| CFE |
Amendments to revise CFE Rule 408 and update CFE Fee Schedule. CFE #2012-06 |
02/15/2012 |
Certified |
03/02/2012 |
|
1 |
| CME |
Amendments to Rule 106.K. ("Transfer to a Trust") |
09/01/2016 |
Certified |
09/16/2016 |
|
1 |
| CBOT |
Amendments to Rule 106.K. ("Transfer to a Trust") |
09/01/2016 |
Certified |
09/16/2016 |
|
1 |
| NYMEX |
Amendments to Rule 106.K. ("Transfer to a Trust") |
09/01/2016 |
Certified |
09/16/2016 |
|
1 |
| COMEX |
Amendments to Rule 106.K. ("Transfer to a Trust") |
09/01/2016 |
Certified |
09/16/2016 |
|
1 |
| CME |
Amendments to Rule 110 ("Claims Against Membership, Application of Proceeds") |
05/07/2015 |
Certified |
05/21/2015 |
|
1 |
| CBOT |
Amendments to Rule 110 ("Claims Against Membership, Application of Proceeds") |
05/07/2015 |
Certified |
05/21/2015 |
|
1 |
| NYMEX |
Amendments to Rule 110 ("Claims Against Membership, Application of Proceeds") |
05/07/2015 |
Certified |
05/21/2015 |
|
1 |
| COMEX |
Amendments to Rule 110 ("Claims Against Membership, Application of Proceeds") |
05/07/2015 |
Certified |
05/21/2015 |
|
1 |
| KCBT |
Amendments to Rule 1111.04 providing for a wheat options post settlement trading session and Rule 2505.00 revising the closing time for wheat options open outcry trading. |
09/29/2010 |
Certified |
10/13/2010 |
|
1 |
| ICE US |
Amendments to Rule 2.21 eliminate the requirement for non-FCM clearing members to file copies of their annual financial statements with the Exchange. |
06/21/2019 |
Certified |
07/08/2019 |
|
1 |
| ICE US |
Amendments to Rule 2.41 regarding Exchange Broker Fee Payment Policy. ICE US #12-2 |
01/13/2012 |
Certified |
01/31/2012 |
|
1 |
| CME |
Amendments to Rule 26002.B. ("Cash Settlement") of the Russian Ruble/U.S. Dollar (RUB/USD) Futures Contract and the Temporary Suspension of Trading and Clearing of all Russian Ruble Contracts |
06/13/2024 |
Certified |
06/28/2024 |
|
1 |
| ICE US |
Amendments to Rule 27.09 requiring each user with direct access and each clearing member to file information regarding each and every Registered Operator for whom it authorizes direct access to the platform. ICE US #11-10 |
03/03/2011 |
Certified |
01/09/2012 |
|
1 |
| ICE US |
Amendments to Rule 27.11 and Chapter 27, Appendix I to change the price band outside of which market orders would not be executed and to provide for the mitigation of the effect of cascading stop orders. ICE US #11-3 |
01/26/2011 |
Certified |
02/07/2011 |
|
1 |
| ICE US |
Amendments to Rule 27.11 and Chapter 27, Appendix I to narrow the price band for market orders from Reasonability Limits to No Cancellation Ranges and to provide for the mitigation of the effect of cascading stop orders. ICE US #11-1. |
01/06/2011 |
Certified |
02/07/2011 |
|
1 |
| ICE US |
Amendments to Rule 27.11 to establish stop-limit orders and stop orders with protection for calendar spreads and Standing Resolution No. 7 to authorize the President to change the Calendar Spread Stop-Limit Order Range. ICE US #10-39. |
10/07/2010 |
Certified |
10/14/2010 |
|
1 |
| ICE US |
Amendments to Rule 27.12A requiring an Exchange Clearing Member to produce audit trail information for any traders which are authorized by such Clearing Member to have a direct connection to the trading platform. ICE US #13-4 |
01/04/2013 |
Certified |
01/19/2013 |
|
1 |
| NODAL |
Amendments to Rule 3.16.2 - Authorized Broker Requirements. NODAL #14-001 |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
| ICE US |
Amendments to Rule 4.02(k) to change a trade practice violation with the addition of an "intent" requirement on the submission of crossing orders and Rule 21.02 to change the list of infractions issued for summary fines. |
04/06/2018 |
Certified |
04/20/2018 |
|
1 |
| ICE US |
Amendments to Rule 4.07 and Block Trade FAQ regarding Block Trade eligibility requirements. |
07/15/2019 |
Certified |
07/29/2019 |
|
1 |
| ICE US |
Amendments to Rule 4.07(d), relieves Clearing Members of the responsibility for ensuring that a block trade executed by one of its customers satisfies the size, reporting and pricing requirement of the Rule. ICE US #14-59 |
06/05/2014 |
Certified |
06/20/2014 |
|
2 |
| ICE US |
Amendments to Rule 4.10 to provide for new financial risk management functionality |
12/22/2017 |
Certified |
01/09/2018 |
|
1 |
| NODAL |
Amendments to Rule 4.11 of the Nodal Exchange Rulebook |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| ICE US |
Amendments to Rule 4.17 (Acceptable Order Types) |
11/16/2021 |
Certified |
12/01/2021 |
|
1 |
| ICE US |
Amendments to Rule 4.17 specifies the price limitation for a Market Order that is entered for a Digital Currency contract. |
02/13/2020 |
Certified |
02/28/2020 |
|
1 |
| ICE US |
Amendments to Rule 4.19 prohibit the open outcry execution of cross trades involving any Commodity Contracts listed for trading on the electronic trading system ("ETS"). ICE US #11-24 |
05/20/2011 |
Certified |
05/27/2011 |
|
1 |
| ICE US |
Amendments to Rule 4.26 allow for the institution of Passive Order Protection functionality in Gold Daily and Silver Daily futures markets |
02/01/2019 |
Certified |
05/06/2019 |
|
1 |
| ICE US |
Amendments to Rule 4.29 regarding the establishment of option settlement premiums. ICE US #11-75 |
10/14/2011 |
Certified |
10/31/2011 |
|
1 |
| ICE US |
Amendments to Rule 4.34 allow the use of voice over internet protocol (VoIP) service provided by an Exchange approved third party in Exchange trading rings for all purposes. ICE US #11-65 |
09/19/2011 |
Certified |
10/04/2011 |
|
1 |
| ICE US |
Amendments to Rule 4.37 which change the deadline for transfers of open sugar positions on the day after last trading day |
09/09/2019 |
Certified |
09/23/2019 |
|
1 |
| CME |
Amendments to Rule 400 ("General Provisions") |
09/10/2014 |
Certified |
09/24/2014 |
|
1 |
| CBOT |
Amendments to Rule 400 ("General Provisions") |
09/10/2014 |
Certified |
09/24/2014 |
|
1 |
| NYMEX |
Amendments to Rule 400 ("General Provisions") |
09/10/2014 |
Certified |
09/24/2014 |
|
1 |
| COMEX |
Amendments to Rule 400 ("General Provisions") |
09/10/2014 |
Certified |
09/24/2014 |
|
1 |
| NFX |
Amendments to Rule 409 and 458 serve to clarify that the timeframes listed in Rule 409 are business days and the timeframes in Rule 458 are calendar days. NFX #2011-05 |
06/01/2011 |
Certified |
06/01/2011 |
|
1 |
| OCX |
Amendments to Rule 421 - Limitation of Liability; No Warranties. |
11/21/2013 |
Certified |
12/07/2013 |
|
1 |
| CME |
Amendments to Rule 432. ("General Offenses") |
02/01/2017 |
Certified |
02/15/2017 |
|
1 |
| CBOT |
Amendments to Rule 432. ("General Offenses") |
02/01/2017 |
Certified |
02/15/2017 |
|
1 |
| NYMEX |
Amendments to Rule 432. ("General Offenses") |
02/01/2017 |
Certified |
02/15/2017 |
|
1 |
| COMEX |
Amendments to Rule 432. ("General Offenses") |
02/01/2017 |
Certified |
02/15/2017 |
|
1 |
| CME |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |
| CBOT |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |
| NYMEX |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |
| COMEX |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |
| CME |
Amendments to Rule 47502.C. ("Price Basis and Minimum Increments") of the Mexican Funding TIIE (Monthly Contracts) Futures Contract to Reduce the Minimum Price Increment |
05/03/2024 |
Certified |
05/17/2024 |
|
1 |
| CBOT |
Amendments to Rule 52102.C. ("Price Increments") and Rule 588.H. ("Globex Non-Reviewable Trading Ranges") Table of the 5-Year US Dollar Interest Rate Swap Futures Contract |
11/14/2017 |
Certified |
11/29/2017 |
|
1 |
| CME |
Amendments to Rule 524 and Issuance of CME Group Market Regulation Advisory Notice RA1512-5 |
07/09/2015 |
Certified |
07/23/2015 |
|
2 |
| CBOT |
Amendments to Rule 524 and Issuance of CME Group Market Regulation Advisory Notice RA1512-5 |
07/09/2015 |
Certified |
07/23/2015 |
|
2 |
| NYMEX |
Amendments to Rule 524 and Issuance of CME Group Market Regulation Advisory Notice RA1512-5 |
07/09/2015 |
Certified |
07/23/2015 |
|
2 |
