| USFE |
Provides maximum order size, error trade provisions, block minimum size, and EFP rule for certain Morningstar Stock Price Indexes. USFE #07-10 |
09/26/2007 |
Certified |
10/03/2007 |
|
1 |
| ICE US |
Provides minimum volume threshold for Block Trades and Board Resolutions waiving grading fees, as well as terms and conditionsfor trading Robusta Coffee futures and options contracts. ICE US #07-56 |
09/12/2007 |
Certified |
10/19/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NYMEX |
Provides minor changes to new Rules 4l0 and 433, Changes the effective date of the amended rules to December 4, and modifies the new rule concerning suspension of non-clearing member firms subject to a bankruptcy proceeding. NYMEX #08.119R |
11/24/2008 |
Certified |
12/08/2008 |
|
1 |
| NADEX |
Provides Nadex 2010 Holiday Schedule. |
12/02/2009 |
Certified |
12/02/2009 |
|
1 |
| NYMEX |
Provides new incentive programs for NYMEX environmental products. NYMEX #09-188 |
08/31/2009 |
Certified |
09/09/2009 |
|
1 |
| OCX |
Provides New OCX Rule 207(n) and (o) and Revises Chapter 7 Discipline and Enforcement |
12/23/2009 |
Certified |
01/25/2010 |
|
1 |
| OCX |
Provides new Rule 422 (rules and procedures for the transfer of trades) and new and Rule 423 (rules and guidance on the offsetting of concurrent long and short positions). |
11/30/2009 |
Certified |
12/17/2009 |
|
1 |
| CFE |
Provides new rules and amendments to accommodate the trading of commodity options on CFE. CFE # CFE-2009-03 |
02/19/2009 |
Certified |
03/19/2009 |
|
1 |
| ICE US |
Provides new rules, amendments and resolutions for the listing and trading of Sugar No.16 futures contracts, which is similar to the Exchange's Sugar No.14 futures contracts. ICE US #08-38 (Supplemental) |
09/04/2008 |
Certified |
09/24/2008 |
|
1 |
| NYLIFFE |
Provides Notice 14/2008, which sets forth the Exchange's 2009 Holiday Calendar. NYSE Liffe #2008-102 |
12/19/2008 |
Certified |
12/19/2008 |
|
1 |
| NYLIFFE |
Provides Notice 15/2008 requiring, among other things, Members to register Automated Price Injection Models with the Exchange. NYSE Liffe #2008-103 |
12/19/2008 |
Certified |
02/05/2009 |
|
1 |
| NYLIFFE |
Provides Notice 17/2009, announcing changes to the no-bust range and to dynamic price limits set in the trading host (from those set forth in Notice 9/2008). NYLIFFE #2009-114 |
06/30/2009 |
Certified |
09/08/2009 |
|
1 |
| NYLIFFE |
Provides Notice 28/2009, announcing the publication of an updated Rulebook. NYSE LIFFE #2009-121 |
12/01/2009 |
Certified |
01/12/2010 |
|
1 |
| NYLIFFE |
Provides Notice 8/2008, which informs Exchange members of the transfer of the precious metals vault receipts from the Chicago Board of Trade to NYSE Liffe and the related changes to the operational support for the Electronic Delivery System. |
09/05/2008 |
Certified |
11/12/2008 |
|
1 |
| NADEX |
Provides notice of an Emergency Action to temporarily suspend the listing of the HS FTSE 100 Binary Contracts and Germany 30 Binary Contracts. |
11/18/2008 |
Certified |
11/21/2008 |
|
1 |
| NFX |
Provides notice of cessation of IKON Market Maker status (see SR-PBOT-2007-14). #SR-PBOT-2007-21 |
10/25/2007 |
Certified |
11/01/2007 |
|
1 |
| NYLIFFE |
Provides Notice of Change in Clearing Service Provider |
01/28/2009 |
Certified |
08/27/2009 |
|
1 |
| OCX |
Provides Notice of Change of Address. |
02/12/2010 |
Certified |
02/12/2010 |
|
1 |
| NFX |
Provides Notice of Closure on Good Friday holiday, Friday March 21, 2008. PBOT #2008-03 |
03/19/2008 |
Certified |
03/19/2008 |
|
1 |
| CBOT |
Provides Notice of CME E-mini MSCI Market Maker Program and CBOT E-mini Dow Market Making Program for Overnight Trading Hours. CME/CBOT #10-002 |
01/04/2010 |
Certified |
12/13/2010 |
|
1 |
| NYMEX |
Provides Notice of Decommissioning of CME ClearPort Trading System and Migration of Trading Venue for 559 NYMEX Products, as well as Amends Trading Hours for Migrating Products. NYMEX #09-163 |
08/21/2009 |
Certified |
09/09/2009 |
|
1 |
| CME |
Provides Notice of Real Time Calculation, Display and Distribution of Daily Volume-Weighted Average Settlement Prices/2:00pm Fixing Prices for Selected Nearby FX Futures Contracts. CME #08-96 |
06/05/2008 |
Certified |
06/11/2008 |
|
1 |
| ICE US |
Provides Notice of Temporary Changes to the Electronic Opening Times for Sugar No.11, Coffee "C" and Cocoa Futures and Options Contracts and Settlement Window and Last Day Trading Hours for Cocoa Contracts. ICE US #10-8 |
03/10/2010 |
Certified |
03/17/2010 |
|
1 |
| NYMEX |
Provides Notice of the change of trading venue for the Central Appalachian Coal Futures Contract from ClearPort trading to Globex. NYMEX #08.115 |
12/19/2008 |
Certified |
12/23/2008 |
|
1 |
| ICE US |
Provides Notice of the Closure of the Dublin Tradin Facility on February 29, 2008, as well as Recordkeeping Representations. ICE US #08-34 |
06/04/2008 |
Certified |
06/04/2008 |
|
1 |
| CME |
Provides Notice of the harmonized Computerized Trade Reconstruction ("CTR") rules and enforcement programs related to trading floor recordkeeping by individual members and clearing member firms. Market Regulatory Advisory RA0805-3. CME and CBOT #08-56 |
03/13/2008 |
Certified |
03/14/2008 |
|
1 |
| CBOT |
Provides Notice of the harmonized Computerized Trade Reconstruction ("CTR") rules and enforcement programs related to trading floor recordkeeping by individual members and clearing member firms. Market Regulatory Advisory RA0805-3. CME and CBOT #08-56 |
03/13/2008 |
Certified |
03/14/2008 |
|
1 |
| CME |
Provides Notice of three Regulatory Advisories - RA0806-3, RA0807-3, RA0808-3, involving CME & CBOT Rules 536 (CTR), order entry on consolidated trading floor and 501 and 536 trading restrictions re: employees of members. CME and CBOT #08-65 |
04/02/2008 |
Certified |
04/03/2008 |
|
1 |
| CBOT |
Provides Notice of three Regulatory Advisories - RA0806-3, RA0807-3, RA0808-3. CME and CBOT #08-65 involving CME and CBOT Rules 536 (CTR), order entry on consolidated trading floor and 501 and 536 trading restrictions re: employees of members. |
04/02/2008 |
Certified |
04/03/2008 |
|
1 |
| CBOT |
Provides Notice on Trading Locations of Intermarket Spreads. CBOT Regulatory Advisory RA0806-1. CBOT #08-37 |
02/14/2008 |
Certified |
02/14/2008 |
|
1 |
| CBOT |
Provides Notice that CBOT will settle agricultural futures contracts based upon spread relationships between contract months in each product, as provided for in current CBOT Rule 813. CBOT Market Regulatory Advisory Notice RA0808-1. CBOT #08-69 |
04/04/2008 |
Certified |
04/04/2008 |
|
1 |
| NADEX |
Provides notice that Market Makers may only submit Post-Only Quotes, and must make good faith attempt to price Demo. |
07/12/2017 |
Certified |
07/26/2017 |
|
1 |
| NFX |
Provides Notice that Timber Hill LLC will act as a market maker in Euro futures contracts commencing on May 30, 2008. PBOT #2008-07 |
05/28/2008 |
Certified |
08/13/2008 |
|
1 |
| NFX |
Provides Notice to Members concerning Membership Dues and Seat Transfer Fees. PBOT Number 2007-18 |
08/29/2007 |
Certified |
10/24/2007 |
|
1 |
| NFX |
Provides Notice to Members concerning resolution among governance documents of PBOT preferred membership shares. PBOT Number 2007-17. |
08/29/2007 |
Certified |
10/24/2007 |
|
1 |
| NFX |
Provides Notice to Members concerning resolution of inconsistencies among PBOT governance documents regarding preferred membership shares. PBOT Number 2007-16 |
08/30/2007 |
Certified |
10/24/2007 |
|
1 |
| OCX |
Provides Notice to Members of Relaxation of Market Maker Conditions. OCX #2008-04 |
09/24/2008 |
Certified |
09/24/2008 |
|
1 |
| NFX |
Provides Notice to Members Regarding 2008 Holiday Schedule. PBOT #2007-23 |
11/20/2007 |
Certified |
11/20/2007 |
|
1 |
| NFX |
Provides Notice to Members Regarding 2010 Calendar. SR-PBOT-2009-17 |
11/05/2009 |
Certified |
11/05/2009 |
|
1 |
| NFX |
Provides Notice to Members regarding approval of Timber Hill LLC as a market maker in foreign currency futures contracts for another year. PBOT #2008-13 |
09/18/2008 |
Certified |
09/19/2008 |
|
1 |
| NYMEX |
Provides Notice to Members regarding documentary obligations and standards for NYMEX ClearPort Clearing Transactions. NYMEX #07.102 |
08/21/2007 |
Certified |
08/22/2007 |
|
1 |
| NFX |
Provides Notice to Members Regarding Early Closures. PBOT #2008-9 |
06/13/2008 |
Certified |
06/13/2008 |
|
1 |
| NFX |
Provides Notice to Members regarding IKON Global Markets Inc as a market maker in Norwegian Krone, New Zealand Dollar, Swedish Krona and Turkish Lira foreign currency futures contracts. NFX-2010-01 |
01/05/2010 |
Certified |
01/05/2010 |
|
1 |
| NFX |
Provides Notice to Members regarding NFX Trading Days, Hours of Operation, Holidays and Early Closes for 2009 through 2010. NFX #2009-15 |
10/05/2009 |
Certified |
10/07/2009 |
|
1 |
| NFX |
Provides Notice to Members regarding the 2008 Holiday Schedule. PBOT #2007-23 |
11/19/2007 |
Certified |
11/19/2007 |
|
1 |
| NYLIFFE |
Provides Notice to Members that the trade matching algorithm utilized by NYSE Liffe's electronic trading system will be changed to a first in, first out ("FIFO") trade matching algorithm. NYSE Liffe Notice 11/2008. |
10/14/2008 |
Certified |
02/20/2009 |
|
1 |
| MGE |
Provides notice to the CFTC that as of January 13, 2008, at 6pm, all MGEX futures and options contracts will begin trading on the Globex electronic trading platform. |
01/11/2008 |
Certified |
01/14/2008 |
|
1 |
| NYLIFFE |
Provides Notice with guidance on and supplementing NYSE Liffe rules on Transfer of Positions and on Concurrent Netting of Long and Short Positions. NYSE Liffe Notice 2/2009. NYSE Liffe # 2009-101 |
01/16/2009 |
Certified |
01/22/2009 |
|
1 |
| CME |
Provides notification of 5:00PM Central Time CME Globex Opening Time for FX Futures and Options Products on Sundays. CME #09-016 |
02/03/2009 |
Certified |
02/03/2009 |
|
1 |
| OCX |
Provides notification of a change in market surveillance and compliance procedures. |
04/09/2010 |
Certified |
07/14/2010 |
|
1 |
