| NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commodity Futures Trading Commission ("CFTC" or "Commission") that it is self-certifying amendments to the Nodal Exchange Rulebook ("Rules") pursuant to Commission Regulation 40.6(a). |
05/01/2018 |
Certified |
05/15/2018 |
|
2 |
| NODAL |
Nodal Exchange, LLC intends to implement the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures and Options Program |
12/11/2018 |
Certified |
12/26/2018 |
|
3 |
| NODAL |
Nodal Exchange, LLC is hereby providing notice to the Commodity Futures Trading Commission pursuant to CFTC Regulation 40.6(a) of the implementation of the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options. |
05/19/2017 |
Certified |
06/05/2017 |
|
2 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers ("Program") for the submission of block trades by brokers. |
10/25/2016 |
Certified |
11/08/2016 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers ("Program") for the submission of block trades by brokers. |
06/13/2016 |
Certified |
06/27/2016 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers Program for the submission of block trades by brokers. |
06/16/2017 |
Certified |
06/30/2017 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers Program for the submission of block trades by brokers. |
12/14/2016 |
Certified |
12/29/2016 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II |
12/14/2016 |
Certified |
12/29/2016 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II. |
06/16/2017 |
Certified |
06/30/2017 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification that it intends to implement trading incentives on the Exchange's power contracts, referred to herein as the Nodal Exchange Power Incentive Program IV |
08/09/2017 |
Certified |
08/23/2017 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it intends to implement trading incentives on the Exchange's power contracts |
06/28/2016 |
Certified |
07/13/2016 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying amendments to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). |
11/15/2017 |
Certified |
11/30/2017 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying amendments to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). |
11/08/2016 |
Certified |
11/23/2016 |
|
4 |
| NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying an amendment to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). |
03/01/2016 |
Certified |
03/15/2016 |
|
3 |
| NODAL |
Nodal Exchange: self certification of new trading incentives program |
07/13/2017 |
Certified |
07/27/2017 |
|
3 |
| NODAL |
Nodal is adding Exchange for Swap/Exchange for Risk as a category of EFRP |
01/18/2024 |
Certified |
02/01/2024 |
|
3 |
| NODAL |
Nodal is changing the delivery day for November 2019 futures expires of Nodal Contracts based on environmental products from Wednesday November 27th to Friday November 29th. |
11/08/2019 |
Certified |
11/25/2019 |
|
1 |
| NODAL |
Nodal is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Fee Waiver Incentive Program |
03/18/2020 |
Certified |
04/01/2020 |
|
3 |
| NODAL |
Nodal Rule 9.11.2 is being updated to reflect requirements for non-U.S. Participants and Customers organized or located in Brazil. |
06/04/2024 |
Certified |
06/18/2024 |
|
2 |
| ICE US |
Noitifes Commission of Temporary Change in Trading Hours Due to Power Outage. ICE US #08-35 |
06/06/2008 |
Certified |
07/22/2008 |
|
2 |
| COIN |
Non-Crypto Market Maker Program |
05/15/2024 |
Certified |
05/30/2024 |
|
3 |
| NFX |
Non-substantive changes to SR-NFX-2015-10 |
06/19/2015 |
Certified |
07/06/2015 |
|
1 |
| NODAL |
Non-substantive revisions made to Appendix C - amending the contract name from MA AEC to MA APS AEC. |
10/02/2020 |
Notified |
10/02/2020 |
|
2 |
| NODAL |
non-substantive revisions made, during the week of November 12, 2018, to the Exchange & Clearing Transaction Fee Schedules for Environmental Futures and Options |
11/19/2018 |
Notified |
11/19/2018 |
|
3 |
| NODAL |
Non-substantive revisions made, during the week of November 20, 2017, to the Nodal Exchange Rulebook Appendix A (Contract Specifications). |
11/27/2017 |
Notified |
11/27/2017 |
|
2 |
| NODAL |
non-substantive revisions, made during the week of December 9, 2019, to Exhibit N-3 of the Nodal Exchange DCM Application |
12/20/2019 |
Notified |
12/20/2019 |
|
3 |
| TRUEEX |
non-substantive rule changes to definitions and recordkeeping |
04/11/2018 |
Notified |
04/11/2018 |
|
1 |
| TRUEEX |
Non-substantive Rulebook amendments |
09/21/2015 |
Notified |
09/21/2015 |
|
2 |
| NYLIFFE |
Notice 09/2011 explains the process of reporting and adjusting open interest and filing Form 102 Large Trader Reports and reminds members of certain position transfer and netting considerations. NYLIFFE #2011-111 |
03/22/2011 |
Certified |
03/22/2011 |
|
1 |
| NYLIFFE |
Notice 12/2010 announces the Designated Market Maker Program in MSCI Mini Index Futures for the period from September 1, 2010 through June 30, 2011. NYSE Liffe #2010-107 |
08/31/2010 |
Certified |
01/19/2011 |
|
1 |
| NYLIFFE |
Notice 15/2010 announces an alternative process for the submission of EFRP and Block Trades. NYLIFFE #2010-108 |
09/08/2010 |
Certified |
09/30/2010 |
|
1 |
| NYLIFFE |
Notice 19/2011 announcing the launch of its Open Interest Incentive Program for Interest Program for Interest Rate Futures (the "OII Program"). NYLIFFE #2011-117 |
05/26/2011 |
Certified |
06/09/2011 |
|
1 |
| NYLIFFE |
Notice 21-2011 changes the minimum block trade threshold for Long-Term US Treasury Note Futures (6.5 to 10-Year) |
06/24/2011 |
Certified |
11/08/2011 |
|
1 |
| NYLIFFE |
Notice 27/2010 announcing amendments clarifying procedures to settle disciplinary proceedings. NYLIFFE #2010-119 |
11/08/2010 |
Certified |
12/07/2010 |
|
1 |
| NYLIFFE |
Notice Announcing Amendments to Customer Margin-Related Rules Reflecting Transfer of Responsibility to Clearing Service Provider. NYLIFFE #2012-110 |
04/23/2012 |
Certified |
05/08/2012 |
|
1 |
| NYLIFFE |
Notice Announcing Amendments to the Settlement Procedures for Futures on DTCC GCF Repo Index. NYLIFFE #2013-107 |
03/22/2013 |
Certified |
04/06/2013 |
|
1 |
| NYLIFFE |
Notice Announcing an Amendment to the Inter-Dealer Broker Incentive Plan. NYLIFFE #2012-132 |
10/24/2012 |
Certified |
11/08/2012 |
|
1 |
| NYLIFFE |
Notice Announcing Designated Market Maker Program for Options on Mini-Sized Gold and Silver Futures Contracts. NYLIFFE #2012-103 |
02/06/2012 |
Certified |
02/21/2012 |
|
1 |
| NYLIFFE |
Notice Announcing Exchange of Futures for Futures ("EFF") Functionality if Fully Operational. NYLIFFE #2011-110 |
03/18/2011 |
Certified |
04/08/2011 |
|
1 |
| NYLIFFE |
Notice Announcing Inter-Dealer Broker ("IDB") Incentive Program. NYLIFFE #2012-111 |
05/18/2012 |
Certified |
06/05/2012 |
|
1 |
| NYLIFFE |
Notice Announcing Procedure for the Voluntary Termination of Exchange Membership. NYLIFFE #2012-106 |
02/27/2012 |
Certified |
03/13/2012 |
|
1 |
| NYLIFFE |
Notice Announcing Renewal of General Designated Market Maker Program for GCF Futures. NYLIFFE #2013-110 |
06/14/2013 |
Certified |
06/29/2013 |
|
1 |
| NYLIFFE |
Notice Announcing Renewal of General Designated Market Maker Program for GCF Futures. NYLIFFE #2013-132 |
12/13/2013 |
Certified |
12/31/2013 |
|
1 |
| NYLIFFE |
Notice Announcing the Exercise of the Exchange Option to Extend the Designated Market Maker Program in Precious Metals Futures. NYLIFFE #2012-108 |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
| NYLIFFE |
Notice Announcing the Extension of the Active Member Participant Program. NYLIFFE #2012-136 |
12/04/2012 |
Certified |
12/19/2012 |
|
1 |
| NYLIFFE |
Notice Announcing the Extension of the Active Member Participant Program. NYLIFFE #2013-129 |
12/12/2013 |
Certified |
12/28/2013 |
|
1 |
| NYLIFFE |
Notice Announcing the Extension of the Futures Incentive Program. NYLIFFE #2012-137 |
12/04/2012 |
Certified |
12/19/2012 |
|
1 |
| NYLIFFE |
Notice Announcing the Extension of the Futures Incentive Program. NYLIFFE #2013-130 |
12/12/2013 |
Certified |
12/28/2013 |
|
1 |
| NYLIFFE |
Notice Announcing the Introduction of Block Trades for Mini Gold and Mini Silver Futures and Options. NYLIFFE #2014-102 |
01/22/2014 |
Certified |
02/06/2014 |
|
1 |
| NYLIFFE |
Notice Announcing the Modification of the Minimum Block Trade Size for Ultra Long US Treasury Bond Futures. NYLIFFE #2012-129 |
09/25/2012 |
Certified |
10/11/2012 |
|
1 |
