| CBOT |
Provides for Market Making Program for CBOT Swap Futures. CBOT #2853.02 |
12/20/2007 |
Certified |
01/11/2008 |
|
1 |
| NYMEX |
Provides for New Incentive Programs for certain Natural Gas Contracts. NYMEX #09.56 |
04/02/2009 |
Certified |
04/30/2009 |
|
1 |
| MGE |
Provides for obtaining additional information from elevators and warehouses eligible to issue warehouse receipts for delivery on the Hard Red Spring Wheat futures contract. |
07/27/2009 |
Certified |
09/01/2009 |
|
1 |
| ICE US |
Provides for Temporary Change in Electronic Trading Hours for Financial and Stock Index products for the day before Good Friday. ICE US #09-20 |
04/16/2009 |
Certified |
04/24/2009 |
|
1 |
| ICE US |
Provides for temporary changes to the Electronic Opening Times for Sugar No. 11, Coffee C and Cocoa Futures and Options Contracts and Settlement Window for Cocoa Contracts due to Daylight Savings Time. ICE US #09-43 |
10/22/2009 |
Certified |
10/22/2009 |
|
1 |
| ICE US |
Provides for Temporary Changes to the Electronic Opening Times for Sugar No.11, Coffee "C", Cotton No.2 and Cocoa Futures Contracts ICE US #09-12 |
02/24/2009 |
Certified |
02/24/2009 |
|
2 |
| CME |
Provides for the ability to offset differently sized furtures positions in the newly listed E-micro FX futures, to be effective 3/22/09. CME #09-026 |
02/20/2009 |
Certified |
02/26/2009 |
|
1 |
| CBOT |
Provides for the application of CME Clearing House rules on "Close-Out-Netting" to CBOT trades in the event of bankruptcy or default. CBOT #09-023 |
02/12/2009 |
Certified |
02/24/2009 |
|
1 |
| NYMEX |
Provides for the application of CME Clearing House rules on "Close-Out-Netting" to NYMEX trades in the event of bankruptcy or default, replacing an earlier version submitted on 11/19/08. NYMEX #09.24 |
02/17/2009 |
Certified |
02/24/2009 |
|
1 |
| NYMEX |
Provides for the change from NYMEX ClearPort to CME ClearPort. NYMEX #09-59 |
04/02/2009 |
Certified |
04/17/2009 |
|
1 |
| NFX |
Provides for the isting on the NFX XL electronic trading platform of futures contracts on the Colombian Peso, including margin. NFX #2009-10 |
07/21/2009 |
Certified |
07/30/2009 |
|
1 |
| NYLIFFE |
Provides for the legal and operational issues associated with the migration of the clearing function from CME Clearing to The Options Clearing Corporation for of NYSE Liffe US futures and options contracts. NYSE Liffe #2009-106 |
03/26/2009 |
Certified |
08/27/2009 |
|
1 |
| NYMEX |
Provides for the listing of Twenty-six (26) New Electricity Swap Futures Contract for trading on NYMEX ClearPort, and by EFPs and EFSs. NYMEX #08.126 |
12/05/2008 |
Certified |
12/05/2008 |
|
1 |
| NFX |
Provides for the Recovery of Exchange Costs of Defending Legal Proceedings. NFX #2009-05 |
03/26/2009 |
Certified |
08/20/2009 |
|
1 |
| ICE US |
Provides for the Russell 2000 Market Maker Programs, Floor Member/Market Maker/Volume Transition Program and amendments to the Incentive Fee program. NYBOT #07-47 |
08/14/2007 |
Certified |
08/24/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CME |
Provides for the trading in call options and put options on Interest Rate Swap futures, including a minimum block size of 500 contracts. CME/CBOT #09.131 |
07/10/2009 |
Certified |
08/07/2009 |
|
2 |
| CBOT |
Provides for the trading in call options and put options on Interest Rate Swap futures, including a minimum block size of 500 contracts. CME/CBOT #09.131 |
07/10/2009 |
Certified |
08/12/2009 |
|
2 |
| ICE US |
Provides for the trading of Options Contracts on the Exchange's electronic trading system. ICE US #08-23 |
03/26/2008 |
Certified |
04/02/2008 |
|
1 |
| ICE US |
Provides for the Veterans Day Settlement Period for Financials. ICE US #09-46 |
11/04/2009 |
Certified |
11/04/2009 |
|
1 |
| ICE US |
Provides for Trade at Index Close (TIC) Orders for futures and contracts based on an underlying index. ICE US #08-41 |
06/18/2008 |
Certified |
07/22/2008 |
|
1 |
| NYMEX |
Provides for trading of Four New Petroleum Futures Contracts on ClearPort Clearing and Trading Platforms. NYMEX #9.01 |
01/15/2009 |
Certified |
04/24/2009 |
|
1 |
| NYMEX |
Provides for trading of New Financially Settled Calendar Spread Options on Crude Oil, Brent Crude Oil-Last Day and Natural Gas Futures on NYMEX Trading Floor and ClearPort Clearing. NYMEX #8.128 |
01/15/2009 |
Certified |
04/24/2009 |
|
1 |
| ICE US |
Provides for Two ICE Officers to the Board Rather than Specifically Identified Individuals; Conforms the Vote Required to Take Action by the Trade Committees to the Bylaws; and Provides for the Appointment of an Audit Committee. NYBOT Submission #07-34 |
05/22/2007 |
Certified |
09/18/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CFE |
Provides for: (i) a min. Block Trade size for trades with legs in multiple contract months when exclusively for the purchase (or sale) of a single VIX contract ("strip"); and (ii) the min. contract size for each leg of the strip. CFE # CFE-2007-14 |
12/20/2007 |
Certified |
01/03/2008 |
|
1 |
| CCFE |
Provides further information regarding the terms of the Market Maker Program. CCFE # 08-13 Supplemental |
11/04/2008 |
Certified |
11/24/2008 |
|
1 |
| NYLIFFE |
Provides Guidance concerning the timing of certain key processes associated with the processing of deliveries on NYSE Liffe US. NYLiffe #2009-113 |
05/06/2009 |
Certified |
07/06/2009 |
|
1 |
| CME |
Provides guidance on pre-execution communications in CME products executed on CME Globex. CME RA0801-2. CME and CBOT # 08-24 |
02/06/2008 |
Certified |
02/07/2008 |
|
1 |
| NYLIFFE |
Provides guidance setting forth specific steps that Members must take to meet their responsibilities under Rule 1102 to assist OCC in clearing NYSE Liffe US transactions. NYSE Liffe #2009-109. |
04/01/2009 |
Certified |
08/27/2009 |
|
1 |
| ICE US |
Provides Guidelines for the Treatment of Short-Term Price Spikes. ICE US #09-56 |
12/16/2009 |
Certified |
10/06/2010 |
|
1 |
| OCX |
Provides Guidelines for Trading Halts due to System Failures. |
11/14/2008 |
Certified |
04/03/2009 |
|
1 |
| NYMEX |
Provides guidelines regarding clerical employees handling GLOBEX Orders and Block Trades. NYMEX #07.109 |
10/01/2007 |
Certified |
12/07/2007 |
|
1 |
| ICE US |
Provides Holiday Schedule for Thanksgiving and Christmas 2008 and New Year 2009. ICE US 08-66 |
11/17/2008 |
Certified |
11/17/2008 |
|
1 |
| CBOT |
Provides holiday-related trading schedule changes for November 23 and December 24, 2007, and notification of harmonization of trading hours for CME Group Globex, effective January 2008. CBOT # 2844.01 |
11/05/2007 |
Certified |
11/05/2007 |
|
1 |
| NYMEX |
Provides Housekeeping amendments: Sanctions; Expiration and Current Delivery Month Position Limits; Expiration Position Accountability Levels. NYMEX #08.03 |
01/14/2008 |
Certified |
01/14/2008 |
|
1 |
| ICE US |
Provides ICE US with the ability to specifically authorize position transfers, on a case by case basis. ICE US #08-28 |
04/10/2008 |
Certified |
05/21/2008 |
|
2 |
| NYMEX |
Provides Incentive Program for Gulf Coast Sour Crude Oil Futures Contract on CME Globex, NYMEX Trading Floor and CME ClearPort. NYMEX #09-286 |
12/03/2009 |
Certified |
03/22/2010 |
|
1 |
| CME |
Provides information on the CME SPCTRs Market Maker Program. CME #09-134 |
07/30/2009 |
Certified |
08/21/2009 |
|
1 |
| CBOT |
Provides information on the EMM Program for mini-sized Agricultural Futures. CBOT #08-12A |
01/17/2008 |
Certified |
01/22/2008 |
|
1 |
| USFE |
Provides Interpretation of Rule 940 - Binary Event Futures |
04/27/2007 |
Certified |
05/04/2007 |
|
1 |
| ICE US |
Provides Labor Day Trading Hours. ICE US #09-36 |
09/03/2009 |
Certified |
09/03/2009 |
|
1 |
| CBOT |
Provides Market Reg Notice RA0903-5 concerning the requirements for engaging in pre-execution communications with respect to Globex trades. CME/CBOT/NYMEX #09.146 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
| CME |
Provides Market Reg Notice RA0903-5 concerning the requirements for engaging in pre-execution communications with respect to Globex trades. CME/CBOT/NYMEX #09.146 |
07/30/2009 |
Certified |
03/30/2010 |
|
1 |
| NYMEX |
Provides Market Reg Notice RA0903-5 concerning the requirements for engaging in pre-execution communications with respect to Globex trades. CME/CBOT/NYMEX #09.146 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
| NYMEX |
Provides Market Reg Notice RA0904-5 concerning the prohibition in engaging in wash sales pursuant to Rule 534. CME/CBOT/NYMEX #09.151 |
08/03/2009 |
Certified |
08/28/2009 |
|
1 |
| CBOT |
Provides Market Reg Notice RA0904-5 concerning the prohibition in engaging in wash sales pursuant to Rule 534. CME/CBOT/NYMEX #09.151 |
08/03/2009 |
Certified |
08/28/2009 |
|
1 |
| CBOT |
Provides Market Regulation Advisory Notice RA0812-3, advising members trading options in the pit that they must report the price of every options trade to price reporting staff pursuant to the requirements of Rule 528. CME & CBOT #08-100 |
06/11/2008 |
Certified |
06/12/2008 |
|
1 |
| CME |
Provides Market Regulation Advisory Notice RA0812-3, advising members trading options in the pit that they must report the price of every options trade to price reporting staff pursuant to the requirements of Rule 528. CME & CBOT #08-100 |
06/11/2008 |
Certified |
06/12/2008 |
|
1 |
| CBOT |
Provides Market Regulation Advisory Notice RA0819-3 regarding (Concurrent Long and Short Positions) CME & CBOT #08-197 |
11/26/2008 |
Certified |
12/11/2008 |
|
1 |
| CME |
Provides Market Regulation Advisory Notice RA0819-3 regarding (Concurrent Long and Short Positions) CME & CBOT #08-197 |
11/26/2008 |
Certified |
12/08/2008 |
|
1 |
| CBOT |
Provides Market Regulation Advisory Notice RA1002-1, concerning the location on the trading floor for the pit trading of intermarket spreads and relocates spread trading involving several Soybean complex products to a new location. CBOT #10-085 |
03/30/2010 |
Certified |
03/30/2010 |
|
1 |
