| NFX |
Reference Guide |
01/23/2015 |
Certified |
02/06/2015 |
|
1 |
| CANTOR |
Referring Participant and API Participant Incentive programs |
04/30/2015 |
Certified |
05/14/2015 |
|
1 |
| COIN |
Refiling of Lead Market Maker Program |
01/19/2023 |
Certified |
02/02/2023 |
|
3 |
| NODAL |
Reg 40.6(a) self-certification of several amendments to Nodal Exchange Rulebook. |
10/02/2015 |
Certified |
10/19/2015 |
|
2 |
| CBOT |
Regarding Addition of Portfolio Gains Haircuts, Tear-Ups, and Limited Recourse to the FinancialSafeguards Package for Base |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
| CME |
Regarding Amendments to CME Rules 26101.C. ("Price Increment") and 588.H. ("Globex Non-Reviewable Trading Ranges") for the Euro/U.S. Dollar ("EUR/USD") Futures Contract. |
12/21/2015 |
Certified |
01/06/2016 |
|
1 |
| ICE US |
Regional Fuel Oil Liquidity Provider Program |
11/12/2020 |
Certified |
11/27/2020 |
|
2 |
| CME |
Regulation 40.6(a) SubmissionRegarding Addition of Portfolio Gains Haircuts, Tear-Ups, and Limited Recourse to the FinancialSafeguards Package for Base |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
| NFX |
Regulatory and Permit Fees |
09/08/2015 |
Certified |
09/22/2015 |
|
1 |
| OCX |
Regulatory Fee Change |
11/01/2019 |
Certified |
11/18/2019 |
|
1 |
| NFX |
Regulatory Fee. |
12/22/2014 |
Certified |
01/07/2015 |
|
1 |
| OCX |
Regulatory notice regarding Block Trades to clarify permissible pricing and hedging activities for the block. |
05/06/2011 |
Certified |
05/06/2011 |
|
1 |
| NYMEX |
Reinstates and maintains a retail customer protection mechanism and renumbers NYMEX Rule 993 to 944. NYMEX #8.135 |
12/12/2008 |
Certified |
01/09/2009 |
|
1 |
| NYMEX |
Reinstates NYMEX's former provision allowing Primary Clearing Members to issue a Temporary 30-Day Guarantee to Lease Members whose trading equity fall below the required minimums. NYMEX #08.10 |
01/23/2008 |
Certified |
04/08/2008 |
|
1 |
| ICE US |
Reinstitute the Use of TAS Functionality for Russell Complex Contracts. ICE US #10-32 |
08/26/2010 |
Certified |
09/02/2010 |
|
1 |
| ICE US |
Reinstituting the Foreign Trader Market Maker Program, which expired on December 31, 2013. ICE US #14-3 |
01/14/2014 |
Certified |
01/30/2014 |
|
1 |
| ICE US |
Reinstitution of TIC Functionality for Russell Complex Futures Contracts. ICE US #13-36 |
04/05/2013 |
Certified |
04/20/2013 |
|
1 |
| MGE |
Reminder of reporting for offsets. |
04/29/2016 |
Notified |
04/29/2016 |
|
1 |
| MGE |
Removal of certain obsolete forms |
06/24/2022 |
Certified |
07/11/2022 |
|
1 |
| CME |
Removal of Foreign Exchange ("FX") Options on Futures "Trading Halt" Rules, When Underlying FX Futures are Locked at a Price Limit. CME #11-434 |
11/21/2011 |
Certified |
12/07/2011 |
|
1 |
| CBOT |
Removal of Majority Condition of Force Majeure Declaration at Corn and Soybean Shipping Stations |
01/12/2016 |
Certified |
01/27/2016 |
|
1 |
| CBOT |
Removal of Majority Condition of Force Majeure Declaration at Corn and Soybean Shipping Stations |
07/09/2015 |
Certified |
07/23/2015 |
|
1 |
| MGE |
Removal of Post Settlement Session Rule; Updating the defined term "Hours of Trading"; Conform with Department of Audits and Investigations Current Practices; and Amendments in Connection with Regularity of Elevators and Warehouses. MGE #13-5 |
05/29/2013 |
Certified |
06/13/2013 |
|
1 |
| MGE |
Removal of Rule 2051.00. - Honorary Membership |
07/15/2016 |
Certified |
07/29/2016 |
|
1 |
| CANTOR |
Remove rules for defunct incentive programs |
02/10/2023 |
Certified |
02/27/2023 |
|
4 |
| CME |
Removed Rule 152 from Rulebook Since the GOAL (Global Open Access Learning) Permit Program is No Longer Active. CME No. 07-16 |
03/01/2007 |
Certified |
03/02/2007 |
|
1 |
| ELX |
Removes administrative fee provisions from ELX Rule IV-9 (Trade Cancellation and Price Adjustments), to reflect current ELX policy of waiving such fees. ELX #2009-023 |
11/20/2009 |
Certified |
11/20/2009 |
|
1 |
| NADEX |
Removes All Rules Relating to Type of HedgeStreet Contract Formally Referred to as "Fixed Payout Hedgelet Contracts". |
01/04/2007 |
Certified |
01/19/2007 |
|
1 |
| CBOT |
Removes References to "Class A-3" and "Restricted" Shares of CBOT Holdings, Inc. Stock. CBOT #2793.01 |
05/23/2007 |
Certified |
05/25/2007 |
|
1 |
| NYMEX |
Removes references to IXA (Inter-Exchange Arbitrage Transactions) since IXA trades have been discontinued. NYMEX #07.121 |
11/20/2007 |
Certified |
11/20/2007 |
|
1 |
| ICE US |
Removes the price limitations for Options contracts during the post close trading session; Removes outdated references to NYBOT; Extends Exchange Fee Program; and Reflects changes to trading hours for agricultural products. ICE US #09-14 |
03/19/2009 |
Certified |
05/18/2009 |
|
1 |
| OCX |
Removing Obsolete Provisions and Updating Cross References in the OneChicago Rulebook |
05/24/2018 |
Certified |
06/08/2018 |
|
1 |
| CME |
Removing references to Control Agreemements as a way to secure a membership loan or a trading debit. CME #07-51 |
07/11/2007 |
Certified |
07/18/2007 |
|
1 |
| OCX |
Removing References to the OCX.BETS and CBOEdirect Platforms |
09/04/2014 |
Certified |
09/18/2014 |
|
1 |
| GREENX |
Removing Rules 1505, 1509, 1601-1604 in their entirety to reflect the Delisted Contracts. GREENX #2011-17 |
07/28/2011 |
Certified |
07/28/2011 |
|
1 |
| OCX |
Removing Schedule A to Chapter 4 from the OneChicago Rulebook |
09/14/2016 |
Certified |
09/28/2016 |
|
1 |
| NFX |
Renames "Notice to Members" to "PBOT Regulatory Alerts" and provides that the Regulatory Alerts will be sent only by email rather than by hard copy. PBOT #2008-16 |
12/09/2008 |
Certified |
03/06/2009 |
|
1 |
| OCX |
Renaming Responsible Trader as Responsible Administrator |
12/24/2014 |
Certified |
01/09/2015 |
|
1 |
| COIN |
Renewal of Broker Rebate Program |
12/17/2021 |
Certified |
01/04/2022 |
|
4 |
| COIN |
Renewal of Broker Rebate Program |
03/17/2022 |
Certified |
03/31/2022 |
|
2 |
| COIN |
Renewal of LMX Labs Broker Rebate Program for its legacy Equity Index and Oil Futures contracts. |
06/16/2022 |
Certified |
07/01/2022 |
|
2 |
| COIN |
Renewal of LMX Labs' LMM Program for its legacy Equity Index and Oil futures contracts. |
06/16/2022 |
Certified |
07/01/2022 |
|
2 |
| NYLIFFE |
Renewal of the Designated Market Maker Program for Eurodollar and US Treasury Futures Contracts. NYLIFFE #2012-127 |
09/06/2012 |
Certified |
09/21/2012 |
|
1 |
| NYLIFFE |
Renewal of the Designated Market Maker Program for Eurodollar and US Treasury Futures Contracts. NYLIFFE #2012-140 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
| NYLIFFE |
Renewal of the Designated Market Maker Program for Eurodollar and US Treasury Futures Contracts. NYLIFFE #2013-104 |
03/11/2013 |
Certified |
03/26/2013 |
|
1 |
| NYLIFFE |
Renewal of the Designated Market Maker Program for Eurodollar Futures Contracts. NYLIFFE #2014-106 |
03/18/2014 |
Certified |
04/02/2014 |
|
1 |
| NYLIFFE |
Renewal of the Designated Market Maker Program for Precious Metals Futures. NYLIFFE #2014-105 |
03/06/2014 |
Certified |
03/21/2014 |
|
1 |
| NYLIFFE |
Renewal of the General Designated Market Maker Program in the Eurodollar and US Treasury Futures. NYLIFFE #2013-119 |
09/16/2013 |
Certified |
10/01/2013 |
|
1 |
| CME |
Renewing the CME E-Mini Equity Options Spread Incentive Program. CME #12-325 |
10/16/2012 |
Certified |
10/31/2012 |
|
1 |
| CME |
Renewing the Forestry Futures Regular Trading Hours Market Making Program on Globex. CME #12-425 |
12/05/2012 |
Certified |
12/20/2012 |
|
1 |
