| NFX |
Renumbering of Rule 363 to 1500-- Clearing Corporation Rules. PBOT 2007-03. |
03/28/2007 |
Certified |
03/29/2007 |
|
1 |
| NODAL |
Renumbering of the Nodal Exchange Participant Agreement |
12/27/2023 |
Notified |
12/27/2023 |
|
2 |
| NYMEX |
Renumbers NYMEX Rule 9.00B as as NYMEX Rule 8.18. NYMEX #8.141 |
12/30/2008 |
Certified |
12/30/2008 |
|
1 |
| FMX |
Reorganization of and amendments of FMX Futures Exchange Rules to permit intermediated futures trading. |
01/22/2024 |
Certified |
02/05/2024 |
|
3 |
| GREENX |
Replaces all rulebook "GreenEx" references with "GreenX" and amends Rule 544 to permit the Chief Executive Officer to approve the implementation of market maker or liquidity programs. GreenX #2010-01 |
11/09/2010 |
Certified |
12/08/2010 |
|
1 |
| NFX |
Replaces Market Makers Rule E10, in its Entirety. PBOT 2007-10 |
06/20/2007 |
Certified |
07/18/2007 |
|
1 |
| ICE US |
Replacing the Exchange's current Foreign Trader Program. ICE US #13-57 |
06/27/2013 |
Certified |
07/13/2013 |
|
1 |
| ICE US |
Replacing the Exchange's current Softs Market Maker Program. ICE US #13-56 |
06/27/2013 |
Certified |
07/13/2013 |
|
1 |
| CFE |
Reporting by Single Authorized Reporter |
04/14/2023 |
Certified |
04/28/2023 |
|
1 |
| CME |
Request for Approval to Amend Rule 538 and Issue CME/CBOT/NYMEX/COMEX/KCBT Market Regulation Advisory Notice RA1311-5 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| CBOT |
Request for Approval to Amend Rule 538 and Issue CME/CBOT/NYMEX/COMEX/KCBT Market Regulation Advisory Notice RA1311-5 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| NYMEX |
Request for Approval to Amend Rule 538 and Issue CME/CBOT/NYMEX/COMEX/KCBT Market Regulation Advisory Notice RA1311-5 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| COMEX |
Request for Approval to Amend Rule 538 and Issue CME/CBOT/NYMEX/COMEX/KCBT Market Regulation Advisory Notice RA1311-5 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| KCBT |
Request for Approval to Amend Rule 538 and Issue CME/CBOT/NYMEX/COMEX/KCBT Market Regulation Advisory Notice RA1311-5 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| CME |
Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products |
12/20/2016 |
Approved |
02/03/2017 |
|
1 |
| CBOT |
Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products |
12/20/2016 |
Approved |
02/03/2017 |
|
1 |
| NYMEX |
Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products |
12/20/2016 |
Approved |
02/03/2017 |
|
1 |
| COMEX |
Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products |
12/20/2016 |
Approved |
02/03/2017 |
|
1 |
| NFX |
Request for Expedited Approval: Consent to Jurisdiction. NFX #2012-22 |
08/14/2012 |
Approved |
08/21/2012 |
|
1 |
| ICE US |
Request for Quote ("RFQ") capability for all Exchange futures contracts traded on the Exchange's electronic trading system ("ETS"). ICE US #10-58 |
12/13/2010 |
Certified |
12/20/2010 |
|
1 |
| MGE |
Requesting approval for transfer of MGEX's Contract Market Designation, listed contracts, and positions comprising open interest. Transfers proposed as part of a reorganization plan, which contemplates merger with and into a Delaware corporation. |
06/18/2010 |
Approved |
09/16/2010 |
|
3 |
| CME |
Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| CBOT |
Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| NYMEX |
Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| COMEX |
Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| KCBT |
Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| ELX |
Requests approval of an amendment to Rule IV-16(d) (Exchange of Futures for Related Positions) that allows Exchange of Futures for Futures (EFFs). |
07/06/2009 |
Approved |
10/06/2009 |
Self-Certified on 7/6/2009 - Approved on 10/6/2009 |
2 |
| TRENDEX |
Requests Approval of Media Derivatives, Inc. Rulebook as part of its DCM designation request. |
03/16/2010 |
Approved |
04/16/2010 |
|
1 |
| NYLIFFE |
Requests Approval of NYSE Liffe, LLC Rulebook as part of its DCM designation request |
07/21/2008 |
Approved |
08/21/2008 |
|
1 |
| NADEX |
Requests that the Commission amend its Orders Designating HedgeStreet (now Nadex) as a Contract Market and Registering HedgeStreet as a Derivatives Clearing Organization |
07/01/2009 |
Certified |
09/02/2009 |
|
1 |
| NYMEX |
Requires a 15-Sec. Wait for Options Orders Before a User Can Cross Opposite a Customer; Requires a 15-Sec. Wait for Prearranged Trades before Opposite Order can be Entered; Includes Electronic Trading in Settlement Price Determination. NYMEX No. 07-77 |
06/21/2007 |
Certified |
06/25/2007 |
|
1 |
| ICE US |
Requires a clerical employee of a Floor Member to have a unique log-in identification in order to submit electronic orders for the Floor Member. ICE US #07-60 |
10/10/2007 |
Certified |
10/12/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Requires a floor broker holding both buy and sell orders at the same time for different principals for the same contract to announce the bid, offer and quantity twice before he is eligible to execute a cross trade. ICE US # 08-42 |
07/11/2008 |
Certified |
07/14/2008 |
|
1 |
| ELX |
Requires parties to an EFRP trades to report the trade within prescribed times, Clarifies existing requirements, and Clarifies publication of EFRP volume statistics. These changes are effective for trade date September 21, 2009. ELX #2009-011 |
09/17/2009 |
Certified |
10/06/2009 |
|
1 |
| MGE |
Requires quarterly financial statements from non-FCM members with clearing privileges. |
07/11/2008 |
Certified |
07/14/2008 |
|
1 |
| ICE US |
Rescinds Emergency Action with Respect to Certificated Cotton in Galveston. ICE US #2nd Supp No. 08-53 |
11/04/2008 |
Certified |
11/14/2008 |
|
1 |
| ICE US |
Rescinds Emergency Action with Respect to Certificated Cotton in Houston. ICE US Supplemental Submission #08-53 |
09/23/2008 |
Certified |
09/26/2008 |
|
1 |
| ICE US |
Resolution 7 expanded to broaden the subjects over which President has delegated power to act. |
10/13/2015 |
Certified |
10/27/2015 |
|
1 |
| ICE US |
Resolution Delegating Authority to Set Electronic Trading Hours; Changes ETS Trading Hours and Deletes Specified Electronic Trading Hours Table. NYBOT No. 07-14 |
02/15/2007 |
Certified |
09/06/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CFE |
Resolution of Error Trades |
09/19/2023 |
Certified |
10/03/2023 |
|
1 |
| ICE US |
Restoring variation margin rules relating to delivery positions. |
07/07/2017 |
Withdrawn |
07/11/2017 |
|
1 |
| ICE US |
Restoring variation margin rules relating to delivery positions. |
07/10/2017 |
Certified |
07/24/2017 |
|
1 |
| NYMEX |
Restricts cash disbursements made by NYMEX Clearing Members to their respective customers to a maximum of $5,000 during any single business week. NYMEX Submission No. 07.69 |
06/07/2007 |
Certified |
06/15/2007 |
|
1 |
| ICE US |
Resubmits Exhibit A from Submission 08-28 to correct typos. ICE US Amended 08-28 |
04/11/2008 |
Certified |
05/21/2008 |
|
1 |
| ICE US |
Resubmits the amendments to the Definition of the term "Business Day" and the ICE Futures 2008 Holiday Schedule ICE US #8-01 |
01/10/2008 |
Certified |
01/10/2008 |
|
1 |
| CANTOR |
Resumption of listing trading months in BRITISH POUND SPOT INDEX DIGITAL FLEX SWAPS contract. |
10/29/2014 |
Certified |
11/13/2014 |
|
1 |
| COIN |
Retail Broker Program |
06/13/2024 |
Certified |
06/28/2024 |
|
3 |
| NYMEX |
Returns the layout of the Rule regarding the automatic fine schedule for speculative limit violations back to its original tabular form. NYMEX #07.124 |
11/20/2007 |
Certified |
11/20/2007 |
|
1 |
| CCFE |
Reverses Changes of 1-04-07 that Allowed Non-ECPS to Do Block Trades (Adding Back that Requirement). See CCFE FILAC No. 07-01 |
01/08/2007 |
Certified |
01/09/2007 |
|
0 |
| CBOT |
Revise EMM Program for Denatured Fuel Ethanol Futures. See FILAC No. 07-12. CBOT No. 2752.03 |
02/14/2007 |
Certified |
03/23/2007 |
|
1 |
