| NADEX |
Amends Market Maker Agreement to provide relief from market-making obligations in the even a Market Maker is holding a position in certain specified contracts that reaches or exceeds a level set forth in the applicable contract specifications in the Rules |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| NADEX |
Amends Market Maker fees to $0.50 trading and settlement fees in all products. This submission affects Nadex as a DCM as trading fees are being amended, and as a DCO because settlement fees are being amended. |
02/20/2015 |
Certified |
03/06/2015 |
|
1 |
| CCFE |
Amends market maker program to allow additional market makers (in addtion to Trading Privilege Holders and Clearing Members), and requires market makers to abide by Exchange rules. CCFE #07-11 |
08/09/2007 |
Certified |
08/08/2007 |
|
1 |
| OCX |
Amends Market Maker Registration Policy and Procedures and to Rule 515 (Exclusion ofr Market Makers). |
06/09/2009 |
Certified |
07/10/2009 |
|
1 |
| CBOT |
Amends Market Making Program in the CBOT Deferred Fed Funds futures contract. CBOT #2856.02R |
01/14/2008 |
Certified |
01/11/2008 |
|
1 |
| NADEX |
Amends Membership Agreement, amends Rule 9.2 pertaining to the investigation completion timeframe, narrows strike interval width in Daily Bitcoin contracts and add additional strike levels. |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
| MGE |
Amends MGEX Regulation 2060 to clarify the closing period for all MGEX Index contracts. |
10/26/2009 |
Certified |
11/03/2009 |
|
1 |
| NADEX |
Amends MM Program Originally Submitted on 1/26/07 for SIG and DRW. See FILAC No. 07-10 and 07-11 |
02/14/2007 |
Certified |
02/16/2007 |
|
1 |
| NADEX |
Amends NADEX holiday schedule for 2009 Japan Labor Thanksgiving Holiday and the US Thanksgiving Holiday. |
11/19/2009 |
Certified |
11/19/2009 |
|
1 |
| NFX |
Amends NFX Bylaws to reflect name change of parent to Nasdaq, Inc. |
09/08/2015 |
Notified |
09/08/2015 |
|
1 |
| NFX |
Amends NFX Fee Schedule. NFX #2009-06 (Revised) |
04/22/2009 |
Certified |
05/17/2010 |
|
1 |
| CME |
Amends No-Bust Range (Rule 588.G) to rename Dow AIG-ER Commodity Index to Dow UBS Commodity Index. CME/CBOT/NYMEX #09-239 |
10/13/2009 |
Certified |
10/13/2009 |
|
1 |
| CBOT |
Amends No-Bust Range (Rule 588.G) to rename Dow AIG-ER Commodity Index to Dow UBS Commodity Index. CME/CBOT/NYMEX #09-239 |
10/13/2009 |
Certified |
10/13/2009 |
|
1 |
| NYMEX |
Amends No-Bust Range (Rule 588.G) to rename Dow AIG-ER Commodity Index to Dow UBS Commodity Index. CME/CBOT/NYMEX #09-239 |
10/13/2009 |
Certified |
10/13/2009 |
|
1 |
| CME |
Amends No-bust ranges. CME/CBOT/NYMEX #09-066R |
04/16/2009 |
Certified |
04/17/2009 |
|
1 |
| CBOT |
Amends No-bust ranges. CME/CBOT/NYMEX #09-066R |
04/16/2009 |
Certified |
04/17/2009 |
|
1 |
| NYMEX |
Amends No-bust ranges. CME/CBOT/NYMEX #09-066R |
04/16/2009 |
Certified |
04/17/2009 |
|
1 |
| NYMEX |
Amends NYMEX Chapter 2 to harmonize with CME/CBOT rules, eliminating the sponsorship requirements for NYMEX/COMEX membership applicants and removing the general requirement that applications be approved by a subcommittee. NYMEX #08.91 |
09/23/2008 |
Certified |
03/30/2010 |
|
1 |
| NYMEX |
Amends NYMEX Rule 11G.588K regarding No-Bust Ranges for products listed on Globex. NYMEX #9.05 |
01/16/2009 |
Certified |
01/16/2009 |
|
1 |
| NYMEX |
Amends NYMEX Rule 528 to eliminate discrepancies between the price reporting requirements for NYMEX and COMEX members based on the migration of NYMEX products to the CME Clearing System. NYMEX No. 09-230 |
10/01/2009 |
Certified |
10/15/2009 |
|
1 |
| NYMEX |
Amends NYMEX Rule 536.F regarding the compliance of sanctions and violations aligned with CME and CBOT. CME/CBOT/NYMEX #09-318 |
12/28/2009 |
Certified |
01/11/2010 |
|
1 |
| NYMEX |
Amends NYMEX Rule 813.B(B) to explicitly include the E-mini Gold Futures and E-mini Silver Futures contracts. NYMEX #09.85 |
05/08/2009 |
Certified |
05/08/2009 |
|
1 |
| NYMEX |
Amends NYMEX's Schedule of Adminstrative Fees under Rule 11G.588.J. NYMEX #09.25 |
02/13/2009 |
Certified |
02/13/2009 |
|
1 |
| NYLIFFE |
Amends NYSE Liffe US Disciplinary Procedures. NYSE Liffe US 2009-120 |
11/18/2009 |
Certified |
01/22/2010 |
|
1 |
| OCX |
Amends OCX Rule 419 (Regulatory Halts), to clarify the effective time of a halt on the Exchange. |
11/03/2009 |
Certified |
11/27/2009 |
|
1 |
| OCX |
Amends OCX Rule 615 - Simultaneous Buying and Selling Order |
10/28/2014 |
Certified |
11/12/2014 |
|
1 |
| OCX |
Amends OCX Rules 116A and submission of New Rules 152A and 207(o), provding for the Chief Reguolatory Officer and the Regulatory Oversight Committee. |
12/31/2009 |
Certified |
01/22/2010 |
|
1 |
| OCX |
Amends OneChicago, LLC Operating Agreement to reflect the addition of Public Directors. |
01/26/2010 |
Certified |
02/02/2010 |
|
1 |
| USFE |
Amends Part 4 rules to account for the launch of new futures contracts on Weatherbid Indexes on August 24, 2007, including minimum block trade sizes and maximum electronic trade sizes. USFE #07-6 |
08/15/2007 |
Certified |
08/22/2007 |
|
1 |
| NFX |
Amends PBOT's Articles of Incorporation and By-Laws, and Provides a Notice to Members regarding PBOT shares. PBOT #2008-01 |
01/11/2008 |
Certified |
01/31/2008 |
|
1 |
| NFX |
Amends PBOT's Articles of Incorporation and Rules 19 and 30-49 in order to change the name to NASDAQ OMX Futures Exchange, Inc. (NFX) PBOT #2009-01 |
01/15/2009 |
Certified |
02/18/2009 |
|
1 |
| NYMEX |
Amends Position Reporting as it Relates to Dubai Mercantile Exchange. NYMEX #07.45 |
05/21/2007 |
Certified |
05/25/2007 |
|
1 |
| KCBT |
Amends Post Settlement Session Rule 1111.04 to allow trading at prices up to the settlement price when the settlement price is above/below the high/low of the day at the time the market closes. |
03/13/2009 |
Certified |
04/30/2009 |
|
1 |
| NADEX |
Amends Product Schedule Guidelines for Holidays. |
05/27/2010 |
Certified |
05/27/2010 |
|
1 |
| CME |
Amends Quotation Changes Interpret to clarify policy that requests for next day pricing corrections are valid only in outright options, options spreads and combination, not in outright futures or futures-only spreads. CME/CBOT/NYMEX #09-215 |
09/25/2009 |
Certified |
10/26/2009 |
|
1 |
| CBOT |
Amends Quotation Changes Interpret to clarify policy that requests for next day pricing corrections are valid only in outright options, options spreads and combination, not in outright futures or futures-only spreads. CME/CBOT/NYMEX #09-215 |
09/25/2009 |
Certified |
10/26/2009 |
|
1 |
| NYMEX |
Amends Quotation Changes Interpret to clarify policy that requests for next day pricing corrections are valid only in outright options, options spreads and combination, not in outright futures or futures-only spreads. CME/CBOT/NYMEX #09-215 |
09/25/2009 |
Certified |
10/26/2009 |
|
1 |
| CME |
Amends references from "mini-sized" contracts to alternative sized contracts to harmonize rules of all exchanges, based on CME also offering E-micro currency contracts. CME/CBOT/NYMEX #09-214 |
09/25/2009 |
Certified |
03/30/2010 |
|
1 |
| CBOT |
Amends references from "mini-sized" contracts to alternative sized contracts to harmonize rules of all exchanges, based on CME also offering E-micro currency contracts. CME/CBOT/NYMEX #09-214 |
09/25/2009 |
Certified |
03/30/2010 |
|
1 |
| NYMEX |
Amends references from "mini-sized" contracts to alternative sized contracts to harmonize rules of all exchanges, based on CME also offering E-micro currency contracts. CME/CBOT/NYMEX #09-214 |
09/25/2009 |
Certified |
03/30/2010 |
|
1 |
| MGE |
Amends Resolution 372.00 to establish a fee for Delegate Members unless a minimum monthly trading threshold is met. |
07/14/2009 |
Certified |
03/29/2010 |
|
1 |
| NYMEX |
Amends RGGI Contracts, including the harmonization of the termination of trading and force majeure provisions. NYMEX #10-020 |
01/21/2010 |
Certified |
04/13/2010 |
|
1 |
| KCBT |
Amends Rule 1111.04, pertaining to the Post Settlement Session trading period. |
05/12/2010 |
Certified |
05/19/2010 |
|
1 |
| KCBT |
Amends Rule 1129.00 to provide additional flexibility in EFR transactions by allowing options contracts to be exchanged for or in connection with OTC transactions. |
03/30/2010 |
Certified |
05/06/2010 |
|
1 |
| CCFE |
Amends Rule 1203 to add a 1-year prior vintage contract to the Sulfur Financial Instrument futures contract products. CCFE #09-25 |
10/08/2009 |
Certified |
02/22/2010 |
|
1 |
| CME |
Amends Rule 127 (Trading and Solicitation Privileges) to clarify the circumstances under which exchange members may solicit customer business and where such solicitations may take place. CME/CBOT/NYMEX #09-289 |
12/01/2009 |
Certified |
02/11/2010 |
|
1 |
| CBOT |
Amends Rule 127 (Trading and Solicitation Privileges) to clarify the circumstances under which exchange members may solicit customer business and where such solicitations may take place. CME/CBOT/NYMEX #09-289 |
12/01/2009 |
Certified |
02/11/2010 |
|
1 |
| NYMEX |
Amends Rule 127 (Trading and Solicitation Privileges) to clarify the circumstances under which exchange members may solicit customer business and where such solicitations may take place. CME/CBOT/NYMEX #09-289 |
12/01/2009 |
Certified |
02/11/2010 |
|
1 |
| ICE US |
Amends Rule 15.06 to eliminate obsolete reference to Settlement Committee. |
12/03/2015 |
Certified |
12/17/2015 |
|
1 |
| MGE |
Amends Rule 210.01 to permit Board of Directors authority to amend the Articles of Incorporation to conform to the MGEX Rulebook. |
08/18/2009 |
Certified |
05/27/2010 |
|
1 |
