
| ICE US |
Amending the Russell Futures Market Maker Program, including the new Russell 2000 Growth Index Mini and Russell 2000 Value Index Mini futures contracts. ICE US #13-34 |
04/05/2013 |
Withdrawn |
04/08/2013 |
|
1 |
| ICE US |
Amending the terms of its Russell Mini Futures Market Maker Program. ICE US #12-39 |
07/18/2012 |
Certified |
08/02/2012 |
|
1 |
| ICE US |
Amending the terms of the Softs Market Maker Program. ICE US #12-79 |
11/06/2012 |
Certified |
11/22/2012 |
|
1 |
| ICE US |
Amending the terms of the Softs Market Maker Program. ICE US #12-85 |
12/04/2012 |
Certified |
12/19/2012 |
|
1 |
| ICE US |
Amending the terms of three market maker programs for Exchange agricultural products. ICE US #12-50 |
09/13/2012 |
Certified |
09/28/2012 |
|
1 |
