LEDGERX |
Self-certification of amendment to Rulebook. |
07/27/2022 |
Withdrawn |
08/05/2022 |
|
2 |
LEDGERX |
Self-certification of amendments to LLC Operating Agreement |
07/07/2023 |
Certified |
07/21/2023 |
|
1 |
NODAL |
Self-certification of amendments to the Nodal Exchange Rulebook. |
05/16/2016 |
Certified |
05/31/2016 |
|
3 |
CDE |
Self-Certification of Broker Rebate Incentive Program |
10/12/2015 |
Certified |
10/26/2015 |
|
3 |
CBOT |
Self-certification of CBOT Financial and Regulatory Bulletin #15-01 |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
CME |
Self-certification of CME/CBOT/NYMEX/COMEX Financial and Regulatory Bulletin #15-02 |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
NYMEX |
Self-certification of CME/CBOT/NYMEX/COMEX Financial and Regulatory Bulletin #15-02 |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
CBOT |
Self-certification of CME/CBOT/NYMEX/COMEX Financial and Regulatory Bulletin #15-02 |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
COMEX |
Self-certification of CME/CBOT/NYMEX/COMEX Financial and Regulatory Bulletin #15-02 |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
CDE |
Self-Certification of Regulatory Services Agreement with National Futures Association |
10/20/2015 |
Certified |
11/03/2015 |
|
2 |
NODAL |
self-certification of the Exchange's intention to amend the Nodal Exchange Natural Gas Futures Market Maker Incentive Program 1 |
12/22/2020 |
Certified |
01/07/2021 |
|
3 |
NODAL |
Self-certification of the Exchange's intention to continue several Environmental incentive programs |
11/30/2022 |
Certified |
12/14/2022 |
|
3 |
NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Environmental Broker Incentive Program |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
NODAL |
Self-certification of the Exchange's intention to continue the Nodal Exchange Environmental Broker Incentive Program |
05/11/2020 |
Certified |
05/26/2020 |
|
3 |
NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures and Options Contracts Program |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Natural Gas Incentive Program 1 |
05/06/2020 |
Certified |
05/20/2020 |
|
3 |
NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program III |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Trucking Incentive Program 1 |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
NODAL |
self-certification of the Exchange's intention to extend the Nodal Exchange Natural Gas Broker Incentive Program to December 31, 2020 |
05/20/2020 |
Certified |
06/04/2020 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Electric Power Futures Broker Incentive Program |
12/02/2020 |
Certified |
12/16/2020 |
|
3 |
NODAL |
Self-certification of the Exchange's intention to implement the Nodal Exchange Electric Power Options Broker Incentive Program |
12/02/2020 |
Certified |
12/16/2020 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Environmental Incentive Program 8 |
01/03/2020 |
Certified |
01/17/2020 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Fee Waiver Incentive Program |
11/13/2019 |
Certified |
11/27/2019 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Incentive Payments to Brokers for Electric Power Options Program |
05/26/2020 |
Certified |
06/09/2020 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Broker Incentive Program |
07/29/2019 |
Certified |
08/12/2019 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 1 |
07/29/2019 |
Certified |
08/12/2019 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 2 |
07/29/2019 |
Certified |
08/12/2019 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 4 |
08/31/2020 |
Certified |
09/15/2020 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Power Incentive Program 5 |
09/16/2019 |
Certified |
09/30/2019 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Power Incentive Program 6 |
01/17/2020 |
Certified |
02/03/2020 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Power Incentive Program 7 |
06/01/2020 |
Certified |
06/15/2020 |
|
3 |
NFX |
Self-certification proposing amendments relating to correction of errors in the terms of Block Trades reported in accordance with the Rules of the Exchange. |
09/27/2018 |
Certified |
10/12/2018 |
|
3 |
NFX |
Self-certification renewing the Designated Market Maker Program and initiating the Market Quality Program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
10/17/2017 |
Certified |
10/31/2017 |
|
3 |
NFX |
Self-certification to adopt a market maker program for energy contracts. |
04/04/2016 |
Certified |
04/18/2016 |
|
1 |
NFX |
Self-certification to amend its quote liquidity provisioning program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
11/30/2018 |
Certified |
12/14/2018 |
|
1 |
NFX |
Self-certification to amend the amount of the incentive offered for certain Energy Contracts. |
01/18/2018 |
Certified |
02/01/2018 |
|
4 |
NFX |
Self-certification to amend the Exchange's broker incentive program (the "Energy Broker Incentive Program" or "Program") for certain energy contracts (the "Energy Contracts"). |
01/28/2019 |
Certified |
02/11/2019 |
|
2 |
NFX |
Self-certification to amend the Exchange's broker incentive program for certain energy contracts. |
10/17/2017 |
Certified |
10/31/2017 |
|
2 |
NFX |
Self-certification to amend the Exchange's quote liquidity provisioning program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
11/01/2018 |
Certified |
11/16/2018 |
|
1 |
NFX |
Self-certification to amend the Exchange's quote liquidity provisioning program. |
04/12/2019 |
Certified |
04/26/2019 |
|
1 |
NFX |
Self-certification to eliminate all transaction fees for futures and options on futures contracts listed on the Exchange. |
12/30/2019 |
Certified |
01/14/2020 |
|
4 |
NFX |
Self-certification to eliminate the "Cross Order" order type from the NFX Trading System. |
05/02/2017 |
Certified |
05/16/2017 |
|
5 |
NFX |
Self-certification to extend the Designated Market Maker program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook |
07/17/2017 |
Certified |
07/31/2017 |
|
2 |
NFX |
Self-certification to extend the quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
02/14/2018 |
Certified |
03/01/2018 |
|
1 |
NFX |
Self-certification to implement a Competitor Response Incentive Program for contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
05/02/2018 |
Certified |
05/16/2018 |
|
2 |
NFX |
Self-certification to include new pricing information for the quote liquidity provisioning program. |
01/18/2018 |
Certified |
02/01/2018 |
|
1 |
NFX |
Self-certification to launch a new Designated Market Maker Program for energy contracts. |
04/12/2019 |
Certified |
04/26/2019 |
|
3 |
NFX |
Self-certification to launch a new quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
07/17/2017 |
Certified |
07/31/2017 |
|
3 |