| LEDGERX |
Updates to Participant Agreement, User Agreement, and Privacy Policy |
03/10/2022 |
Certified |
03/24/2022 |
|
2 |
| CFE |
Updates to Regulatory Independence Policies |
03/10/2023 |
Certified |
03/24/2023 |
|
1 |
| CME |
Updates to the CME E-micro FX Market Maker Program and extension and updates to the CME Cross Currency Liquidity Market Maker Program. CME #10-219 |
07/26/2010 |
Certified |
08/02/2010 |
|
1 |
| NODAL |
Updates to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures |
11/08/2019 |
Certified |
11/25/2019 |
|
2 |
| LEDGERX |
Updates to User Agreement |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
| OCX |
Updating and Streamlining Rules - Chapter 3 |
05/06/2019 |
Certified |
05/20/2019 |
|
1 |
| CFE |
Updating CFE Fee Schedule to establish transaction fees for new contracts and to clarify contracts eligible for the Day Trade Fee Pilot Program. CFE #2010-09 |
09/22/2010 |
Certified |
09/29/2010 |
|
1 |
| CFE |
Updating CFE Fee Schedule to extend the term of CFE's Day Trade fee pilot program through December 31, 2011 CFE #2010-12 |
12/08/2010 |
Certified |
01/11/2011 |
|
1 |
| CFE |
Updating CFE Fee Schedule which establishes transaction fees for a group of new products to be traded on CFE. CFE #2011-22 |
10/12/2011 |
Certified |
10/12/2011 |
|
1 |
| CFE |
Updating CFE Fee Schedule, which establishes transaction fees for a new product to be traded on CFE. "CBOE Nasdaq-100 Volatility Index" CFE #2012-11 |
05/08/2012 |
Certified |
05/23/2012 |
|
1 |
| CFE |
Updating CFE Fee Schedule. CFE #2011-30 |
12/22/2011 |
Certified |
01/09/2012 |
|
1 |
| CFE |
Updating CFE Fee Schedule. CFE #2012-03 |
02/03/2012 |
Certified |
02/18/2012 |
|
1 |
| CFE |
Updating CFE Fee Schedule. CFE #2012-09 |
05/01/2012 |
Certified |
05/01/2012 |
|
1 |
| CFE |
Updating CFE Fee Schedule. CFE #2012-15 |
07/02/2012 |
Certified |
07/18/2012 |
|
1 |
| CFE |
Updating CFE Fee Schedule. CFE #2014-02 |
01/29/2014 |
Certified |
02/13/2014 |
|
1 |
| CFE |
Updating Fee Schedule establishing transaction fees for a new product to be traded on CFE. CFE #2012-21 |
09/13/2012 |
Certified |
09/28/2012 |
|
1 |
| MIAX |
Updating instances of "MFE" to "MIAX Futures" |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
1 |
| OCX |
Updating Obsolete References and Clarifying Rules in the OneChicago Rulebook - Chapter 2 |
04/05/2019 |
Certified |
04/19/2019 |
|
1 |
| CFE |
Updating the CFE Fee Schedule, to make clear that this fee is not applicable to the receipt of CFE market data through a CBOE Command Trader Graphical User Interface terminal located on CBOE trading floor. CFE #2013-25 |
05/24/2013 |
Certified |
06/11/2013 |
|
1 |
| MIAX |
Updating the membership requirement as it pertains to clearing privileges; updating offset and transfer trade requirements. |
07/19/2012 |
Certified |
08/03/2012 |
|
1 |
| ICE US |
Updating the messaging policy to account for the increased usage and volume executed on the Exchange's electronic trading system ("ETS"). ICE US #10-62 |
12/22/2010 |
Certified |
12/30/2010 |
|
1 |
| NFX |
Updating the nominating process in the By-Laws. NFX #2010-09 |
09/07/2010 |
Certified |
09/14/2010 |
|
1 |
| ICE US |
US Environmental Free to Post Incentive Program |
11/05/2019 |
Certified |
11/20/2019 |
|
2 |
| COIN |
US Trading Hours Market Maker Program |
09/03/2021 |
Certified |
09/20/2021 |
|
3 |
| USFE |
USFE will cease exchange operations effective December 31, 2008. |
12/23/2008 |
Certified |
02/05/2009 |
|
1 |
| CME |
Various Amendments to the S&P 500 Stock Price Index Futures, E-mini S&P 500 Stock Price Index Futures and Related Options Contracts and Addition of Block Trade Eligibility to Options on E-mini S&P 500 Stock Price Index Futures |
05/20/2021 |
Certified |
06/04/2021 |
|
1 |
| CME |
Various CME Block Trade Modifications. CME/CBOT #14-145 |
04/30/2014 |
Certified |
05/15/2014 |
|
1 |
| CBOT |
Various CME Block Trade Modifications. CME/CBOT #14-145 |
04/30/2014 |
Certified |
05/15/2014 |
|
1 |
| MIAX |
Various MGEX Rules and Regulation amendments. |
01/08/2013 |
Certified |
01/24/2013 |
|
1 |
| KCBT |
Various revisions to Exchange Rule Chapters, the updates are designed to ensure compliance with designated contract market Core Principles and conformity with current practices and procedures. KCBT #12-01 |
11/15/2012 |
Certified |
12/01/2012 |
|
1 |
| TRUEEX |
Various Rule Amendments - TRUEEX #2014-12D |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| ICE US |
Various Rule Amendments and New Market Halt Review Procedures. ICE US #12-62 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| ICE US |
Various Rule Amendments and the Renaming of Rulebook Chapter 4. ICE US #12-44 |
08/03/2012 |
Certified |
08/18/2012 |
|
1 |
| KCBT |
Various Rule Amendments pertaining to the process for appointing Public Directors to KCBT's governing board and renaming non-voting ex officio persons as "participants". |
09/18/2012 |
Certified |
10/03/2012 |
|
1 |
| GREENX |
Various Rule Amendments. GREENX #2011-13 |
06/24/2011 |
Certified |
08/04/2011 |
|
1 |
| CME |
Various rule revisions in connection with compliance for DCMs with respect to final Core Principles. CME/CBOT/NYMEX/COMEX #12-305 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| CBOT |
Various rule revisions in connection with compliance for DCMs with respect to final Core Principles. CME/CBOT/NYMEX/COMEX #12-305 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| NYMEX |
Various rule revisions in connection with compliance for DCMs with respect to final Core Principles. CME/CBOT/NYMEX/COMEX #12-305 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| COMEX |
Various rule revisions in connection with compliance for DCMs with respect to final Core Principles. CME/CBOT/NYMEX/COMEX #12-305 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| NFX |
Various rules associated with 4 new energy contracts (see footnote 1 of certification letter) |
10/21/2015 |
Certified |
11/04/2015 |
|
4 |
| NFX |
Various Rules associated with the listing of new power futures contracts in SR-NFX-2016-12. |
02/10/2016 |
Certified |
02/25/2016 |
|
4 |
| ICE US |
Veterans Day Trading Hours. ICE US #11-73 |
10/12/2011 |
Certified |
10/12/2011 |
|
1 |
| CDE |
Volume Discount Program |
10/22/2014 |
Certified |
11/05/2014 |
|
2 |
| KEX |
Volume incentive program |
02/14/2023 |
Certified |
03/01/2023 |
|
4 |
| KEX |
Volume Incentive Program filing |
10/15/2024 |
Withdrawn |
10/16/2024 |
|
1 |
| KEX |
Volume Incentive Program terms |
10/16/2024 |
Certified |
10/29/2024 |
|
1 |
| KEX |
Voluntary submission of a rule amendment for Commission review and approval. The proposed rule amendment will be effective on the date that the Commission grants its approval. The Date of Intended Implementation stated below is an assumption of that date. |
07/19/2022 |
Approval Pending (45) |
07/19/2022 |
|
2 |
| CFE |
VX Options Fees |
09/13/2024 |
Certified |
09/27/2024 |
|
1 |
| CFE |
VXM LMM Program Amendment |
07/16/2021 |
Certified |
07/30/2021 |
|
2 |
| ICE US |
Waiver of all transaction fees charged by the Exchange or clearing house for MSCI Total Return Index Futures Contracts |
03/15/2024 |
Certified |
03/29/2024 |
|
1 |
