Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICE US New Rin Commercial Program 04/23/2024 Certified 05/07/2024 2
OCX New Rule 137 - Foreign Persons and Rule 416 Exchange Future for Physical, changes define foreign persons and prohibit them from directly or indirectly placing bids or buy orders in and for exchange EFP markets. 04/22/2013 Withdrawn 04/29/2013 1
ICE US New Rule 2.35 codifies duty of Clearing Members to report daily open interest data to the relevant Clearing House and permits summary fines for violations; financial and related FCM obligations consolidated in Rule 2.34. 09/17/2014 Certified 10/01/2014 1
NFX New Rule 213 - Information Sharing Agreements amended Core Principle 2 to provide in part that the rules of the contract market shall provide the board of trade with the ability and authority to obtain any necessary information. NFX 2011-07 06/24/2011 Certified 12/27/2011 1
COIN New Rule 307 (Affiliated Participant) to address affiliate FCM 08/18/2023 Certified 09/01/2023 1
ICE US New Russell Mini Futures Maket Maker Program and New Russell Contract Individual and Member Firm Fee Programs. ICE US #10-35 09/10/2010 Certified 09/17/2010 1
ICE US New SOFR Index Futures Liquidity Provider Program 11/29/2022 Certified 12/13/2022 2
ICE US New Softs Calendar Spread Option Incentive Program 02/09/2021 Certified 02/24/2021 2
ICE US New Stock Index Spreads Program 08/08/2022 Certified 08/22/2022 2
CDE New TPH Fee Incentive Program 07/28/2016 Certified 08/11/2016 2
ICE US New USDX Market Maker Program 05/21/2023 Certified 06/05/2023 2
ICE US New USGC Crude Program 07/29/2022 Certified 08/12/2022 2
CFE New version of the Binary Order Entry protocol ("BOE Version 3") 03/01/2021 Certified 03/15/2021 1
NFX NFX amends its Rules at Chapter I, Chapter IV and Appendix A of the Rulebook 09/29/2017 Certified 10/16/2017 2
NFX NFX hereby submits rules relating to block trade minimum quantity thresholds and fee schedules for New NFX Electricity Reliability Council Of Texas (ERCOT) Off-Peak Financial Futures. 02/07/2018 Certified 02/22/2018 2
NFX NFX hereby submits rules relating to block trade minimum quantity thresholds for NFX Dry Freight Futures and Options contracts ("Dry Freight contracts"). 07/25/2018 Certified 08/08/2018 2
NFX NFX is amending certain By-Laws, Rules and its Fee Schedule in order to eliminate references to a "seat" or membership share structure. NFX #2013-02 01/28/2013 Certified 02/12/2013 2
NFX NFX is amending its fee schedule in connection with the listing of new NFX Natural Gas Liquids Financial Futures. 10/11/2017 Certified 10/25/2017 2
NFX NFX is amending its fee schedule to remove language that should have been amended in connection with the extension of the Designated Market Maker program. 08/18/2017 Certified 09/01/2017 2
NFX NFX is submitting rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for new NFX Financial Futures Contracts. 08/08/2017 Certified 08/22/2017 3
NFX NFX revises and adopts new trading rules in connection with modernizing its trading platform. NFX #2013-07 07/18/2013 Certified 08/02/2013 1
NFX NFX" or "Exchange") is amending its fee schedule in connection with the listing of new NFX Financial Futures Contracts ("the Power Financial Futures Contracts"). 08/08/2017 Certified 08/22/2017 2
CFE No longer allowing for trade at settlement transactions in Cboe iBoxx iShares Bond Index Futures. 02/08/2024 Certified 02/23/2024 1
NODAL Nodal Contracts, based on environmental products, with December 2018 expiries will have a last trading day of December 21, 2018 and a delivery day of December 28, 2018 12/04/2018 Certified 12/18/2018 2
NODAL Nodal Exchange Environmental Broker Incentive Program 11/01/2018 Certified 11/16/2018 3
NODAL Nodal Exchange Environmental Incentive Program 1 11/01/2018 Certified 11/16/2018 3
NODAL Nodal Exchange Environmental Incentive Program 2 11/01/2018 Certified 11/16/2018 3
NODAL Nodal Exchange Environmental Incentive Program 3 11/01/2018 Certified 11/16/2018 3
NODAL Nodal Exchange Environmental Incentive Program 4 11/01/2018 Certified 11/16/2018 3
NODAL Nodal Exchange Environmental Incentive Program 5 11/01/2018 Certified 11/16/2018 3
NODAL Nodal Exchange Environmental Incentive Program 6 11/01/2018 Certified 11/16/2018 3
NODAL Nodal Exchange Environmental Incentive Program 7 11/01/2018 Certified 11/16/2018 3
NODAL Nodal Exchange is amending its holiday schedule. Nodal Exchange will be open for normal operations on the Friday after Thanksgiving. 09/27/2021 Certified 10/12/2021 1
NODAL Nodal Exchange is amending the names of 2 contracts from "PJM OVEC" to "PJM OVEC (PRE-PJM)". These revisions have no effect on the economic characteristics of these contracts in accordance with CFTC Regulation 40.6(d)(i). 01/30/2019 Notified 01/30/2019 3
NODAL Nodal Exchange is notifying the Commission that it is self-certifying amendments to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). The Exchange is amending Rule 2.10 Use of Proprietary Data and Personal Data. 05/18/2018 Certified 06/04/2018 2
NODAL Nodal Exchange is revising its Rulebook Section VI for market Participants engaging in electronic trading on the Exchange pursuant to the Electronic Trading Risk Principles rulemaking (Commission Regulations 38.251(e), (f) and (g)). 06/25/2021 Certified 07/12/2021 2
NODAL Nodal Exchange is revising Rule 6.5 - Position Limits, to further align with the requirements of new Part 150 of the Commission's Regulations 12/29/2021 Certified 01/13/2022 2
NODAL Nodal Exchange is updating its 2021 Holiday Schedule and will be open for normal operations on December 27, 2021. 07/30/2021 Certified 08/13/2021 1
NODAL Nodal Exchange is updating its Rule to align terms and to allow an Authorized Broker to modify a Block Trade during Trading Hours on the day of submission of the Block Trade 12/08/2022 Certified 12/22/2022 3
NODAL Nodal Exchange Power Incentive Program 02/25/2016 Certified 03/10/2016 3
NODAL Nodal Exchange Power Incentive Program 02/22/2016 Withdrawn 02/25/2016 4
NODAL Nodal Exchange self-certification of its intention to continue the Incentive Payments to Brokers Program for the submission of block trades by brokers. 03/17/2016 Certified 03/31/2016 3
NODAL Nodal Exchange submits this weekly notification of non-substantive revisions made, during the week of August 7, 2017, to the Nodal Exchange Rulebook Appendix A (Contract Specifications). 08/14/2017 Notified 08/14/2017 2
NODAL Nodal Exchange submits this weekly notification of non-substantive revisions made, during the week of May 15, 2017, to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Futures. 05/22/2017 Notified 05/22/2017 2
NODAL Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures Program 12/06/2017 Certified 12/20/2017 3
NODAL Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers for Electric Power Option Contracts Program 12/06/2017 Certified 12/20/2017 3
NODAL Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Natural Gas Incentive Program 12/06/2017 Certified 12/20/2017 3
NODAL Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II 12/06/2017 Certified 12/20/2017 3
NODAL Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program III 12/06/2017 Certified 12/20/2017 3
NODAL Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV 12/06/2017 Certified 12/20/2017 3