| CME |
Provides CME Market Reg Advisory Notice RA0902-2 regarding changes to CME Rule 515 ("Registration and Identification of Broker Associations"), resulting from harmonization of CME/NYMEX/COMEX Rule 515. CME #09-141 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
| CME |
Provides CME Short Term Interest Rate Market Maker Program. CME #09-294 |
12/11/2009 |
Certified |
09/10/2010 |
|
1 |
| CCFE |
Provides contract specs, including block trade minimum sizes, for new contracts (Chapters 32 through 35). CCFE #09-08 |
04/16/2009 |
Certified |
08/07/2009 |
|
1 |
| CBOT |
Provides Corn, Wheat, and Soybean Electronic Market Maker Program, to provide to firms that provide continuous quotes of futures during the nighttime trading session on the electronic trading platform. CBOT #09-233 |
10/09/2009 |
Certified |
10/30/2009 |
|
1 |
| NYMEX |
Provides corrected Advisory Notice RA0913-4, concerning a modification in the manner in which block trades are reported on the NYMEX trading floor. NYMEX #09-279R |
11/20/2009 |
Certified |
02/17/2010 |
|
1 |
| CBOT |
Provides details of a CBOT 30-Day Fed Funds Option Market Making Program. CBOT #08-10a |
01/22/2008 |
Certified |
01/22/2008 |
|
1 |
| CBOT |
Provides details of a Market Making program in CBOT US Treasury Options contracts. CBOT #08-11a |
01/22/2008 |
Certified |
01/31/2008 |
|
1 |
| CBOT |
Provides e-cbot (Electronic) Trading Privileges to Mini-Sized Contract Permit Holders, as well as Open Outcry. CBOT No. 2783.01 |
04/17/2007 |
Certified |
04/17/2007 |
|
1 |
| NYMEX |
Provides EFP and EFS rules for eight new NOx Emissions Allowance Futures Contracts on NYMEX ClearPort Clearing and CME Globex; and SO2 Emission Allowance Option Contract on the NYMEX Trading Floor and NYMEX ClearPort Clearing. NYMEX #08.38 |
03/14/2008 |
Certified |
04/17/2008 |
|
1 |
| NYMEX |
Provides EFP and EFS rules for new Certified Emission Reduction (CER) Futures Contract on NYMEX ClearPort Clearing and CME Globex. NYMEX #08.35 |
03/14/2008 |
Certified |
04/17/2008 |
|
1 |
| NYMEX |
Provides EFP and EFS rules for New York Harbor Ethanol Futures Contract on CME GLOBEX and NYMEX ClearPort Clearing. NYMEX #08.31 |
03/26/2008 |
Certified |
04/17/2008 |
|
1 |
| NYMEX |
Provides EFP and EFS rules for the new European Union Allowance (EUA) Futures Contract on NYMEX ClearPort clearing and CME Globex NYMEX #08.32 |
03/14/2008 |
Certified |
04/17/2008 |
|
1 |
| KCBT |
Provides electronic trading hours for daytime trading of KCBT wheat options contracts. |
04/16/2008 |
Certified |
07/01/2008 |
|
1 |
| CME |
Provides electronic trading hours for Lumber Futures/Options and Feeder Cattle Options. CME #08-156 |
10/15/2008 |
Certified |
10/23/2008 |
|
1 |
| ELX |
Provides ELX EFRP submission procedures required by Rule IV-15. |
09/01/2009 |
Certified |
10/06/2009 |
|
1 |
| CCFE |
Provides Emergency and Temporary amendments to its rules and procedures regarding the trading of and trading hours for IFEX-ELF, IFEX-FTW and IFEX-GCW futures contracts due to anticipated arrival of Hurricane Ike. CCFE #08-22 |
09/12/2008 |
Certified |
09/29/2008 |
|
2 |
| NFX |
Provides Fee Schedule with Respect to World Currency Futures Contracts. PBOT-2007-07 |
04/26/2007 |
Certified |
04/26/2007 |
|
1 |
| NYMEX |
Provides fee waiver for trading and clearing of NYMEX AECO/NIT Basis Swap (NGX/CGPR) contract Listed on CME ClearPort. NYMEX #09.62 |
04/24/2009 |
Certified |
04/24/2009 |
|
1 |
| NYMEX |
Provides for a Change of Trading Venue for In Delivery Month European Union Allowance (EUA) and In Delivery Month Certified Emission Reduction Futures Contracts from CME ClearPort Trading to Globex. NYMEX #09.118 |
06/19/2009 |
Certified |
06/26/2009 |
|
1 |
| NFX |
Provides for a Market Maker for NFX markets, including the IKON Global Markets, Inc. Market Maker Agreement. NFX #2009-13 |
08/03/2009 |
Certified |
09/15/2009 |
|
1 |
| CME |
Provides for a market maker program in the E-mini S&P Midcap 400 and E-mini S&P Small Cap 600 contracts. CME #07-72R. This submission supplements the previous Submission No. 07-72 dated August 30, 2007. |
09/12/2007 |
Certified |
09/12/2007 |
|
1 |
| CBOT |
Provides for a Market Making Program for CBOT Deferred Fed Fund Futures. CBOT #2856.02 |
12/26/2007 |
Certified |
01/11/2008 |
|
1 |
| CBOT |
Provides for a Market Making program in CBOT US Treasury Options contracts. CBOT #08-11 |
01/22/2008 |
Certified |
01/31/2008 |
|
1 |
| CBOT |
Provides for a Market Making program in the CBOT 30-Day Fed Funds Options contract. CBOT #08-10 |
01/22/2008 |
Certified |
01/22/2008 |
|
1 |
| CME |
Provides for a market making program in the CME 3-Year Treasury Note futures contract. CME# 09-038 |
03/20/2009 |
Certified |
05/11/2009 |
|
1 |
| NYMEX |
Provides for a New Market Maker Program Pertaining to the Electronic Trading on the CME Globex System of Certain NYMEX and COMEX Options Contracts. CME Submission # 07.78 |
06/21/2007 |
Certified |
08/02/2007 |
|
1 |
| NYMEX |
Provides for a new NYMEX incentive program regarding electronic trading on CME Globex of the "Green Exchange" product slate, and associated amendments to Broker Incentive Program. NYMEX #08.42 |
03/13/2008 |
Certified |
03/31/2008 |
|
1 |
| NYLIFFE |
Provides for a pilot Futures Incentive Program where market participants trading certain exchange-traded vehicles on NYSE Arca may be eligible to receive rebates for Gold and Silver futures transactions on NYSE Liffe US. NYLIFFE #2009-108 |
03/31/2009 |
Certified |
05/07/2009 |
|
1 |
| ICE US |
Provides for a Temporary Change in Floor Trading Hours. ICE US #09-22 |
04/27/2009 |
Certified |
04/27/2009 |
|
1 |
| OCX |
Provides for an abreviated trading schedule during the July 4th holiday period. |
07/01/2008 |
Certified |
07/02/2008 |
|
1 |
| CME |
Provides for an Emergency Action as necessary given the financial condition of the clearing member, Lehman Brothers, and to ensure the orderly functioning of the market. CME #08-144R |
09/19/2008 |
Certified |
11/01/2008 |
|
1 |
| CME |
Provides for an Emergency Action, given the financial condition of a clearing member, American International Group (AIG), to ensure the orderly functioning of the market. CME #08-142 and CME #08-142R |
09/17/2008 |
Certified |
09/17/2008 |
|
1 |
| ICE US |
Provides for an Emerging Areas Market Maker Program; Delists Reuters Jefferies CRB Futures Price Index Futures and Options Contracts ICE US #07-66 |
10/31/2007 |
Certified |
11/05/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CME |
Provides for an incentive fee program in the CME Equity E-Mini Spread Options contracts. CME #8-102 and #08-012R |
06/16/2008 |
Certified |
06/20/2008 |
|
1 |
| CBOT |
Provides for an Incentive Program for CBOT Deferred Fed Funds. CBOT #2856.01 |
12/26/2007 |
Certified |
01/11/2008 |
|
1 |
| CBOT |
Provides for an Incentive Program for Swap Futures. CBOT #2853.01. See also CBOT #2853.02 |
12/20/2007 |
Certified |
01/11/2008 |
|
1 |
| CBOT |
Provides for block trades and inter-commodity spreads in the new 3-Year US Treasury Notes futures. CBOT #09-031 |
02/23/2009 |
Certified |
04/21/2009 |
|
0 |
| CME |
Provides for changes to CME & CBOT rules in connection with harmonization of NYMEX & COMEX trade practice rule with CME rules. CME/CBOT #09-137 |
07/28/2009 |
Certified |
05/18/2010 |
|
1 |
| CBOT |
Provides for changes to CME & CBOT rules in connection with harmonization of NYMEX & COMEX trade practice rule with CME rules. CME/CBOT #09-137 |
07/28/2009 |
Certified |
05/18/2010 |
|
1 |
| NYMEX |
Provides for changes to NYMEX rules in connection with Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules. NYMEX #09.141 |
07/28/2009 |
Certified |
03/29/2010 |
|
1 |
| NYLIFFE |
Provides for changes to Systems, Operational and Rule associated with the Migration of Clearing from CME to OCC. NYSE Liffe #2009-104 |
02/18/2009 |
Certified |
08/27/2009 |
|
1 |
| NFX |
Provides for clearing order type and clearing account prioritizes in the Orders and Quote Matching. PBOT-2007-06 |
04/26/2007 |
Certified |
06/08/2007 |
|
1 |
| CME |
Provides for CME Weather Product Market Maker Program. CME #09-111 |
06/17/2009 |
Certified |
03/29/2010 |
|
2 |
| NYLIFFE |
Provides for Designated Market Makers in MSCI Emerging Markets, EAFE and USA Mini Index Futures Contracts. NYLIFFE #2009-116 |
09/04/2009 |
Certified |
12/14/2009 |
|
1 |
| NYMEX |
Provides for Direct Submission of EFP Trades by Clearing Members; Summarizes Specific Procedures, and the Form to be Used by Clearing Members. NYMEX No. 07.09 |
01/19/2007 |
Certified |
01/26/2007 |
|
1 |
| NYMEX |
Provides for EFP and EFS rules for SO2 Emission 25 - Allowance Futures and Option Contracts, newly listed on CME ClearPort NYMEX Trading Floor and Globex. NYMEX #09.131 |
07/09/2009 |
Certified |
07/29/2009 |
|
1 |
| ICE US |
Provides for Emergency Action, taken with respect to certificated Cotton, due to the physical conditions of the Ports of Galveston and Houston due to Hurricane Ike. ICE US #08-53 |
09/16/2008 |
Certified |
09/19/2008 |
|
1 |
| ICE US |
Provides for exchange of options transactions. ICE US Amended Submission #09-13 |
03/30/2009 |
Certified |
04/15/2009 |
|
1 |
| ICE US |
Provides for exchange of over-the-counter ("OTC") options for Exchange-listed options transactions ("EOO") under new Rule 4.13A. ICE US #09-13 |
03/17/2009 |
Certified |
04/15/2009 |
|
1 |
| ICE US |
Provides for July 4th Holiday Trading Hours. NYBOT #07-38 |
06/28/2007 |
Certified |
06/28/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
