NFX |
Rule Certification relating to block trade minimum quantity thresholds and transaction fees for Gulf Coast Crude Oil Futures Contracts |
11/01/2018 |
Certified |
11/16/2018 |
|
2 |
NFX |
Rule Certification relating to block trade minimum quantity thresholds and transaction fees for NFX Canadian Crude Oil Financial Futures |
11/01/2018 |
Certified |
11/16/2018 |
|
2 |
NFX |
Rule certification relating to block trades for new NFX 10 Mega Watt Power Financial Futures contracts. |
04/10/2019 |
Certified |
04/24/2019 |
|
2 |
CFE |
Rule Certification relating to CFE Rules 209, 210, 211, and 808, to reflect changes to rules of Chicago Board Options Exchange, Incorporated (CBOE) which are incorporated into those CFE rules by reference. CFE #2014-09 |
05/01/2014 |
Certified |
05/16/2014 |
|
1 |
NFX |
Rule certification relating to TradeGuard pre-trade risk management implementing improved functionality for NFX Power futures contract. |
09/19/2018 |
Certified |
10/03/2018 |
|
4 |
MGE |
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a) |
10/30/2015 |
Certified |
11/16/2015 |
|
1 |
MGE |
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a) for certain amendments to MGEX Rules and Regulations. |
05/22/2015 |
Certified |
06/08/2015 |
|
1 |
MGE |
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a); Update to MGEX Rules and Regulations |
07/14/2015 |
Certified |
07/28/2015 |
|
1 |
CFE |
Rule Certification that adds a rule regarding the opening process for CFE products and to make some related rule changes. It will become effective on or after May 8, 2015, on a date to be announced by CFE through the issuance of a circular. |
04/24/2015 |
Certified |
05/08/2015 |
|
1 |
CFE |
Rule Certification that adds CFE Rule 410A to make clear that all CFE clearing members must report open interest information to The Options Clearing Corporation ("OCC") in conformance with OCC rules. |
03/20/2015 |
Certified |
04/03/2015 |
|
1 |
CFE |
Rule Certification that amends CFE Policy and Procedure XIII and XIV to incorporate clarifying changes. |
04/16/2015 |
Certified |
04/30/2015 |
|
1 |
CFE |
Rule Certification that amends CFE Rule 526 and CFE Rule 527 to incorporate changes published by the CFTC to CFTC Regulations 1.22 and 1.23, which those Rules cite respectively. |
04/21/2015 |
Certified |
05/05/2015 |
|
1 |
CFE |
Rule Certification that amends CFE Rules to reflect the CFTC's new OCR Final Rule. This Rule Certification will not become effective until a date announced through the issuance of a circular and is subject to potential, additional CFTC directive. |
01/28/2015 |
Certified |
02/11/2015 |
|
1 |
CFE |
Rule Certification that amends CFE's requirements regarding the maintenance of front-end audit trail information. It will become effective on or after May 22, 2015, on a date to be announced by the Exchange through the issuance of a circular. |
05/08/2015 |
Certified |
05/22/2015 |
|
1 |
CFE |
Rule Certification that clarifies and updates various CFE rule provisions. |
06/16/2015 |
Certified |
06/30/2015 |
|
2 |
CFE |
Rule Certification that clarifies requirements pertaining to technical and systems specifications relating to connectivity to and use of the Exchange's trading system, and systems testing. |
11/06/2014 |
Certified |
11/21/2014 |
|
1 |
CFE |
Rule Certification that clarifies the compliance responsibilities regarding Exchange of Contract for Related Position transactions and adds additional minor rule violations. |
10/01/2014 |
Certified |
10/16/2014 |
|
1 |
CFE |
Rule Certification that extends the time to report ECRP transactions from ten minutes to thirty minutes and clarifies certain language in the ECRP and Block Trade rules. |
02/25/2015 |
Certified |
03/11/2015 |
|
1 |
CFE |
Rule Certification that provides for the National Futures Association ("NFA") to administer arbitration functions for the Exchange and puts in place an Addendum to the Regulatory Services Agreement between CFE and NFA to reflect this change. |
11/18/2014 |
Certified |
12/03/2014 |
|
1 |
CFE |
Rule Certification that sets forth changes to the CFE Fee Schedule. |
12/11/2015 |
Certified |
12/28/2015 |
|
1 |
CFE |
Rule Certification that sets forth changes to the CFE Fee Schedule. |
06/16/2015 |
Certified |
06/30/2015 |
|
1 |
CFE |
Rule Certification that sets forth changes to the CFE Fee Schedule. |
12/02/2014 |
Certified |
12/16/2014 |
|
1 |
CFE |
Rule Certification that updates CFE rules regarding clearing member guarantees, clearing corporation restrictions, and clearing corporation requirements related to overnight trading sessions. |
05/01/2015 |
Certified |
05/15/2015 |
|
1 |
CFE |
Rule Certification that updates the CFE Fee Schedule. |
03/24/2015 |
Certified |
04/07/2015 |
|
1 |
CFE |
Rule Certification to adopt a Lead Market Maker Program for Weekly (Non-Standard) CBOE Volatility Index Futures Expirations. |
05/22/2015 |
Certified |
06/08/2015 |
|
1 |
NFX |
Rule certification to amend the Exchange's Competitor Response Incentive Program for contracts listed pursuant to Appendix A of the Exchange Rulebook. |
01/28/2019 |
Certified |
02/11/2019 |
|
2 |
NFX |
Rule certification to amend the Exchange's fee schedule to (1) include the fees for the new Treasury futures products ("TF Contracts") and (2) introduce a reduced fee for designated market makers in the TF Contracts. |
07/02/2018 |
Certified |
07/17/2018 |
|
3 |
NFX |
Rule certification to amend the Exchange's fee schedule to introduce a fee rebate for spread transactions in certain dry freight contracts. |
09/17/2018 |
Certified |
10/01/2018 |
|
2 |
CFE |
Rule Certification to clarify the manner in which CFE determines the daily settlement price for all contracts currently listed by CFE. |
09/10/2015 |
Certified |
09/24/2015 |
|
1 |
NFX |
Rule Certification to Eliminate Execution Fees for all Dry Freight Futures and Options Transactions |
02/06/2020 |
Certified |
02/21/2020 |
|
3 |
NFX |
Rule Certification to Eliminate Obsolete Product References |
02/22/2016 |
Certified |
03/07/2016 |
|
1 |
NFX |
Rule Certification to Eliminate Obsolete Product References |
02/22/2016 |
Certified |
03/07/2016 |
|
1 |
NFX |
Rule Certification to Establish a Rebate Program for Closing Open Interest in Dry Freight Futures Contracts |
03/16/2020 |
Certified |
03/30/2020 |
|
1 |
NFX |
Rule Certification to Establish a Rebate Program for Closing Open Interest in Dry Freight Futures Contracts |
03/16/2020 |
Certified |
03/30/2020 |
|
1 |
NFX |
Rule Certification to Establish a Rebate Program for Closing Open Interest in Tanker Freight Futures Contracts |
01/16/2020 |
Certified |
01/31/2020 |
|
2 |
NFX |
Rule Certification to Establish NFX Open Interest Fee |
01/31/2020 |
Certified |
02/14/2020 |
|
2 |
CFE |
Rule certification to establish transaction fees for a new product to be traded on CFE called the CBOE/CBOT 10-Year U.S. Treasury Note Volatility Index (VXTYN) futures contract, which will commence trading on CFE on or after November 13, 2014. |
10/15/2014 |
Certified |
10/29/2014 |
|
1 |
NFX |
Rule Certification to extend the Energy Designated Market Maker Program |
10/23/2019 |
Certified |
11/06/2019 |
|
3 |
NFX |
Rule Certification to Include New Products in the Energy Broker Incentive Program |
10/07/2016 |
Certified |
10/24/2016 |
|
1 |
NFX |
Rule Certification to Include New Products in the Energy Broker Incentive Program. |
07/15/2016 |
Certified |
07/29/2016 |
|
1 |
NFX |
Rule Certification to Include New Products in the Energy Broker Incentive Program. |
07/15/2016 |
Certified |
07/29/2016 |
|
1 |
NFX |
Rule Certification to lower block thresholds as part of open interest migration |
02/21/2020 |
Certified |
03/06/2020 |
|
2 |
NFX |
Rule certification to remove the Permit fee charged to NFX members. |
08/28/2019 |
Certified |
09/12/2019 |
|
2 |
NFX |
Rule change to amend block reporting times for dry freight contracts |
02/06/2019 |
Certified |
02/21/2019 |
|
1 |
CANTOR |
Rule change to modify the voting protocol of the Regulatory Oversight Committee. |
04/17/2022 |
Certified |
04/28/2022 |
|
1 |
CBOT |
Rule Changes to Convert CBOT Cleared-Only Ethanol Forward Month Swaps to Futures. CBOT #13-029R |
02/07/2013 |
Certified |
02/23/2013 |
|
1 |
NYMEX |
Rule Changes to Implement Transfer of Green Exchange Contracts to New York Mercantile Exchange. NYMEX #12-214R |
06/26/2012 |
Certified |
07/12/2012 |
|
2 |
CDE |
Rule filing to unwind changes made by emergency filing submitted September 29 ,2023. |
10/27/2023 |
Certified |
11/13/2023 |
|
1 |
CFE |
Rule Reference Corrections |
08/25/2023 |
Notified |
08/25/2023 |
|
1 |
NFX |
Rule self certification amending the NFX Rulebook to update certain references to Commission rules. |
05/11/2018 |
Certified |
05/25/2018 |
|
1 |