| NFX |
Rule self-certification relating to block trade minimum quantity thresholds and reporting times for NFX Tanker Freight Contracts. |
04/25/2018 |
Certified |
05/09/2018 |
|
2 |
| MGE |
Rule Submission 2062.02. |
12/20/2016 |
Certified |
01/05/2017 |
|
1 |
| CDE |
Rule updates to make clean-up changes to certain CDE Rules to provide additional clarity and accuracy within the CDE Rules. |
12/15/2023 |
Certified |
01/02/2024 |
|
1 |
| TRUEEX |
Rulebook amendment to reflect extension of No Action letter related to trade erros |
06/18/2017 |
Certified |
06/30/2017 |
|
1 |
| TRUEEX |
Rulebook amendments required in conjunction with CFTC review of SEF application and to update references to No-Action Letters and their expiration dates. Most of the part 37 regulations have a corresponding part 38 regulation. |
11/18/2015 |
Certified |
12/03/2015 |
|
1 |
| KEX |
Rulebook amendments that provide for fair and orderly settlement of a contract if an event or circumstance arises that has a material impact on the reliability or transparency of a contract's settlement source or the underlying related to the contract. |
05/19/2021 |
Certified |
06/03/2021 |
|
3 |
| TRUEEX |
Rulebook amendments to remove all references to Regulatory Service Provider and related terms. TRUEEX #2014-11D |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| LEDGERX |
Rulebook change to introduce Fill or Kill Order Type |
07/29/2019 |
Certified |
08/12/2019 |
|
1 |
| COIN |
Rulebook Update |
09/03/2021 |
Certified |
09/20/2021 |
|
1 |
| BTNL |
Rulebook Update |
05/05/2021 |
Certified |
05/19/2021 |
|
1 |
| BTNL |
Rulebook Update |
06/26/2021 |
Certified |
07/12/2021 |
|
1 |
| NFX |
Rulebook, fee schedule and incentive plan amendments associated with 9 new energy futures contracts. |
01/14/2016 |
Certified |
01/29/2016 |
|
1 |
| ICE US |
Rules 6.25 and 27.18(d) - deemed non-material, housekeeping changes being made to conform the Rules as amended by the Exchange's Board of Directors. ICE US (Supp) #10-15 |
04/14/2010 |
Certified |
04/14/2010 |
|
1 |
| NFX |
Rules associated with 24 new PJM and MISO day-ahead power futures contracts. |
05/18/2016 |
Certified |
06/02/2016 |
|
2 |
| NFX |
Rules Associated with Four New NFX Fuel Oil Futures Contracts. |
07/15/2016 |
Certified |
07/29/2016 |
|
2 |
| NFX |
Rules associated with new energy contracts. |
03/11/2015 |
Certified |
03/25/2015 |
|
2 |
| NFX |
Rules Associated with Two New NFX Fuel Oil Differential Price Futures Contracts. |
07/15/2016 |
Certified |
07/29/2016 |
|
2 |
| NFX |
Rules relating to block trade minimum quantity thresholds and reporting times, trading hours, and daily settlement prices for new NFX Options on NFX PJM Western Hub Real-Time Peak Financial Futures (the "PJM Options"). |
04/12/2016 |
Certified |
04/26/2016 |
|
2 |
| NFX |
Rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for new NFX Financial Futures Contracts. |
06/15/2017 |
Certified |
06/29/2017 |
|
2 |
| NFX |
Rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for new NFX PJM Zonal Financial Futures ("PJM Futures"). |
04/10/2017 |
Certified |
04/24/2017 |
|
2 |
| NFX |
Rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for NFX Natural Gas Liquids Financial Futures ("NatGas Liquids Futures"). |
10/11/2017 |
Certified |
10/25/2017 |
|
2 |
| NFX |
Rules relating to block trade minimum quantity thresholds and reporting times, trading hours, order type exclusions, daily settlement prices and non-reviewable ranges for four new financially settled U.S. DV01 Treasury futures contracts. |
07/02/2018 |
Certified |
07/17/2018 |
|
2 |
| NFX |
Rules relating to block trade minimum quantity thresholds for seven new financially settled power futures contracts. |
02/29/2016 |
Certified |
03/14/2016 |
|
2 |
| NFX |
Rules relating to Trade at Settlement rules for Crude Oil and Natural Gas financial futures contracts. |
12/01/2017 |
Certified |
12/15/2017 |
|
2 |
| NODAL |
Rules revised to add terminology and procedures regarding option products. |
05/08/2017 |
Certified |
05/22/2017 |
|
4 |
| ICE US |
Russell Index Options Market Maker Program |
11/11/2016 |
Certified |
11/28/2016 |
|
2 |
| CME |
S&P Floor Calendar Spread Discount Program |
01/14/2015 |
Certified |
01/29/2015 |
|
1 |
| NFX |
Sanctioned Party |
01/19/2016 |
Certified |
02/02/2016 |
|
1 |
| CDE |
Self Certification of Algorithmic Execution Rebate Program |
04/25/2017 |
Certified |
05/09/2017 |
|
2 |
| CDE |
Self Certification of Buyside Volume Partnership Program |
06/17/2018 |
Certified |
06/29/2018 |
|
2 |
| MGE |
Self Certification of certain amendments to Chapters 1, 2, and 3 of the MGEX Rules and Regulations. |
11/24/2015 |
Certified |
12/09/2015 |
|
1 |
| CDE |
Self Certification of Extension to Broker Rebate Incentive Program |
10/09/2017 |
Certified |
10/23/2017 |
|
2 |
| CDE |
Self Certification of Extension to Volume Discount Program |
01/11/2018 |
Certified |
01/26/2018 |
|
2 |
| CDE |
Self Certification of Proprietary Trading Group Volume Incentive Program |
12/07/2017 |
Certified |
12/21/2017 |
|
2 |
| TRUEEX |
Self certification of rule amendments. |
10/30/2014 |
Certified |
11/14/2014 |
|
1 |
| TRUEEX |
Self certification of rule amendments. |
08/07/2014 |
Certified |
08/21/2014 |
|
4 |
| CME |
Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 |
03/06/2012 |
Certified |
03/21/2012 |
|
3 |
| CBOT |
Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 |
03/06/2012 |
Certified |
03/21/2012 |
|
3 |
| NYMEX |
Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 |
03/06/2012 |
Certified |
03/21/2012 |
|
3 |
| COMEX |
Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 |
03/06/2012 |
Certified |
03/21/2012 |
|
3 |
| NODAL |
Self certification of the Nodal Exchange Natural Gas Futures Market Maker Incentive Program 2 |
02/22/2024 |
Certified |
03/07/2024 |
|
3 |
| NODAL |
self certification of the Nodal Exchange Open Interest Program 1. |
06/13/2024 |
Certified |
06/28/2024 |
|
3 |
| CDE |
Self-Certification - Extension of the Bounded Futures Liquidity Incentive Program |
12/23/2021 |
Certified |
01/10/2022 |
|
1 |
| NFX |
Self-certification for a new Designated Market Maker Program (the "DMM Program") for ferrous metal contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
12/21/2017 |
Certified |
01/08/2018 |
|
3 |
| NFX |
Self-certification for a new Designated Market Maker Program (the "DMM Program") for U.S. DV01 Treasury Futures contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook |
03/08/2019 |
Certified |
03/22/2019 |
|
4 |
| NFX |
Self-certification for a new Designated Market Maker Program for ferrous metal contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
12/14/2018 |
Certified |
12/31/2018 |
|
3 |
| CDE |
Self-Certification for Form 102A and 102B Submissions for OCR |
09/16/2015 |
Withdrawn |
09/29/2015 |
|
1 |
| NODAL |
Self-Certification Notice of Nodal Exchange Broker Incentive Program for Q1 2016 |
12/23/2015 |
Withdrawn |
01/04/2016 |
|
2 |
| NODAL |
Self-Certification Notice of Nodal Exchange Broker Incentive Program for Q1 2016 |
01/04/2016 |
Certified |
01/19/2016 |
|
4 |
| ICE US |
Self-certification notice, which clarifies certain aspects of the Exchange's block trading rule. ICE US #12-84 |
11/27/2012 |
Withdrawn |
11/28/2012 |
|
1 |
