CFE |
Amendment to CFE Policy and Procedure IX, which sets forth CFE's Volatility Index Security Futures Lead Market Marker Program. CFE 2013-43 |
12/16/2013 |
Certified |
01/01/2014 |
|
1 |
CFE |
Amendment to CFE Policy and Procedure VI, which sets forth CFE's Trading Privilege Holder Permit Program. CFE #2013-41 |
12/11/2013 |
Certified |
12/27/2013 |
|
1 |
CFE |
Amendment to CFE Rule 1202(b) to change the start time of trading hours for the CBOE Volatility Index futures contract from 7:20am to 7:00am (Chicago time). CFE #2011-19 |
09/12/2011 |
Certified |
09/27/2011 |
|
1 |
CFE |
Amendment to CFE Rule 615 - Simultaneous Buying and Selling Orders - to help prevent wash trades. CFE #2014-04 |
03/18/2014 |
Certified |
04/02/2014 |
|
1 |
ICE US |
Amendment to Chapter 1 adding the defined term "Affiliate" and amendments to Rules 5.03 and 7.08 incorporating the defined term. |
01/27/2017 |
Certified |
02/10/2017 |
|
1 |
ICE US |
Amendment to Chapter 27, Appendix I (Error Trade Policy) to correct an omission in ICE US Submission No. 11-1. ICE US #11-1 (2nd Amended) |
02/04/2011 |
Certified |
02/07/2011 |
|
1 |
NFX |
Amendment to Chapter III of the NFX Rulebook |
12/07/2016 |
Certified |
12/21/2016 |
|
1 |
NFX |
Amendment to Chapter IV, Section 4, Acceptable Orders. |
02/10/2017 |
Certified |
02/27/2017 |
|
1 |
CFE |
Amendment to clarify and update a few rules that were recently amended or adopted in connection with listing weekly expirations in the CBOE Volatility Index futures contract (VX futures) and a similar rule relating to another CFE product. |
08/21/2015 |
Certified |
09/04/2015 |
|
1 |
CME |
Amendment to CME Rule 401A01.A for Options on S&P GSCI Futures. CME #11-524 |
12/27/2011 |
Certified |
01/04/2012 |
|
1 |
CME |
Amendment to CME, CBOT, and NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts") |
05/19/2021 |
Certified |
06/03/2021 |
|
1 |
NYMEX |
Amendment to CME, CBOT, and NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts") |
05/19/2021 |
Certified |
06/03/2021 |
|
1 |
COMEX |
Amendment to CME, CBOT, and NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts") |
05/19/2021 |
Certified |
06/03/2021 |
|
1 |
CBOT |
Amendment to CME, CBOT, and NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts") |
05/19/2021 |
Certified |
06/03/2021 |
|
1 |
SMFE |
Amendment to Customer Type Indicator Code Descriptions |
06/30/2020 |
Certified |
07/15/2020 |
|
2 |
CME |
Amendment to Daily Settlement Procedure in CME E-Mini NASDAQ-100 Index Futures |
06/04/2015 |
Certified |
06/18/2015 |
|
1 |
COIN |
Amendment To DCM Rulebook related to the change in settlement terms for its equity index contracts |
02/18/2022 |
Certified |
03/07/2022 |
|
1 |
ICE US |
Amendment to Definition of IME - Deactivation of IME for custom UDS orders. |
05/13/2016 |
Certified |
05/27/2016 |
|
1 |
ICE US |
Amendment to Disruptive Trading Practices FAQ |
08/14/2017 |
Certified |
08/28/2017 |
|
1 |
ELX |
Amendment to ELX Rule III-1 - Jurisdiction: requiring all those accessing markets operated by ELX to consent to its jurisdiction. |
08/03/2012 |
Certified |
08/18/2012 |
|
1 |
CDE |
Amendment to Eris Exchange Rulebook, Limited Liability Company Agreement and committee charters in connection with legal entity name change, and to its Rulebook to codify CFTC Regulation 1.11 compliance requirement for FCMs. |
09/16/2022 |
Certified |
09/30/2022 |
|
1 |
COIN |
Amendment to Exchange Fees |
03/25/2022 |
Notified |
03/25/2022 |
|
1 |
NFX |
Amendment to Exchange's fee schedule to remove all references to the "New Client Fee." |
01/10/2017 |
Certified |
01/25/2017 |
|
1 |
CFE |
Amendment to extend and amend the Lead Market Maker Program ("LMM Program") for Cboer iBoxxr iSharesr $ High Yield Corporate Bond Index ("IBHY") futures. |
12/10/2020 |
Certified |
12/24/2020 |
|
2 |
CFE |
Amendment to extend and amend the Lead Market Maker Program ("LMM Program") for Cboer iBoxxr iSharesr $ Investment Grade Corporate Bond Index ("IBIG") futures. |
12/10/2020 |
Certified |
12/24/2020 |
|
2 |
CDE |
Amendment to Fees Schedule |
06/09/2016 |
Certified |
06/23/2016 |
|
1 |
CFE |
Amendment to IBHY Futures LLM Program. |
09/16/2020 |
Certified |
09/30/2020 |
|
2 |
CFE |
Amendment to IBIG futures LLM Program. |
09/16/2020 |
Certified |
09/30/2020 |
|
2 |
ICE US |
Amendment to ICE Futures US Henry Hub Capped Options Liquidity Provider Program. ICE US #14-60 |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
NFX |
Amendment to its Fee Schedule regarding its Regulatory Fee. NFX #2011-10 |
07/14/2011 |
Certified |
07/19/2011 |
|
1 |
NFX |
Amendment to its fee schedule to increase certain fees for the Treasury futures contracts and to introduce a distinction between active and passive trades in the TF Contracts for pricing purposes |
12/14/2018 |
Certified |
12/31/2018 |
|
3 |
CFE |
Amendment to its rules relating to the CBOE Volatility Index "VIX" futures contract to change the execution allocation method for this contract. CFE #2011-01 |
01/18/2011 |
Certified |
01/26/2011 |
|
1 |
COIN |
Amendment to LMX Labs Crypto Lead Market Maker Program |
08/15/2022 |
Certified |
08/29/2022 |
|
2 |
ELX |
Amendment to Market Maker program - Short Term Volume Incentive Program. |
11/04/2011 |
Certified |
11/22/2011 |
|
1 |
MIAX |
Amendment to MGEX Regulation 1231.00. |
12/23/2014 |
Certified |
01/08/2015 |
|
1 |
ICE US |
Amendment to MICRO NYSE FANG Member Firm Program |
12/05/2022 |
Certified |
12/19/2022 |
|
1 |
ICE US |
Amendment to MSCI Member program |
12/16/2021 |
Certified |
01/03/2022 |
|
1 |
NFX |
Amendment to NFX Rules Regarding "Notices to Members". NFX #2012-04 |
02/16/2012 |
Certified |
03/03/2012 |
|
1 |
NFX |
Amendment to NFX's Fee Schedule regarding its Membership dues and new Regulatory Fee. NFX #2011-03 |
04/11/2011 |
Certified |
06/30/2011 |
|
1 |
ICE US |
Amendment to No-Cancellation Ranges for certain financial natural gas futures markets. |
07/09/2018 |
Certified |
07/23/2018 |
|
1 |
TRUEEX |
Amendment to notify of changes in the exchanges trading hours. |
04/07/2016 |
Notified |
04/07/2016 |
|
1 |
NYMEX |
Amendment to NYMEX Rule 588.H (Globex Non-Reviewable Ranges) for the European Low Sulphur Gasoil (100mt) Bullet Futures Contract |
04/08/2015 |
Certified |
04/13/2015 |
|
1 |
NFX |
Amendment to Off-Exchange Transactions Reference Guide. |
12/07/2016 |
Certified |
12/21/2016 |
|
1 |
OCX |
Amendment to OneChicago Rule 419 Regulatory Halts to insure that the rules regarding regulatory halts are consistent with recent approval by the SEC in Release No.34-62252 dated 6/10/10. |
07/13/2010 |
Certified |
12/17/2010 |
|
1 |
LEDGERX |
Amendment to Participant Agreement |
08/04/2022 |
Certified |
08/18/2022 |
|
2 |
LEDGERX |
Amendment to Participant Agreement. |
07/28/2022 |
Withdrawn |
08/05/2022 |
|
2 |
ICE US |
Amendment to Physical Environmental Program |
09/13/2018 |
Certified |
09/27/2018 |
|
2 |
CFE |
Amendment to provide that affiliated party accounts with the same beneficial ownership may be on the same side of an exchange of contract for related position transaction. |
02/22/2024 |
Certified |
03/07/2024 |
|
1 |
COMEX |
Amendment to Reduce the Block Trade Minimum Quantity Threshold Level for Active Months Excluding the Non-Spot Nearby Active Month and Second Active Month in the Copper Futures Contract |
08/13/2015 |
Certified |
08/27/2015 |
|
1 |
CME |
Amendment to Reduce the Block Trade Minimum Quantity Threshold Level of 30 Standard-Sized Foreign Exchange Futures Contracts and 10 Companion Foreign Exchange Option Contracts |
09/22/2015 |
Certified |
10/06/2015 |
|
1 |