| CME |
Notification Regarding the Listing of Options on South African Rand/U.S. Dollar (ZAR/USD) Futures on CME Globex. |
04/07/2017 |
Certified |
04/21/2017 |
|
1 |
| COMEX |
Notification Regarding the London Spot Gold Futures and London Spot Silver Futures Daily Settlement Procedure Documents in Connection with the Initial Listing of the Contracts. |
12/16/2016 |
Certified |
01/03/2017 |
|
1 |
| CME |
Notification Regarding the Proposed Amendments to the Daily Price Limits for Nonfat Dry Milk and Dry Whey Futures Contracts Listed for Trading on the CME Trading Floor and GLOBEX. CME #12-337 |
10/15/2012 |
Certified |
10/30/2012 |
|
1 |
| CBOT |
Notification Regarding the Reduction in Minimum Quantity Threshold Level for the Block Trade Sizes, 10-Year U.S. Treasury Note Futures Contract. |
02/19/2016 |
Certified |
03/04/2016 |
|
1 |
| CME |
Notification Regarding theAddition of CME Globex Electronic Trading and CME ClearPort Clearing Platform to Existing CME Metro Area and Composite Housing Index Futures and Options Contracts |
01/20/2017 |
Certified |
02/03/2017 |
|
1 |
| ICE US |
Notification that amendments to Rule 10.53 will go into effect on September 7, 2010. ICE US #10-23 |
09/01/2010 |
Certified |
09/01/2010 |
|
1 |
| ICE US |
Notification that Reserve Quantity Functionality will be enabled for both Good 'til Cancelled Orders and Stop Orders. ICE US #12-07 |
02/24/2012 |
Certified |
03/12/2012 |
|
1 |
| MGE |
Notification that Resolution 803.01 of MGEX Rulebook is to be removed. |
08/16/2011 |
Certified |
09/02/2011 |
|
1 |
| MGE |
Notification to Clearing Members to report offsets |
01/28/2016 |
Notified |
01/28/2016 |
|
1 |
| CDE |
Notification to the Commission that NFA will no longer perform certain market surveillance services for the Exchange. ERISDCM #2012-15 |
10/30/2012 |
Certified |
11/15/2012 |
|
1 |
| ICE US |
Notifies and Certifies Change in Ownership Due to ICE Acquiring NYBOT under Regulation 38.5(d). |
01/19/2007 |
Certified |
01/22/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NFX |
Notifies Members of the approval of Timber Hill LLC to act as market maker in British Pound futures contracts PBOT #2008-11 |
06/20/2008 |
Certified |
06/27/2008 |
|
2 |
| CCFE |
Notifies the CFTC and market that a new trading screen will be available for the trading of CCFE's RGGI contract as of the open of trading on 9/19/08, and removes special error trade and other procedures operational during the interim period. CCFE #08-23 |
09/17/2008 |
Certified |
11/06/2008 |
|
1 |
| NYMEX |
Notifies the CFTC of New Transaction Types/Venues for the Automated Trandfer of Money (ATOM) System. NYMEX #08.06 |
01/17/2008 |
Certified |
01/17/2008 |
|
1 |
| NYMEX |
Notifies the CFTC of the delisting of the Brent-Oman Financial Spread Contract and the WTI-Oman Financial Spread Contract. NYMEX #8.28 |
02/28/2008 |
Certified |
03/05/2008 |
|
1 |
| CME |
Notifies the CFTC of the issuance of Market Regulation Advisory Notice RA0901-5. ("Identification and Registration of Globex Operator IDs") (Tag 50 IDs) CME/CBOT/NYMEX #09-028 |
02/19/2009 |
Certified |
03/30/2010 |
|
1 |
| CBOT |
Notifies the CFTC of the issuance of Market Regulation Advisory Notice RA0901-5. ("Identification and Registration of Globex Operator IDs") (Tag 50 IDs) CME/CBOT/NYMEX #09-028 |
02/19/2009 |
Certified |
02/26/2009 |
|
0 |
| NYMEX |
Notifies the CFTC of the issuance of Market Regulation Advisory Notice RA0901-5. ("Identification and Registration of Globex Operator IDs") (Tag 50 IDs) CME/CBOT/NYMEX #09-028 |
02/19/2009 |
Certified |
02/26/2009 |
|
1 |
| KCBT |
Notifies the CFTC of the Migration of KCBT products from the e-CBOT platform to the CME Globex and Makes Associated Amendments to the Electronic Trading Rules. |
01/09/2008 |
Certified |
01/24/2008 |
|
1 |
| ICE US |
Notifies the CFTC of the postponement of the adoption of amendments to Rule 27.11 and implementation of Trade At Index Close orders until further notice. ICE US Amended 08-47 |
08/15/2008 |
Certified |
08/29/2008 |
|
1 |
| ICE US |
Notifies the CFTC that "Stop orders with Protection" will become effective at the start of trading on August 25, 2008. ICE US # Supplemental Submission 08-47 |
08/21/2008 |
Certified |
08/29/2008 |
|
1 |
| NADEX |
Notifies the CFTC that HedgeStreet has a new owner, certifies compliance with the CEA and the regulations as required by Regulation 8.5(d), and states that it will recommence trading on or about February 11, 2008. |
02/06/2008 |
Certified |
02/07/2008 |
|
1 |
| ICE US |
Notifies the CFTC that NYBOT will change its corporate name to ICE Futures U.S., Inc. as of September 3, 2007. |
08/31/2007 |
Certified |
08/31/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NYMEX |
Notifies the CFTC that the Brent Crude Oil - Last Day Futures contract will be listed for trading on the NYMEX trading floor; the contract, and will continue to be listed for trading on Globex. NYMEX #8.29 |
03/04/2008 |
Certified |
03/13/2008 |
|
1 |
| ICE US |
Notifies the CFTC that the effective dates for "Good Til Canceled" funtionality have been changed and will become effective at the start of trading on August 29, 2008. ICEUS Second Supplemental Submission #08-47 |
08/26/2008 |
Certified |
08/29/2008 |
|
1 |
| OCX |
Notifies the CFTC that the elimination of the minimum contract size for EFP transactions using the BETS Automatic Matching feature. |
08/11/2008 |
Certified |
08/12/2008 |
|
1 |
| NYMEX |
Notifies the CFTC that the NYMEX NOx Emission Allowance Futures and NYMEX SO2 Emission Allowance Futures Contracts will be delisted from ClearPort and will instead trade on Globex. NYMEX #8.25 |
02/29/2008 |
Certified |
03/13/2008 |
|
1 |
| CCFE |
Notifies the Commission of emergency action taken pursuant to CCFE Rule 415 (Emergencies) and the liquidation of proprietary positions held by Lehman Brothers, Inc. CCFE #08-25 |
09/23/2008 |
Certified |
02/15/2012 |
|
1 |
| CME |
Notifies the Commission of regulatory advisories that were issued to members of CME and CBOT with respect to each exchange's harmonized rulebooks. CME #07.101 |
12/04/2007 |
Certified |
01/30/2008 |
|
1 |
| CBOT |
Notifies the Commission of revisions to Market Making Programs. CBOT #09-114R |
09/10/2009 |
Certified |
12/16/2009 |
|
1 |
| NFX |
Notifies the Commission of the approval of Timber Hill LLC to act as a market maker in Euro futures contracts commencing on 6/23/08. PBOT #2008-10 |
06/18/2008 |
Certified |
08/22/2008 |
|
2 |
| TRENDEX |
Notifies the Commission that Media Derivatives, Inc. is changing its name to The Trend Exchange, Inc. |
05/21/2010 |
Certified |
05/21/2010 |
|
1 |
| CME |
Notifying Commission of market maker program for E-mini & E-micro S&P CNX Nifty Index Futures. CME #10-194 |
07/12/2010 |
Certified |
08/25/2010 |
|
1 |
| COMEX |
Notifying market participants that the CME Globex pre-opening time will be delayed and staggered for several NYMEX and COMEX products eligible for trading at settlement. (NYMEX/COMEX #11-131) |
03/31/2011 |
Certified |
04/19/2011 |
|
1 |
| NYMEX |
Notifying market participants that the CME Globex pre-opening time will be delayed and staggered for several NYMEX and COMEX products eligible for trading at settlement. (NYMEX/COMEX #11-131) |
03/31/2011 |
Certified |
04/19/2011 |
|
1 |
| NYMEX |
Notifying market participants that the CME Globex pre-opening time will be delayed and staggered for several NYMEX/COMEX products eligible for trading at settlement. (NYMEX/COMEX #11-131) |
03/31/2011 |
Certified |
04/19/2011 |
|
1 |
| COMEX |
Notifying market participants that the CME Globex pre-opening time will be delayed and staggered for several NYMEX/COMEX products eligible for trading at settlement. (NYMEX/COMEX #11-131) |
03/31/2011 |
Certified |
04/19/2011 |
|
1 |
| NYMEX |
Notifying the Commission that exchanges will issue Market Regulation Advisory 1101-4, informing market that trading at settlement orders on copper, gold, and silver futures contracts will be permitted beginning January 24, 2011; NYMEX/COMEX 10-391 |
12/21/2010 |
Certified |
01/10/2011 |
|
1 |
| COMEX |
Notifying the Commission that exchanges will issue Market Regulation Advisory 1101-4, informing market that trading at settlement orders on copper, gold, and silver futures contracts will be permitted beginning January 24, 2011; NYMEX/COMEX 10-391 |
12/21/2010 |
Certified |
01/10/2011 |
|
1 |
| NYMEX |
Notifying the Commission that exchanges will issue Market Regulation Advisory 1101-4, informing market that trading at settlement orders on copper, gold, and silver futures contracts will be permitted beginning January 24, 2011; NYMEX/COMEX 10-391R |
01/03/2011 |
Certified |
01/10/2011 |
|
1 |
| COMEX |
Notifying the Commission that exchanges will issue Market Regulation Advisory 1101-4, informing market that trading at settlement orders on copper, gold, and silver futures contracts will be permitted beginning January 24, 2011; NYMEX/COMEX 10-391R |
01/03/2011 |
Certified |
01/10/2011 |
|
1 |
| CCFE |
Notifying the Commission, pursuant to Sec. 38.5(d) of IntercontinentalExchange, Inc's acquisition of CCFE |
07/19/2010 |
Certified |
10/04/2010 |
|
1 |
| OCX |
NTM 2014-33 provides guidance to market participants regarding the reporting of bilateral block and bilateral EFP trades |
11/20/2014 |
Certified |
12/05/2014 |
|
1 |
| OCX |
NTM 2020-03 (Carry Fee Change) |
02/03/2020 |
Certified |
02/18/2020 |
|
1 |
| NYMEX |
NYMEX and COMEX Energy and Metals Products Non-Member Incentive Program. NYMEX/COMEX #13-414 |
12/13/2013 |
Certified |
12/31/2013 |
|
2 |
| COMEX |
NYMEX and COMEX Energy and Metals Products Non-Member Incentive Program. NYMEX/COMEX #13-414 |
12/13/2013 |
Certified |
12/31/2013 |
|
2 |
| NYMEX |
NYMEX Electronic Growth Transition Program. NYMEX #14-221 |
06/10/2014 |
Certified |
06/25/2014 |
|
2 |
| NYMEX |
NYMEX European and Asian Petroleum Products High Performer Program. |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
| NYMEX |
NYMEX Facilitation Fee Schedule Modifications for NYMEX Freight Contracts |
12/15/2015 |
Certified |
12/30/2015 |
|
1 |
| NYMEX |
NYMEX Henry Hub Back Month Liquidity Provider Program |
08/05/2014 |
Certified |
08/19/2014 |
|
2 |
