Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NADEX Nadex reinstates Initial Deposit Amount Bonus Program to run through May 31, 2022. 01/21/2022 Certified 02/04/2022 1
NADEX Nadex removes $50 cap on trading fees for Direct Trading Members. 05/16/2019 Certified 05/31/2019 1
NADEX Nadex submits its intent to amend its Market Maker fee structure to encourage tighter bid-ask spreads via a "Wide Spread Surcharge" on Market Makers who experience profits driven more by wide bid/offer spreads rather than greater volume. 12/02/2016 Certified 12/16/2016 1
NADEX Nadex submits the 2011 Holiday Schedule. 12/22/2010 Certified 12/22/2010 1
NADEX Nadex updates d/b/a name to crypto.com Derivatives. 09/02/2022 Notified 09/02/2022 1
NADEX Nadex waives market maker trading and settlement fees for Touch Bracket contracts from May 1 through October 31, 2019. 05/09/2019 Certified 05/23/2019 1
NADEX Nadex will be amending its market hours to make contracts available for trading from 11:00 p.m. Eastern Time on Friday to 4:15 p.m. Eastern Time on the following Friday. 06/05/2023 Certified 06/20/2023 1
NADEX Nadex will retain jurisdiction over anyone who initiates a transaction on the exchange, even after termination with respect to a matter involving the individual, and that Nadex will terminate an account upon discovery that it was opened by un-named person 04/07/2017 Certified 04/21/2017 1
NFX NASDAQ Futures, Inc. ("NFX" or "Exchange") amends General Reference Guide and NASDAQ Futures, Inc. (NFX) Tailor Made Combinations Reference Guide to conform with Exchange certification SR-NFX-2017-18. 05/12/2017 Withdrawn 05/24/2017 1
NFX NASDAQ Futures, Inc. ("NFX" or "Exchange") amends its Regulatory Services Agreement ("RSA") between the Exchange and the National Futures Association ("NFA"). 05/11/2015 Certified 05/26/2015 2
NFX Nasdaq Futures, Inc. ("NFX" or "Exchange") amends its Rules at Chapter IV, Chapter 316D and 316 E to add a new order type and list two new products. 10/31/2017 Certified 11/15/2017 5
NFX NASDAQ Futures, Inc. hereby submits a rule amendment to change the trading hours for the Open Session. 01/26/2018 Certified 02/09/2018 2
NFX NASDAQ Futures, Inc. hereby submits rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for NFX Midwest US Shredded Steel Scrap Financial Futures. 11/28/2017 Certified 12/12/2017 4
NFX NASDAQ Futures, Inc. hereby submits rules relating to maximum legs allowed for block trades. 03/09/2018 Certified 03/23/2018 3
NFX NASDAQ Futures, Inc. hereby submits rules relating to maximum legs allowed for block trades. 01/19/2018 Certified 02/02/2018 7
NFX NASDAQ Futures, Inc. hereby submits rules, terms and conditions for New NFX Midwest US Shredded Steel Scrap Financial Futures ("Scrap Steel Contract"). 11/28/2017 Certified 12/12/2017 5
NFX NASDAQ Futures, Inc. is amending its fee schedule to extend the new client program. 01/19/2018 Certified 02/02/2018 2
NFX Nasdaq Futures, Inc. is amending NFX Rulebook Chapter I, Definitions and Governance of the Exchange, to add the definedterm "Trade Date." 04/25/2018 Certified 05/09/2018 1
NFX NASDAQ Futures, Inc. submits an amendment to the Designated Market Maker Program ("DMM Program"). 05/17/2018 Certified 06/01/2018 2
NFX NASDAQ Futures, Inc. submits this notification of the following rule amendment made effective during the preceding week. 12/21/2017 Notified 12/21/2017 1
NFX NASDAQ Futures, Inc. submits this self -certification to launch a new quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook (the "Energy Contracts". 06/15/2018 Certified 06/29/2018 1
NFX NASDAQ Futures, Inc.is amending its fee schedule for all listed contracts. 04/04/2017 Certified 04/18/2017 1
NFX Nasdaq Futures,Inc. is amending the NFX General Reference Guide to update the Executive Summary with current information regarding NFX affiliates. 05/10/2018 Certified 05/24/2018 2
OCX NASDAQ will begin billing its standard $500 per month port fee for ports setup by firms for OneChicago to report the stock leg of their point and click traded EFP. Notice 2012-15 07/13/2012 Certified 07/30/2012 1
NYMEX Natural Gas Options Liquidity Provider Program 09/16/2014 Certified 09/30/2014 2
ICE US New and Amended Definitions and Membership rules; Direct Access Members. ICE US #12-65 10/01/2012 Certified 10/17/2012 1
ICE US New and Amended Definitions and Membership Rules; Energy Members. ICE US #12-49 09/13/2012 Certified 09/28/2012 1
NFX New and revised trading rules. 12/05/2014 Certified 12/19/2014 1
ICE US New Average Price Option Market Maker Program 02/06/2018 Certified 02/21/2018 2
ICE US New Bakkt (USD) Monthly Futures Contract Market Maker Program 08/21/2019 Certified 09/05/2019 2
ICE US New Bakkt (USD) Monthly Futures Contract Market Maker Program 10/22/2019 Certified 11/05/2019 2
ICE US New Bakkt Bitcoin (USD) Daily Futures Contract Liquidity Provider Program 08/21/2019 Certified 09/05/2019 2
ICE US New Bakkt Bitcoin (USD) Monthly Futures Contract Market Development Program 08/31/2020 Certified 09/15/2020 2
ICE US New Bakkt Bitcoin (USD) Monthly Futures Contract Volume Incentive Program 02/26/2020 Certified 03/11/2020 1
ICE US New Bakkt Bitcoin (USD) Monthly Futures Liquidity Provider Program 10/24/2019 Certified 11/07/2019 2
ICE US New Bakkt Bitcoin (USD) Monthly Futures Market Maker Program 10/29/2019 Certified 11/13/2019 2
ICE US New Bakkt Bitcoin Delivery Incentive Program 10/29/2019 Certified 11/13/2019 2
ICE US New Bakkt Bitcoin Monthly Futures Contract Spread Program 07/19/2020 Certified 07/31/2020 2
ICE US New Bakkt Monthly (USD) Bitcoin Futures Contract Market Maker Program 08/21/2019 Certified 09/05/2019 2
ICE US New Brent and WTI Options Liquidity Provider Program 02/06/2018 Certified 02/21/2018 2
ICE US New Bylaw Definition specifies the Rules, but not the Bylaws, are governed by NY law. 10/13/2015 Certified 10/27/2015 1
ICE US new Capped Screen Environmental Futures and Options Volume Incentive Program 03/05/2018 Certified 03/19/2018 2
ICE US New Conforming Mortgage Index Rate Lock Futures New Market Maker Pool Program. 11/21/2022 Certified 12/06/2022 2
ICE US New Credit Index Liquidity Provider Program, allowing participants to receive a rebate for trading of Credit Index Liquidity futures contracts which the Exchange will be listing for trading commencing June 17, 2013 ICE US #13-48 05/30/2013 Certified 06/14/2013 1
ICE US New Credit Index Market Maker Program, which participants will receive a rebate of Exchange and Clearing fees for maintaining a current bid and offer in specified credit index futures contracts. ICE US #13-47 05/30/2013 Certified 06/14/2013 1
ICE US New Currency Market Maker Program and Extensions for Agriculture Options MMP and Extension of the Floor Options Market Maker and Floor Trader Volume Transition Programs. ICE US #11-11 03/03/2011 Certified 03/10/2011 1
ICE US New Domestic NGl Liquidity Provider Program 02/08/2019 Certified 02/25/2019 2
ICE US New Emissions Options Vintages. ICE US #14-44 05/21/2014 Certified 06/06/2014 1
ICE US New Environmental Broker Volume Incentive Program 04/04/2023 Certified 04/18/2023 2
ICE US new Environmental Futures and Options Volume Incentive Program 10/06/2015 Certified 10/21/2015 2