| NYMEX |
NYMEX Iron Ore Incentive Program |
11/20/2014 |
Certified |
12/05/2014 |
|
2 |
| NYMEX |
NYMEX is lowering the minimum block trade thresholds in three NYMEX core energy products. NYMEX #10-270 |
09/22/2010 |
Certified |
10/12/2010 |
|
1 |
| CBOT |
NYMEX SO2 Emissions 25 Allowance, NYMEX Seasonal NOX, and NYMEX Annual NOX futures contracts due to delisting of these products. CME/CBOT/NYMEX #11-315 |
08/10/2011 |
Certified |
08/10/2011 |
|
1 |
| NYMEX |
NYMEX SO2 Emissions 25 Allowance, NYMEX Seasonal NOX, and NYMEX Annual NOX futures contracts due to delisting of these products. CME/CBOT/NYMEX #11-315 |
08/10/2011 |
Certified |
08/10/2011 |
|
1 |
| NYMEX |
NYMEX/COMEX Market Regulation Advisory Notice RA1001-4 and 1002-4 replaces Submission 10-036 being issued to replace a typographical error in RA1002-4. NYMEX/COMEX #10-036R |
02/02/2010 |
Certified |
06/15/2010 |
|
1 |
| NYLIFFE |
Obligates Members to notify the Exchange promptly of any changes to information filed with the Exchange, as well as material changes in ownership , and provides guidance on how to address notices required under Rules 503, 505 and 508. NYSE Liffe #2009-111 |
04/22/2009 |
Certified |
04/21/2009 |
|
1 |
| OCX |
OCX Rule 417 will be modified to decrease the minimum block trading quantity from twenty-five contracts to five contracts for its OCX.NoDivrisk products. OCX #14-003 |
05/28/2014 |
Certified |
06/12/2014 |
|
1 |
| NFX |
Off-Exchange Reporting Broker |
06/29/2015 |
Certified |
07/14/2015 |
|
1 |
| NFX |
Off-Exchange Transaction Reference Guide |
05/28/2015 |
Certified |
06/11/2015 |
|
1 |
| ELX |
Offering a short-term incentive program in ELX's US Treasury futures spread transactions with a goal to provide better market quality. |
05/04/2012 |
Certified |
05/19/2012 |
|
1 |
| ELX |
Offering an incentive program - the "2012 Non-Invester Program" with a goal to provide better market quality to current and prospective market participants. ELX 2012-003 |
04/23/2012 |
Withdrawn |
05/07/2012 |
|
1 |
| ELX |
Offering an incentive program with a goal to provide better market quality to current and prospective market participants. |
06/14/2012 |
Certified |
06/29/2012 |
|
1 |
| ELX |
Offers a Short Term Treasury Roll Incentive Program to non-invester market making firms who are currently active in ELX's Treasury futures contracts. |
08/12/2011 |
Certified |
08/29/2011 |
|
1 |
| MGE |
Offset and holiday reminders |
04/03/2020 |
Notified |
04/03/2020 |
|
1 |
| MGE |
Offset reminder |
04/28/2017 |
Notified |
04/28/2017 |
|
1 |
| MGE |
Offset Reminder Memo - Weekly Notification |
03/31/2017 |
Notified |
03/31/2017 |
|
1 |
| MGE |
Offsets reminder to Clearing Members. |
04/01/2021 |
Notified |
04/01/2021 |
|
1 |
| NODAL |
On February 13, 2020 the Exchange will operate extended market hours opening from 6:00 am until 5:00 pm for Power Futures, NG Penultimate Futures and all Nodal Options contracts |
01/29/2020 |
Certified |
02/12/2020 |
|
1 |
| NODAL |
On February 5th, 6th, and 7th, 2019, the Exchange will operate extended market hours opening from 9:00 am until 6:00 pm, which is one hour later than regular hours. |
01/17/2019 |
Certified |
02/01/2019 |
|
1 |
| NODAL |
On February 6, 2020 the Exchange will operate extended market hours opening from 6:00 am until 5:00 pm for Power Futures, NG Penultimate Futures and Options contracts |
01/22/2020 |
Certified |
02/05/2020 |
|
1 |
| CDE |
On September 8, 2021, Bitcoin Bounded Futures (BB) and Fully Funded Physically Settled Futures (BTC) Large Trader reportable levels were changed to 25 contracts in accordance with the Commission Regulation 15.03 (b). |
09/09/2021 |
Notified |
09/09/2021 |
|
1 |
| CDE |
Onboarding Incentive Program |
08/23/2016 |
Certified |
09/07/2016 |
|
2 |
| OCX |
One Year Extension of the Minimum Block Size Pilot Program. |
09/20/2013 |
Certified |
10/05/2013 |
|
1 |
| OCX |
OneChicago fee change |
02/13/2019 |
Certified |
02/28/2019 |
|
1 |
| OCX |
Opening parameters for all products on the Central Limit Order Book "CBOEdirect" will be any quote up to $5 wide. #2012-10 |
05/31/2012 |
Certified |
06/15/2012 |
|
1 |
| LEDGERX |
Operations manual update reflecting process changes related to ACH deposits. |
10/11/2022 |
Certified |
10/25/2022 |
|
3 |
| ICE US |
Option on Bakkt Bitcoin (USD) Monthly Futures Market Maker Program |
03/17/2020 |
Certified |
03/31/2020 |
|
2 |
| SMFE |
Options Market Maker Incentive Program |
07/19/2022 |
Certified |
08/02/2022 |
|
3 |
| ICE US |
Options on Bakkt Bitcoin (USD) Monthly Futures Executing Broker Program |
03/17/2020 |
Certified |
03/31/2020 |
|
1 |
| CFE |
Options on Corporate Bond Index Futures |
04/18/2023 |
Certified |
05/02/2023 |
|
2 |
| CFE |
Options on Futures |
02/13/2023 |
Certified |
02/28/2023 |
|
1 |
| CFE |
Options on Futures Spread Creation |
02/08/2024 |
Certified |
02/23/2024 |
|
1 |
| CFE |
Order and Quote Priority Treatment |
09/08/2023 |
Certified |
09/22/2023 |
|
1 |
| NYMEX |
Outlines classification of offenses for disciplinary matters; Address the ability to impose a sanction which involves a suspension of membership privileges; Clarify sanctions that apply to trades entered through NYMEX electronic platforms. NYMEX #8.23 |
02/28/2008 |
Certified |
03/18/2008 |
|
1 |
| NYMEX |
Outlines settlement procedures for disciplinary actions, Eliminates the requirement that settlements approved by the BCC or AC be approved by the Board and provides Market Reg Dept with the right to appeal certain actions before a Board panel. NYMEX #08. |
09/25/2008 |
Certified |
10/02/2008 |
|
1 |
| NYMEX |
Outlines streamlined procedures for processing transfer trades, especially where transfer of positions between accounts held by separate entities which have 100% common ownership. NYMEX #07.128 |
11/20/2007 |
Certified |
11/26/2007 |
|
1 |
| NYMEX |
Outlines the sanctions that the Exchange may impose under the classifications of Major and Minor Offenses under Rule 8.55 NYMEX #08.84 |
08/25/2008 |
Certified |
09/03/2008 |
|
1 |
| NFX |
Ownership/Control Reports |
09/10/2015 |
Certified |
09/24/2015 |
|
1 |
| ICE US |
Partial Withdrawal of Amendments to Energy Contract Block Trade Sizes. ICE US #12-71A |
10/31/2012 |
Certified |
11/16/2012 |
|
1 |
| LEDGERX |
Participant Agreement updates |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
| CANTOR |
Per discussion with Commission staff, designation of and rules respecting "Referring Participants" and "Referred Participants". |
01/29/2015 |
Certified |
02/12/2015 |
|
1 |
| CANTOR |
Per discussion with Commission Staff, the attached filing is submitted herewith. |
10/15/2014 |
Certified |
10/29/2014 |
|
1 |
| CFE |
Permit CBOE Volatility Index (VIX) futures and CBOE/CBOT 10-Year U.S. Treasury Note Volatility Index (VXTYN) futures to trade during a portion of the Good Friday holiday on Friday, April 3, 2015. |
02/25/2015 |
Certified |
03/11/2015 |
|
1 |
| CFE |
Permits a DPM trade participation right, specifies the interaction between a DPM's participation right priority and the pro rata allocation method, and, for the Mini VIX futures, revises the execution priorities and provides for a DPM. CFE #CFE-2009-12 |
05/20/2009 |
Certified |
07/14/2009 |
|
1 |
| USFE |
Permits block trades for the mini$ DAX contracts, with a minimum block size of 250 DAX contracts, and provides for error trades. USFE #08-04 |
09/11/2008 |
Certified |
09/11/2008 |
|
1 |
| NYMEX |
Permits Block Trades in NYMEX Gulf Coast Sour Crude Oil Futures. NYMEX #09-319 |
12/28/2009 |
Certified |
04/30/2010 |
|
1 |
| CME |
Permits block trading in the CME Lehman Brothers U.S. Aggregate Index Futures Contract with a 50 contract minimum trade requirement. CME #07-68 |
08/28/2007 |
Certified |
09/14/2007 |
|
1 |
| CBOT |
Permits block transactions in US Treasury contracts for outright and spread positions. CBOT #08-14 |
01/24/2008 |
Certified |
03/25/2008 |
|
1 |
| CFE |
Permits CFEs help desk to consider the prices of related contracts trading on CFE as well as other markets when applying CFE's error trade policy. CFE # CFE-2009-06 |
02/26/2009 |
Certified |
03/05/2009 |
|
1 |
| CME |
Permits clearing members to accept physical gold to meet performance bond requirements (Rule 930.C). CME/CBOT/NYMEX #09.125 |
06/25/2009 |
Certified |
08/10/2009 |
|
1 |
