| CBOT |
Permits clearing members to accept physical gold to meet performance bond requirements (Rule 930.C). CME/CBOT/NYMEX #09.125 |
06/25/2009 |
Certified |
08/10/2009 |
|
1 |
| NYMEX |
Permits clearing members to accept physical gold to meet performance bond requirements (Rule 930.C). CME/CBOT/NYMEX #09.125 |
06/25/2009 |
Certified |
08/10/2009 |
|
1 |
| NYMEX |
Permits EFSs for Crude Oil and Heating Oil Futures, Allows TAS trades for the 3rd Contract Month in all Eligible Contracts and Allows REBCO to Trade TAS. (Floor and Globex). NYMEX No. 07.33 |
02/22/2007 |
Certified |
03/02/2007 |
|
1 |
| MGE |
Permits Hard Red Spring Wheat options contracts to trade electronically during the same time as by open outcry. |
03/19/2008 |
Certified |
03/25/2008 |
|
1 |
| MGE |
Permits MGEX employees to own a membership. Employees remain prohibited from becoming members and from participating in all trading activity. |
04/21/2009 |
Certified |
05/14/2010 |
|
1 |
| OCX |
Permits reporting of block trades and EFP transactions through the OneChicago Block & EFP Trading System and makes conforming amendments to OneChicago Policies: Block Trades, Pre-Execution Discussions and Cross Trades. |
07/19/2007 |
Certified |
08/01/2007 |
|
1 |
| ICE US |
Permits the entry and execution of Stop-Limit Orders on the electronic trading system. ICE US #07-82 |
12/19/2007 |
Certified |
01/07/2008 |
|
1 |
| OCX |
Permits the Minimum Block Size to be 100 Contracts/Trade, or a Minimum Number of Contracts Equal to 10,000 Shares of the Underlying Security (or Combined Securities as Relevant) for Single Stock Futures that Have Trading Units Greater than 100 Shares. |
02/02/2007 |
Certified |
02/02/2007 |
|
1 |
| ICE US |
Permits Trade At Settlement (TAS) orders to be priced outside the daily price limits. ICE US #08-17 |
03/07/2008 |
Certified |
03/17/2008 |
|
1 |
| CME |
Permits trading of options on E-mini S&P 500 futures via open outcry in a specific spread trade against regular options on S&P 500 futures. CME #07-64 |
08/08/2007 |
Certified |
08/14/2007 |
|
1 |
| ICE US |
Physical Environmental Product Program |
09/16/2022 |
Certified |
09/30/2022 |
|
2 |
| NYMEX |
Places responsibility on a Member or Member Firm to pay restitution resulting from violative trading conduct by a Member or Member Firm's employee in the event of non-payment by that employee. NYMEX #07.145 |
12/20/2007 |
Certified |
12/27/2007 |
|
1 |
| NYMEX |
Places Restrictions on Simultaneous Buy and Sell Orders on Exchange Electronic Trading Systems. NYMEX #07.142 |
12/20/2007 |
Certified |
12/28/2007 |
|
1 |
| CME |
Planning to amend certain terms of the US Dollar Denominated Crude Palm Oil Futures Market Making Program on CME Globex. CME #12-435 |
12/05/2012 |
Certified |
12/20/2012 |
|
1 |
| CME |
Planning to extend Interest Rate Options Give Up Incentive Program. CME/CBOT #12-463 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
| CBOT |
Planning to extend Interest Rate Options Give Up Incentive Program. CME/CBOT #12-463 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
| CME |
Planning to extend the Eurodollar/Euroyen/Euribor Volume Incentive Program. CME #12-371 |
12/17/2012 |
Certified |
01/03/2013 |
|
1 |
| CME |
Planning to extend the general Fee Waiver Program for US Dollar Denominated Crude Palm Oil Futures traded on CME GLOBEX. CME #12-402 |
12/05/2012 |
Certified |
12/20/2012 |
|
1 |
| NYMEX |
Planning to extend the Henry Hub Natural Gas Look Alike Financial Futures and Henry Hub Natural Gas last Day Financial Futures Fee Waiver Program. NYMEX #12-420 |
12/10/2012 |
Certified |
12/25/2012 |
|
1 |
| CME |
Planning to implement an Asset Manager Fixed Income Incentive Program. CME #11-300 |
08/02/2011 |
Certified |
08/17/2011 |
|
1 |
| NYMEX |
Planning to implement an incentive program in support of the new NYMEX Brent 25-Day contract that is traded on the CME Globex Platform, or cleared by the Clearing House. NYMEX #11-459 |
11/29/2011 |
Certified |
12/14/2011 |
|
1 |
| NYMEX |
Planning to implement the Globex Core Metals Volume Incentive Program. NYMEX/COMEX #14-223 |
06/16/2014 |
Certified |
07/01/2014 |
|
2 |
| COMEX |
Planning to implement the Globex Core Metals Volume Incentive Program. NYMEX/COMEX #14-223 |
06/16/2014 |
Certified |
07/01/2014 |
|
2 |
| TRUEEX |
Policies and Procedures regarding Post-Trade Allocation of Bunched Orders. TRUEEX #2013-18 |
12/20/2013 |
Certified |
01/08/2014 |
|
1 |
| TRUEEX |
Policies and Procedures regarding trades not accepted for clearing. TRUEEX #2013-12 |
10/17/2013 |
Certified |
11/01/2013 |
|
3 |
| TRUEEX |
Policies and Procedures regarding trades not accepted for clearing; TRUEEX |
06/30/2014 |
Certified |
07/16/2014 |
|
1 |
| CDE |
Portfolio Margining for Eris Exchange and CME Interest Rate Futures to begin April 30, 2012. ERISDCM #2012-03 |
04/12/2012 |
Certified |
04/27/2012 |
|
1 |
| CFE |
Position Limit Rule Updates |
03/15/2021 |
Certified |
03/29/2021 |
|
1 |
| NYLIFFE |
Posting of Updated NYSE Liffe US Rulebook. NYLIFFE #2011-112 |
03/29/2011 |
Certified |
04/05/2011 |
|
1 |
| NYMEX |
Postponing until further notice trading at settlement orders on the second active month for gold and silver futures contracts. NYMEX/COMEX #11-010 |
01/07/2011 |
Certified |
01/11/2011 |
|
1 |
| COMEX |
Postponing until further notice trading at settlement orders on the second active month for gold and silver futures contracts. NYMEX/COMEX #11-010 |
01/07/2011 |
Certified |
01/11/2011 |
|
1 |
| ICE US |
Power Broker Incentive Program |
09/16/2022 |
Certified |
09/30/2022 |
|
1 |
| COMEX |
Precious Metals Tiered Incentive Program |
04/16/2015 |
Certified |
04/30/2015 |
|
2 |
| MGE |
Presidents' Day holiday memo to MGEX members and market participants |
02/19/2016 |
Notified |
02/19/2016 |
|
1 |
| SMFE |
Price Limit Change |
04/14/2022 |
Certified |
04/28/2022 |
|
1 |
| LEDGERX |
Privacy Policy updates |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
| KEX |
Program that provides for order group delta limits for members that have demonstrated histories of maker order trading. |
05/25/2023 |
Withdrawn |
06/05/2023 |
|
2 |
| COIN |
Program to incentivize liquidity and volume in CDE's products |
05/23/2023 |
Certified |
06/07/2023 |
|
2 |
| NYMEX |
Prohibits Clearing Members from making cash disbursements to their customers. NYMEX #07-86 |
07/25/2007 |
Certified |
07/25/2007 |
|
1 |
| CBOT |
Prohibits New Control Agreements for CBOT Holdings Stock (Control Agreements Enables Members to Allow Creditors to Dispose of the Memberships and/or Shares of Stock as Security for Payment of Specified Obligations. CBOT No. 2788.01 |
05/16/2007 |
Certified |
05/24/2007 |
|
1 |
| CBOT |
Prohibits pre-execution communications. CBOT RA0802-1; CME and CBOT # 08-24 |
02/06/2008 |
Certified |
02/07/2008 |
|
1 |
| CFE |
Proposal to adopt new CBOE Nasdaq-100 Volatility Index (VXN) futures Lead Market Maker Program. |
12/09/2014 |
Certified |
12/23/2014 |
|
1 |
| NFX |
Proposal to amend Chapter VIII, Options Rules, of the NFX rulebook to correct inaccurate internal cross-references in Sections H.3 and H.6 regarding clearing corporation option exercise procedures and other minor stylistics changes. |
10/12/2017 |
Certified |
10/26/2017 |
|
1 |
| NFX |
Proposal to amend the Exchange's broker incentive program for certain energy contracts. |
02/27/2017 |
Certified |
03/13/2017 |
|
2 |
| CFE |
Proposal to extend CFE's DPM Market Performance Benchmarks Program for an additional year so that general and specific product specific market performance benchmarks will now expire on December 31, 2015. |
11/28/2014 |
Certified |
12/12/2014 |
|
1 |
| NFX |
Proposal to lower the block threshold for the US Shredded Scrap Steel futures contract. |
06/18/2019 |
Certified |
07/02/2019 |
|
2 |
| NFX |
Proposed amendment to address updated functionality of the NFX trading system's functionality with respect to Implied Orders and Self-Match Prevention; clarification of certain language in the rulebook; and removal of language no longer needed. |
05/11/2017 |
Withdrawn |
05/24/2017 |
|
1 |
| MGE |
Proposed Amendments to MGEX Bylaws and Rules to incorporate necessary changes so that said Bylaws and Rules will properly align with the change in business organizational structure. |
10/07/2020 |
Certified |
10/22/2020 |
|
1 |
| CDE |
Proprietary Trading Group Liquidity Incentive Program Self Certification (Eris Exchange, LLC Submission #2019-03) |
11/15/2019 |
Certified |
12/02/2019 |
|
4 |
| CDE |
Proprietary Trading Program Liquidity Provider Program Self Certification (Eris Exchange Submission #2020-06E) |
06/23/2020 |
Certified |
07/08/2020 |
|
2 |
