Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Amends Rule 615.E to clarify the circumstances under which an audio recording of an arbitration hearing will be released by the Market Regulation Department to a party requesting the recording. CME/CBOT/NYMEX #09-288 12/01/2009 Certified 06/08/2010 1
CBOT Amends Rule 615.E to clarify the circumstances under which an audio recording of an arbitration hearing will be released by the Market Regulation Department to a party requesting the recording. CME/CBOT/NYMEX #09-288 12/01/2009 Certified 06/08/2010 1
NYMEX Amends Rule 615.E to clarify the circumstances under which an audio recording of an arbitration hearing will be released by the Market Regulation Department to a party requesting the recording. CME/CBOT/NYMEX #09-288 12/01/2009 Certified 06/08/2010 1
CME Amends Rule 820 to identify "London Good Delivery" gold as defined by the London Bullion Market Association as acceptable collateral. CME/CBOT/NYMEX #09-262 10/30/2009 Certified 12/03/2009 1
CBOT Amends Rule 820 to identify "London Good Delivery" gold as defined by the London Bullion Market Association as acceptable collateral. CME/CBOT/NYMEX #09-262 10/30/2009 Certified 12/03/2009 1
NYMEX Amends Rule 820 to identify "London Good Delivery" gold as defined by the London Bullion Market Association as acceptable collateral. CME/CBOT/NYMEX #09-262 10/30/2009 Certified 12/03/2009 1
CBOT Amends Rule 855 to clarify that the CME Clearing House will accept a clearing member's request to offset mini-sized Corn, Soybeans and Wheat futures with full-sized provided that it receives an opposite offset request. CBOT #09-034 03/03/2009 Certified 03/31/2009 1
NADEX Amends Rule 9.2 (Investigations, Hearings, and Appeals) to clarify that investigations, and information and documents collected or obtained relating to an investigation are treated as confidential and non-public. 04/02/2019 Certified 04/16/2019 1
NADEX Amends Rule 9.2 (Investigations, Hearings, and Appeals) to more closely reflect the language in the relevant CFTC Regulations, and to further clarify the hearing process. 06/04/2019 Certified 06/18/2019 2
CME Amends Rule 975 - Emergency Financial Conditions. CME/CBOT/NYMEX #09-267 10/30/2009 Certified 12/03/2009 1
CBOT Amends Rule 975 - Emergency Financial Conditions. CME/CBOT/NYMEX #09-267 10/30/2009 Certified 12/03/2009 1
NYMEX Amends Rule 975 - Emergency Financial Conditions. CME/CBOT/NYMEX #09-267 10/30/2009 Certified 12/03/2009 1
NFX Amends Rule F8 - IDEX SwapDrop Platform - EFS Transactions - to provide for portfolio loading. NFX #2009-09 07/01/2009 Certified 09/10/2009 1
ELX Amends Rule IX-3 to allow participants involved in contracts that require physical delivery to mutually agree to delivery terms that are different than those required by ELX and OCC Rules (Alternative Delivery Procedure). 11/20/2009 Certified 12/15/2009 1
NADEX Amends Rulebook to Reflect Name Change 06/18/2009 Certified 06/24/2009 1
NADEX Amends Rules 1.1, 3.5, 5.2, and 5.14 to include provisions that prohibit an Authorized Trader from sharing logins, adds the definition of "Suspension Event" and "Modification Event", replaces reference to "fast markets" with Suspension and Modifications. 06/29/2018 Certified 07/16/2018 1
NFX Amends Rules 1206 and 1207 regarding the Exchange's new World Currency Futures Contracts. NFX #2009-19 12/28/2009 Certified 01/08/2010 1
ICE US Amends Rules 2.18 and 4.33 to require all floor brokers, and their clerks who access the trading floor, to attend the Exchange-developed sexual harassment awareness course within 3 months from the effective date of the rule amendments. ICE US#09-34 07/13/2009 Certified 09/28/2009 1
MGE Amends Rules 264.00, 264.02, 265.00, and 265.02, to comply with disciplinary committee composition requirements as stated within CFTC Core Principle 15 and the safe harbor provisions. 09/30/2009 Certified 11/27/2009 1
USFE Amends Rules 312 and 404 to establish a new market model: USFE will designate a number of competing MMs who will be entitled to priority execution of a certain percentage of their orders in exchange for undertaking specified MM obligations. 08/08/2007 Certified 08/20/2007 1
NADEX Amends rules in conjunction with the termination of HS's Regulatory Service Agreement with NFA and HS's associated assumption of those Self-Regulatory functions. 05/07/2009 Certified 06/22/2009 1
ICE US Amends Rules on Trading Access. 03/25/2016 Certified 04/08/2016 1
NYMEX Amends Rules regarding Errors and Ommissions in Handling Orders on Globex. NYMEX #07.125 11/20/2007 Certified 11/20/2007 1
CFE Amends rules relating to the CBOE Russell Volatility Index futures contract to change the execution allocation method for this contract. CFE #2009-19 12/23/2009 Certified 12/30/2009 1
ICE US Amends rules to allow exchange staff to act upon membership applications rather than the Membership Committee; and permits service of papers upon a Member by express courier to accommodate the global nature of Exchange membership. ICE US #07-55 09/12/2007 Certified 11/01/2007 On 09/03/07 NYBT was renamed ICE US 1
NADEX Amends Rules to distinguish authority to limit trading; clarifies language and specifies when disciplinary action is considered final; allows for the charging of interest on negative amounts. This filing also affects Nadex as a DCO. 10/12/2018 Certified 10/26/2018 1
NYLIFFE Amends Rules to provide for Exchanges for Related Positions (EFRPs). NYLIFFE #2009-117 09/25/2009 Certified 10/06/2009 1
ICE US Amends rules to provide for the listing and trading of Sugar No.16 futures contracts, which is similar to the Exchange's Sugar No.14 futures contract. ICE US #08-38 06/12/2008 Certified 06/12/2008 1
NFX Amends rules to reflect new PBOT XL trading system functionality. PBOT 2007-02 03/28/2007 Certified 05/23/2007 1
ICE US Amends Russell 1000 Mini and Russell 2000 Mini Futures Contract Market Specialist Program. ICE US #09-7 01/28/2009 Certified 04/06/2009 1
ICE US Amends Russell Individual Fee Program. ICE US #09-51 11/17/2009 Certified 01/04/2010 1
NADEX Amends schedule for bonus program (originally filed August 31, 2015 and first amended January 6, 2016). 08/08/2016 Certified 08/22/2016 2
ICE US Amends Section (b) of Annex B of Bylaws, Rules 6.47, 21.25 and 27.22(a) and Resolution No.2 of Chapter 21. ICE US #09-33 07/09/2009 Certified 08/13/2009 1
KCBT Amends SRO Goverance Rule to Achieve Compliance with the Commission's Core Principle 15 "Safe Harbor" Acceptable Practices Provisions. 10/25/2007 Approved 11/05/2007 1
ICE US Amends Standing Resolution No.7 to authorize the President to change the No Cancellation Ranges and Resonability Limits in the Exchange's Error Policy. also provides for a definition of Waste in the Cocoa futures contract. ICE US #10-4 02/04/2010 Certified 02/12/2010 1
NADEX Amends Sunday evening listing time to 6pm ET for US Indices contracts; moves description of "Issuance" to Rule 12.1 Terms Uniform Across Contracts 03/20/2020 Certified 04/03/2020 1
CCFE Amends the block trade minimum size requirement for three CCFE products, IFEX-FTW, IFEX-ELF and IFEX-GCW futures contracts, each from 500 contracts to 150 contracts. CCFE #08-21 09/11/2008 Certified 10/21/2008 1
CFE Amends the Block Trading rule to clarify provisions about aggregation of orders, prices, and how CFE will review whether block trades are done in accordance with CFE rules. CFE #2007-08 07/30/2007 Certified 07/31/2007 1
ICE US Amends the Bylaw, Annexes and certain Rules Amendments to allow the Board to adopt rules or amendments that change terms and conditions of a Core Product without the approval of the relevant trade committee. ICE US #10-14 04/13/2010 Certified 01/03/2011 1
CFE Amends the CFE Emergency rule, removes the Independent Software Vendor Incentive Program, and adopts a Policy and Procedure that specifies CFE's Emergency and Physical Emergency delegations and procedures. CFE # CFE-2008-05 05/13/2008 Certified 05/30/2008 1
CFE Amends the CFE emergency rules to provide that CFE will telephonically notify the Commission of enumerated actions taken in response to an Emergency or Physically Emergency (other than the declaration of a fast market). CFE# CFE-2008-07 10/07/2008 Certified 01/22/2009 1
CFE Amends the CFE Rule 418 regarding emergencies, to provide notification to CFTC via email for situations of fast markets and trading halts. CFE # CFE-2008-06 06/16/2008 Certified 09/04/2008 1
CME Amends the CME Interpretation of Rule 580 - GLOBEX Trade Algorithms and Position Limit and Reportable Level Table to remove references to the Two-, Five- and Ten-Year Swap futures based on the upcoming delisting of the products. CME #09-056 03/27/2009 Certified 03/27/2009 1
NYMEX Amends the COMEX By-Laws. COMEX #09-235 10/13/2009 Certified 01/20/2010 1
NFX Amends the composition of NFX standing committees so that each committee is comprised of at least 35% public directors and creates a Regulatory Oversight Committee (ROC). NFX #2009-11 07/15/2009 Certified 07/20/2009 1
ICE US Amends the Definition of term "Business Day" and provides the 2008 Holiday Schedule. ICE US #08-1 01/07/2008 Certified 01/07/2008 1
ICE US Amends the definitions and rules to remove all references to products the Exchange no longer lists for trading, and replaces the reference to "Board of Governors" in Rule 6.47 with reference to "Board of Directors." ICE US #09-45 10/26/2009 Certified 12/08/2009 2
CBOT Amends the description of CME ClearPort in Rule 808 (a change technical in nature) and eliminates the specific reference to the NYMEX "E-Rav" risk evaluation system. CME/CBOT/NYMEX #09.126 06/25/2009 Certified 08/04/2009 1
NYMEX Amends the description of CME ClearPort in Rule 808 (a change technical in nature) and eliminates the specific reference to the NYMEX "E-Rav" risk evaluation system. CME/CBOT/NYMEX #09.126 06/25/2009 Certified 08/04/2009 1
NADEX Amends the Exchange trading schedule for the May Day (European) Holiday, May 1-4, 2009. 04/27/2009 Certified 04/27/2009 1