| CBOT |
Modifies market maker programs for various CBOT interest rate products. CBOT #09-295 |
12/14/2009 |
Certified |
12/13/2010 |
|
1 |
| CBOT |
Modifies procedures for determining the daily settlement prices for CBOT 10 Year US Treasury Note options. CBOT #2840.01 |
10/15/2007 |
Certified |
11/28/2007 |
|
1 |
| CBOT |
Modifies procedures for determining the daily settlement prices for CBOT 2 Year and 5 Year US Treasury Note options. CBOT #2848.01 |
11/20/2007 |
Certified |
11/28/2007 |
|
1 |
| NYMEX |
Modifies Rule 533 to correct requirements with respect to procedures for reporting simultaneous buys and sells executed by a single member. NYMEX #09.149 |
07/31/2009 |
Certified |
03/29/2010 |
|
1 |
| CBOT |
Modifies some CBOT Market Making Programs. CBOT #09-068 |
04/29/2009 |
Certified |
05/29/2009 |
|
1 |
| CME |
Modifies the Block Trade Minimum Size for Credit Index Event Contracts from 20 to 10 contracts . CME No. 07-42 |
06/11/2007 |
Certified |
06/29/2007 |
|
1 |
| CME |
Modifies the calculation of the no bust range for NYMEX Hot Rolled Steel from 10 ticks or less to 1000 or less. CME #08-174 |
11/05/2008 |
Certified |
11/10/2008 |
|
1 |
| CME |
Modifies the calculations of the no bust ranges under Rule 588.K CME & CBOT #08-181 |
11/12/2008 |
Certified |
11/14/2008 |
|
1 |
| CBOT |
Modifies the calculations of the no bust ranges under Rule 588.K CME & CBOT #08-181 |
11/12/2008 |
Certified |
11/14/2008 |
|
1 |
| CME |
Modifies the individuals who have the authority to make and amend the rules of the Exchange by adding the Vice Chairman of the Board and removing reference to the President of the Exchange. CME #07-78 |
09/18/2007 |
Certified |
09/18/2007 |
|
1 |
| CME |
Modifies the manner in which the Exchanges' handle trade cancellation and price adjustment requests from market users. CME/CBOT/NYMEX #09-217 |
09/25/2009 |
Certified |
10/27/2009 |
|
1 |
| CBOT |
Modifies the manner in which the Exchanges' handle trade cancellation and price adjustment requests from market users. CME/CBOT/NYMEX #09-217 |
09/25/2009 |
Certified |
10/27/2009 |
|
1 |
| NYMEX |
Modifies the manner in which the Exchanges' handle trade cancellation and price adjustment requests from market users. CME/CBOT/NYMEX #09-217 |
09/25/2009 |
Certified |
10/27/2009 |
|
1 |
| NFX |
Modifies the timeframe within which a membership share may be disposed of by PBOT, amending the "one year after payment is due" language to "sixty days after notice of arrearages." PBOT #2007-15 |
08/22/2007 |
Certified |
08/27/2007 |
|
1 |
| CCFE |
Modifies the trading procedures for Off-Exchange Transactions. CCFE #09-09 |
04/29/2009 |
Certified |
04/29/2009 |
|
1 |
| CCFE |
Modifies timing procedures under Rule 615 - Simultaneous Buying and Selling Orders. CCFE #09-26 |
10/09/2009 |
Certified |
10/30/2009 |
|
1 |
| NADEX |
Modifies trading and settlement schedule for the Nonfarm Payrolls and Unemployment Rate binary contracts to accommodate for the US Good Friday Holiday on April 2, 2010. |
03/24/2010 |
Certified |
03/24/2010 |
|
1 |
| NYMEX |
Modifies various rule amendments that are administrative in nature to track the standard delivery procedures in the physical market, including EFP and EFS rules. NYMEX #09-166 |
08/26/2009 |
Certified |
09/08/2009 |
|
1 |
| NYMEX |
Modifiy an existing broker incentive program in support of European and Asian fuel oil contracts. NYMEX #14-159 |
05/15/2014 |
Certified |
05/30/2014 |
|
2 |
| CME |
Modify and Extend the CME FX EFP Surcharge Volume Incentive Program. CME #12-286 |
09/17/2012 |
Certified |
10/02/2012 |
|
1 |
| CME |
Modify and Extend the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #12-348 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
| CBOT |
Modify and Extend the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #12-348 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
| NYMEX |
Modify and Extend the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #12-348 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
| COMEX |
Modify and Extend the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #12-348 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
| CME |
Modify and Extend the Latin America Fund Manager Incentive Program. CME/CBOT/NYMEX/COMEX #12-349 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
| CBOT |
Modify and Extend the Latin America Fund Manager Incentive Program. CME/CBOT/NYMEX/COMEX #12-349 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
| NYMEX |
Modify and Extend the Latin America Fund Manager Incentive Program. CME/CBOT/NYMEX/COMEX #12-349 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
| COMEX |
Modify and Extend the Latin America Fund Manager Incentive Program. CME/CBOT/NYMEX/COMEX #12-349 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
| CME |
Modify its fee schedule to include futures and options contracts migrated from the KCBT in the Extended Access Program. CME 13-553 |
12/03/2013 |
Certified |
12/18/2013 |
|
1 |
| NYMEX |
Modifying NYMEX and COMEX Energy and Metals Products Non-Member Incentive Program. NYMEX/COMEX #12-159 |
06/01/2012 |
Certified |
06/16/2012 |
|
2 |
| COMEX |
Modifying NYMEX and COMEX Energy and Metals Products Non-Member Incentive Program. NYMEX/COMEX #12-159 |
06/01/2012 |
Certified |
06/16/2012 |
|
2 |
| NYMEX |
Modifying the 2013 NYMEX Crude and Refined Options Incentive Program. NYMEX #13-055 |
02/25/2013 |
Certified |
03/12/2013 |
|
2 |
| NYMEX |
Modifying the 2013 NYMEX Natural Gas Options Incentive Program. NYMEX #13-056 |
02/25/2013 |
Certified |
03/12/2013 |
|
2 |
| KCBT |
Modifying the CBOT and CME Member HRW Incentive Program. KCBT #12-04 |
12/13/2012 |
Certified |
12/29/2012 |
|
1 |
| CME |
Modifying the CME E-mini S&P Select Sector Index Futures Market Maker Program. CME #13-174 |
05/13/2013 |
Certified |
05/29/2013 |
|
2 |
| NYMEX |
Modifying the existing Diverse Trading Non-Member International Commercial Firms Energy Incentive Program. NYMEX #12-162 |
06/12/2012 |
Certified |
06/27/2012 |
|
2 |
| NYMEX |
Modifying the fee schedule applicable to trading US Domestic Hot-Rolled Coil Steel Index Options contracts. NYMEX #13-261 |
06/26/2013 |
Certified |
07/12/2013 |
|
1 |
| CME |
Modifying the fee schedule that applies to the business of CME's swap data repository. CME #13-403 |
09/16/2013 |
Certified |
10/01/2013 |
|
1 |
| NYMEX |
Modifying the NYMEX Commercial Brent Spread Incentive Program. NYMEX #13-021 |
01/28/2013 |
Certified |
02/12/2013 |
|
2 |
| NYMEX |
Modifying the NYMEX Crude and Refined Options Gateway Incentive Program. NYMEX #13-090 |
03/13/2013 |
Certified |
03/28/2013 |
|
2 |
| NYMEX |
Modifying the NYMEX Energy Products Incentive Program for High Volume Hedging Contributors. NYMEX #12-427 |
12/04/2012 |
Certified |
12/19/2012 |
|
1 |
| NYMEX |
Modifying the NYMEX European and Asia Petroleum Products Incentive Program. NYMEX #13-173 |
05/10/2013 |
Certified |
05/25/2013 |
|
2 |
| NYMEX |
Modifying the NYMEX Natural Gas Options Gateway Incentive Program. NYMEX #13-091 |
03/13/2013 |
Certified |
03/28/2013 |
|
2 |
| CBOT |
Moves the taping and retention requirements with respect to headset communications on the trading floor from CBOT Rule 506 to CME/CBOT Rule 536.G. CBOT #08-66 |
04/10/2008 |
Certified |
04/11/2008 |
|
1 |
| CME |
Moves the taping and retention requirements with respect to headset communications on the trading floor from CBOT Rule 506 to CME/CBOT Rule 536.G. CME #08-66 |
04/04/2008 |
Certified |
04/10/2008 |
|
1 |
| CME |
MRA Notice RA1102-3 - CME will permit block trading in EUR/USD 1-Month and 3-Month Realized Volatility futures and Custom Stock Index/SGI WISE US futures at a minimum threshold of 500 and 50 contracts. CME/CBOT #11-046 |
01/27/2011 |
Certified |
03/25/2011 |
|
1 |
| CBOT |
MRA Notice RA1102-3 - CME will permit block trading in EUR/USD 1-Month and 3-Month Realized Volatility futures and Custom Stock Index/SGI WISE US futures at a minimum threshold of 500 and 50 contracts. CME/CBOT #11-046 |
01/27/2011 |
Certified |
03/25/2011 |
|
1 |
| NADEX |
Nadex added additional strike levels on a discretionary basis in various Daily, Weekly, 2-Hour Intraday, and 20-Min Intraday US Indices Binaries, and 5-Min Currency Binaries, and amended strike width in various US Indices for the week of Aug. 24. |
08/31/2015 |
Notified |
08/31/2015 |
|
1 |
| NADEX |
Nadex added strike levels on a discretionary basis in its Daily US Tech 100, Wall Street 30, US 500, and Daily US SmallCap 2000 Binary Contracts on July 31, 2014 due to volatility in the underlying markets. These contracts were cleared by Nadex DCO. |
08/01/2014 |
Notified |
08/01/2014 |
|
2 |
| NADEX |
Nadex adds additional strike levels and amends the strike width in its US Indices, AUD/USD, EUR/USD, USD/CHF, and USD/JPY Intraday Binary contracts. |
07/25/2014 |
Certified |
08/08/2014 |
|
2 |
