| ICE US |
Provides the ICE US Futures US 2009 Holiday Schedule. ICE US #08-52 |
09/10/2008 |
Certified |
09/11/2008 |
|
1 |
| ELX |
Provides the initial No Bust Range (term define in ELX Rule I-1) for certain contracts. |
07/09/2009 |
Certified |
07/09/2009 |
|
1 |
| KCBT |
Provides the pit committee with the authority to expand the closing period by up to one minute on a particular date. |
02/11/2008 |
Certified |
03/07/2008 |
|
1 |
| NYMEX |
Provides the policy of cell phones on or near the trading floor, in NYMEX Rule 6.60 and COMEX Rule 104.09. NYMEX #09.29 |
02/27/2009 |
Certified |
04/09/2009 |
|
1 |
| CBOT |
Provides to members a Regulatory Advisory: Exchange of Futures for Related Positions. CBOT #07-105 |
12/12/2007 |
Certified |
12/20/2007 |
|
1 |
| CME |
Provides to members a Regulatory Advisory: Exchange of Futures for Related Positions. CME #07-105 |
12/12/2007 |
Certified |
12/20/2007 |
|
1 |
| CBOT |
Provides to members Regulatory Advisories: Enforcement of Position Limits and Reminder Regarding Gratuities. CBOT #07-104 |
12/12/2007 |
Certified |
01/30/2008 |
|
1 |
| CME |
Provides to members Regulatory Advisories: Enforcement of Position Limits and Reminder Regarding Gratuities. CME #07-104 |
12/12/2007 |
Certified |
01/30/2007 |
|
1 |
| ICE US |
Provides Trading Hours for Christmas and New Years. ICE US #09-59 |
12/22/2009 |
Certified |
12/22/2009 |
|
1 |
| ICE US |
Provides trading hours for Columbus Day. No. 09-41 |
10/08/2009 |
Certified |
10/08/2009 |
|
1 |
| ICE US |
Provides Trading Hours for Good Friday. ICE US #10-13 |
03/29/2010 |
Certified |
03/29/2010 |
|
1 |
| ICE US |
Provides trading hours for Independence Day. ICE US #09-30 |
06/12/2009 |
Certified |
06/12/2009 |
|
1 |
| ICE US |
Provides Trading Hours for Memorial Day, and Extends Turning Off of the Implied Matching Engine. ICE US #09-23 |
05/01/2009 |
Certified |
06/22/2009 |
|
1 |
| ICE US |
Provides Trading Hours for the Martin Luther King Jr. Holiday. ICE US #10-1 |
01/13/2010 |
Certified |
01/13/2010 |
|
1 |
| ICE US |
Provides Trading Hours for the President's Day Holiday. ICE US #10-5 |
02/12/2010 |
Certified |
02/12/2010 |
|
1 |
| NFX |
Provides Trading Hours, Block Size, No Bust Range, etc. for Foreign Currency Futures Contracts. PBOT-2007-05 |
04/26/2007 |
Certified |
04/26/2007 |
|
1 |
| CFE |
Provides trading rules for new Mini CBOE Volatility Index Futures contract, as well as terms and conditions, to be listed for trading on CFE commencing March 2, 2009. CFE # CFE-2009-05 |
02/26/2009 |
Certified |
03/05/2009 |
|
1 |
| CCFE |
Provides trading terms and contract specifications for CCFE's new Dow Jones Sustainability World Index Futures Contracts. CCFE #08-27 |
11/13/2008 |
Certified |
02/13/2009 |
|
1 |
| CFE |
Provides updated CFE Fee Schedule that includes clarifying changes to the description of the Day Trade fee pilot program. CFE #2010-01 |
01/06/2010 |
Certified |
01/21/2010 |
|
1 |
| ICE US |
Provides USDX Member Firm Fee Program, New Softs Market Maker Program, and New Russell 1000 Mini and Russell 2000 Mini Fee Programs. ICE US #09-42 |
10/13/2009 |
Certified |
12/10/2009 |
|
1 |
| NFX |
Provides, as required by Regulation 38.5(d), (1) notification that NASDAQ OMX Group Inc. acquired all outstanding shares of Phlx, parent of PBOT, and (2) certification of continued compliance with the CEA and CFTC regulations. |
08/07/2008 |
Certified |
10/01/2008 |
|
1 |
| NYMEX |
Provides, as required by Regulation 38.5(d), (1) notification that NYMEX became a wholly-owned subsidiary of CME Group on 08/22/08, and (2) certification of continued compliance with the CEA and CFTC regulations. |
08/26/2008 |
Certified |
08/27/2008 |
|
1 |
| CME |
Provides, as required by Regulation 38.6(d), (1) notification that NYMEX became a wholly-owned subsidiary of CME Group on 08/22/08, and (2) certification of continued compliance with the CEA and CFTC regulations. |
08/22/2008 |
Certified |
08/30/2008 |
|
1 |
| CME |
Provides, as required under Regulations 38.5(d), a Nofitication of the Merger of CME Holdings Inc. and CBOT Holdings, Inc, and also Certifies Compliance with the requirements of the CEA and CFTC regulations. |
07/12/2007 |
Certified |
05/20/2008 |
|
1 |
| CBOT |
Provides, as required under Regulations 38.5(d), a Nofitication of the Merger of CME Holdings Inc. and CBOT Holdings, Inc, and also Certifies Compliance with the requirements of the CEA and CFTC regulations. |
07/12/2007 |
Certified |
05/20/2008 |
|
1 |
| NYLIFFE |
Provides, in Notice 2009, greater detail regarding OCC's process associated with determining daily marks associated with the Trading of Options on NYSE Liffe U.S. Precious Metals Futures. NYLIFFE #2009-107 |
03/31/2009 |
Certified |
08/27/2009 |
|
1 |
| NYLIFFE |
Provides, in NYSE Liffe US Notice 2009-14, guidance and serves as a reminder that, although Exchange staff are available to answer questions, Members and Registered Users are responsible for their own compliance with Exchange Rules. NYSE Liffe #2009-112. |
04/23/2009 |
Certified |
05/05/2009 |
|
1 |
| ICE US |
Provides, in Rule 10.53, that trading in Cotton No.2 Options contracts be halted upon a determination that the Cotton No.2 futures contract is trading synthetically at a price that is two daily trading limits above or below the prior day. ICEUS 10-23 |
05/21/2010 |
Certified |
09/20/2011 |
|
1 |
| ELX |
Provides, on an emergency basis, changes to ELX Rule IV-9 (Trade Cancellation and Price Adjustments). ELX #2009-015 |
10/01/2009 |
Certified |
12/08/2009 |
|
1 |
| NFX |
PTRM Reference Guide |
01/26/2015 |
Certified |
02/09/2015 |
|
1 |
| ICE US |
Public guidance on position limits, accountability levels, aggregation of positions, and exemptions from position limits |
03/08/2018 |
Certified |
03/22/2018 |
|
1 |
| NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV |
05/11/2018 |
Certified |
05/25/2018 |
|
3 |
| NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Incentive Payments to Brokers Program for the submission of block trades by brokers for Q2 2017. |
03/13/2017 |
Certified |
03/27/2017 |
|
3 |
| NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II for Q2 2017. |
03/13/2017 |
Certified |
03/27/2017 |
|
3 |
| NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC is notifying the Commission by self-certification that it intends to implement broker incentives on the Exchange's Power Option Contracts for the submission of block trades by brokers. |
05/16/2017 |
Certified |
05/31/2017 |
|
3 |
| NODAL |
Pursuant to Commodity Futures Trading Commission Regulation 40.6(d), Nodal Exchange submits this weekly notification of non-substantive revisions made, during the week of January 15, 2018, to the Nodal Exchange Rulebook Appendix A |
01/22/2018 |
Notified |
01/22/2018 |
|
2 |
| TRUEEX |
Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended, and Commission Regulation 40.6(a), trueEX LLC hereby submits to the U.S. Commodity Futures Trading Commission certain amendments to the trueEX Rulebook. |
03/19/2015 |
Certified |
04/02/2015 |
|
1 |
| NFX |
Quote Liquidity Provisioning Program. |
07/15/2016 |
Certified |
07/29/2016 |
|
2 |
| NFX |
Quote Protection |
03/31/2016 |
Certified |
04/14/2016 |
|
1 |
| CBOT |
RA1307-4 concerning the adoption of block trade minimum thresholds in nine new Realized Variance futures contracts. CME/CBOT/NYMEX/COMEX #13-127 |
04/05/2013 |
Certified |
04/20/2013 |
|
1 |
| NYMEX |
RA1307-4 concerning the adoption of block trade minimum thresholds in nine new Realized Variance futures contracts. CME/CBOT/NYMEX/COMEX #13-127 |
04/05/2013 |
Certified |
04/20/2013 |
|
1 |
| COMEX |
RA1307-4 concerning the adoption of block trade minimum thresholds in nine new Realized Variance futures contracts. CME/CBOT/NYMEX/COMEX #13-127 |
04/05/2013 |
Certified |
04/20/2013 |
|
1 |
| NYMEX |
Raises the Clearing Member Minimum Contribution required from $2 million to $2.5 million; in conjunction, the Guaranty Fund is being Increased from $200 million to $250 million. NYMEX Submission 07.76 |
06/21/2007 |
Certified |
06/22/2007 |
|
1 |
| KCBT |
Raises the limit on the ownership of shares. |
06/25/2008 |
Certified |
08/05/2008 |
|
1 |
| NYMEX |
Raises the minimum size for a block trade in the American Style Crude Oil Options (LO) contract from 350 contracts to 1,000 contracts. NYMEX #9.12 |
01/30/2009 |
Certified |
02/05/2009 |
|
1 |
| NYMEX |
Re-adopts ("Cash Disbursements to Customers Prohibited") from former NYMEX Rule 4.07, but eliminated unintentionally. NYMEX #09-083 |
04/27/2009 |
Certified |
06/09/2009 |
|
1 |
| NYMEX |
Re-adopts Rule 985-Cash Disbursements to Customers Prohibited, which was unintentionally eliminated in the recent harmonization of the NYMEX clearing-related rules with those of CME and CBOT. NYMEX #09-083 |
04/27/2009 |
Certified |
05/08/2009 |
|
1 |
| CDE |
Recertification of CDE transaction fees for financially-settled margined futures products. |
11/17/2023 |
Certified |
12/04/2023 |
|
1 |
| ICE US |
Recertification of Dormant cash-settled Agricultural Options Contracts |
07/16/2015 |
Certified |
07/30/2015 |
|
1 |
| ICE US |
Recertification of Dormant Contracts |
08/17/2015 |
Withdrawn |
08/19/2015 |
|
1 |
