| NFX |
Amendment to Trading Rules. |
12/29/2014 |
Certified |
01/13/2015 |
|
2 |
| TRUEEX |
Amendment to trueEX Rule 304(e) regarding required use of risk controls for Persons with direct access to the trueEX DCM Trading System. TRUEEX #2014-03D |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
| ICE US |
Amendment to, and extension of, the Russell Mini Futures Maket Maker, Russell Member Firm Fee and Russell Individual Fee Programs; also extension of the USDX Member Fee Program. ICE US #10-27 |
06/28/2010 |
Certified |
07/05/2010 |
|
1 |
| MGE |
Amendments and deletions to MGEX bylaws to streamline the process to nominate candidates for the position of Director. |
07/19/2016 |
Certified |
08/02/2016 |
|
1 |
| ICE US |
Amendments extending Commercial Participant Open Interest Program |
12/13/2021 |
Certified |
12/28/2021 |
|
2 |
| CDE |
Amendments for Ownership and Control Reporting |
09/13/2016 |
Certified |
09/27/2016 |
|
1 |
| NFX |
Amendments lowering the minimum threshold requirements for futures contracts within certain asset classes based on an analysis of the liquidity and depth of the relevant futures contracts on the NFX platform. |
11/20/2018 |
Certified |
12/05/2018 |
|
3 |
| ICE US |
Amendments provide for pre-execution communications and new requirements for crossing option orders. ICE US #10-41 |
10/12/2010 |
Certified |
01/05/2011 |
|
1 |
| COIN |
Amendments Re: Electronic Trading Risk Principles |
06/24/2021 |
Certified |
07/09/2021 |
|
1 |
| ELX |
Amendments regarding Rule V-9, Customer Funds. ELX #2012-14 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
| NFX |
Amendments relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for fifteen new financially settled power futures contracts. |
01/22/2016 |
Certified |
02/05/2016 |
|
2 |
| ICE US |
Amendments renaming and adjusting the NYSE FANG+ Clearing Member Program |
09/10/2020 |
Certified |
09/24/2020 |
|
1 |
| ICE US |
Amendments renaming and adjusting the NYSE FANG+ Member Firm Program |
09/10/2020 |
Certified |
09/24/2020 |
|
1 |
| ICE US |
Amendments renaming and adjusting the NYSE FANG+Market Maker Program |
09/10/2020 |
Certified |
09/24/2020 |
|
2 |
| NFX |
Amendments to an Exchange Rule and Reference Guides |
06/02/2015 |
Certified |
06/16/2015 |
|
1 |
| CME |
Amendments to AON-Eligibility, Inter-association Trading Restrictions and Issuance of CME Market Regulation Advisory Notices RA2201-2 and RA2202-2 |
04/14/2022 |
Certified |
04/28/2022 |
|
1 |
| NODAL |
Amendments to Appendix A and Appendix C to amend a contract name and the expansion of aggregation groups. |
05/15/2020 |
Certified |
06/01/2020 |
|
3 |
| ICE US |
Amendments to Appendix I of Chapter 27 and Guidelines for the treatment of short-term price spikes. ICE US #10-43 |
10/21/2010 |
Certified |
10/25/2010 |
|
1 |
| ICE US |
Amendments to Appendix I of Chapter 27 make explicit that the Exchange has the authority to apply adjusted trade prices to Limit and Stop Orders that would not ordinarily be subject to execution at the adjusted trade price. ICE US #11-28 |
05/19/2011 |
Certified |
06/30/2011 |
|
1 |
| ICE US |
Amendments to Appendix II of Chapter 27 Exchange Messaging Policy which change the Weighted Volume Ration threshold for U.S. Dollar Index Futures from 100,000 messages per day to 150,000 messages per day. |
10/19/2015 |
Certified |
11/02/2015 |
|
1 |
| ICE US |
Amendments to Arb Blocks Liquidity Provider Program |
05/18/2020 |
Certified |
06/02/2020 |
|
2 |
| NFX |
amendments to audit trail guidance originally filed as SR-NFX-2015-38 and amended in SR-NFX-2017-15 in the form of a Futures Regulatory Alert as set forth in Exhibit A. |
06/09/2017 |
Certified |
06/23/2017 |
|
1 |
| NFX |
Amendments to audit trail guidance originally filed as SR-NFX-2015-38 in the form of a Futures Regulatory Alert. |
03/31/2017 |
Certified |
04/14/2017 |
|
1 |
| ICE US |
Amendments to Bakkt Bitcoin (USD) Monthly Futures Contract Market Maker Program |
02/26/2020 |
Certified |
03/11/2020 |
|
2 |
| ICE US |
Amendments to Bakkt (USD) Daily Futures Market Maker Program |
09/12/2019 |
Certified |
09/26/2019 |
|
2 |
| ICE US |
Amendments to Bakkt Bitcoin (USD) Monthly Futures Contract Market Maker Program |
08/12/2020 |
Certified |
08/26/2020 |
|
2 |
| ICE US |
Amendments to Bakkt Bitcoin (USD) Monthly Futures Market Maker Program |
02/24/2021 |
Certified |
03/10/2021 |
|
2 |
| ICE US |
Amendments to Bakkt Bitcoin (USD) Monthly Futures Market Maker Program |
09/25/2020 |
Certified |
10/09/2020 |
|
2 |
| ICE US |
Amendments to Bakkt Bitcoin (USD) Monthly Futures Market Maker Program |
12/27/2019 |
Certified |
01/13/2020 |
|
2 |
| ICE US |
Amendments to Bakkt Bitcoin (USD) Monthly Market Maker Program |
02/25/2021 |
Certified |
03/10/2021 |
|
2 |
| ICE US |
Amendments to Bakkt Bitcoin (USD) Monthy Futures Market Maker Program |
12/13/2021 |
Certified |
12/28/2021 |
|
2 |
| ICE US |
Amendments to Block Trade FAQ |
01/31/2019 |
Certified |
02/14/2019 |
|
1 |
| ICE US |
Amendments to Block Trade FAQ |
10/13/2017 |
Certified |
10/27/2017 |
|
1 |
| ICE US |
Amendments to Block Trade FAQ |
01/28/2019 |
Certified |
02/11/2019 |
|
1 |
| ICE US |
Amendments to Block Trade FAQ and EFRP FAQ |
10/21/2021 |
Certified |
11/04/2021 |
|
1 |
| ICE US |
Amendments to Block Trade FAQ for certain Balmo futures and options contracts. |
03/15/2019 |
Certified |
03/29/2019 |
|
1 |
| ICE US |
Amendments to Block Trade FAQ to establish minimum block size for 4 new MSCI equity index futures contracts |
11/27/2020 |
Certified |
12/11/2020 |
|
1 |
| ICE US |
Amendments to Block Trade FAQ to establish minimum block size for ICE mortgage rate index futures |
05/12/2022 |
Certified |
05/26/2022 |
|
1 |
| ICE US |
Amendments to Block Trade FAQ which establish the minimum block size for 3 new physical environmental futures contracts. |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
| ICE US |
Amendments to Block Trade FAQ which harmonize the minimum block trade size for all MSCI Index futures and options contracts. |
12/13/2018 |
Certified |
12/28/2018 |
|
1 |
| ICE US |
Amendments to Block Trade Minimum Levels for ICE Futures US Energy Contracts. ICE US #12-66 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| CBOT |
Amendments to Block Trade Minimum Threshold for the Soybean Oil Weekly Options Contracts. |
01/05/2018 |
Certified |
01/22/2018 |
|
1 |
| NYMEX |
Amendments to Block Trade Minimum Thresholds in Three NYMEX Products. NYMEX/COMEX #13-069 |
03/04/2013 |
Certified |
03/19/2013 |
|
1 |
| COMEX |
Amendments to Block Trade Minimum Thresholds in Three NYMEX Products. NYMEX/COMEX #13-069 |
03/04/2013 |
Certified |
03/19/2013 |
|
1 |
| ICE US |
Amendments to block trade procedures |
11/05/2019 |
Certified |
11/20/2019 |
|
2 |
| ICE US |
Amendments to Block Trade Procedures |
09/23/2022 |
Certified |
10/07/2022 |
|
1 |
| ICE US |
Amendments to Block Trade Procedures |
09/08/2023 |
Certified |
09/22/2023 |
|
1 |
| ICE US |
Amendments to Block Trade Procedures |
11/02/2023 |
Certified |
11/17/2023 |
|
1 |
| ICE US |
Amendments to Block Trade Procedures |
06/22/2023 |
Certified |
07/07/2023 |
|
1 |
| ICE US |
Amendments to Block Trade Procedures |
03/11/2022 |
Certified |
03/25/2022 |
|
2 |
