CME |
Amends various rules, as well as the Access, Conduct and Appearance Code and Market Regulation Advisory Notice RA0813-3, addressing Concurrent Long and Short Positions. CME & CBOT #08-105 |
06/25/2008 |
Certified |
07/16/2008 |
|
1 |
CFE |
AMERIBOR Futures Lead Market Maker Program Amendment |
12/15/2021 |
Certified |
12/30/2021 |
|
2 |
CFE |
AMERIBOR Futures Lead Market Maker Program Amendment |
07/18/2022 |
Certified |
08/01/2022 |
|
2 |
CFE |
AMERIBOR Futures Lead Market Maker Program Amendment |
06/16/2022 |
Certified |
07/01/2022 |
|
2 |
CFE |
AMERIBOR Futures Lead Market Maker Program Amendment |
09/19/2022 |
Certified |
10/03/2022 |
|
4 |
CFE |
AMERIBOR Futures LLM Program Amendment |
07/16/2021 |
Certified |
07/30/2021 |
|
2 |
CFE |
AMERIBOR Futures LLM Program Amendment |
10/04/2021 |
Certified |
10/19/2021 |
|
2 |
CFE |
AMERIBOR Futures LLM Program Amendment |
08/30/2021 |
Certified |
09/14/2021 |
|
2 |
NFX |
An amendment to Rulebook Appendix A to expand the permitted listing of consecutive contract months in an NFX option contracts. |
09/14/2016 |
Certified |
09/28/2016 |
|
1 |
NFX |
An amendment to Rulebook Appendix A to expand the permitted listing of contract months in an NFX option contract. |
09/19/2016 |
Certified |
10/03/2016 |
|
1 |
NFX |
An amendment to Rulebook Appendix A to expand the permitted listing of Contract months in certain NFX energy Futures Contracts. |
12/13/2017 |
Withdrawn |
12/14/2017 |
|
2 |
NFX |
An amendment to Rulebook Appendix A to expand the permitted listing of contract months in certain NFX energy futures contracts. |
11/04/2016 |
Certified |
11/21/2016 |
|
1 |
NFX |
An amendment to Rulebook Appendix A to expand the permitted listing of contract months in certain NFX financial futures contracts. |
10/31/2016 |
Certified |
11/15/2016 |
|
1 |
NFX |
An amendment to terminate early the Designated Market Maker Program (DMM Program) and the Market Quality Program (MQ Program) that was previously certified to the Commission. |
03/29/2018 |
Certified |
04/12/2018 |
|
1 |
NFX |
An amendment to the broker incentive program to include the 24 financially settled energy futures products for certain energy contracts. |
03/22/2016 |
Certified |
04/05/2016 |
|
2 |
NFX |
An amendment to the Exchange's broker incentive program (the "Energy Broker Incentive Program") for certain energy contracts. |
02/12/2016 |
Certified |
02/29/2016 |
|
1 |
NFX |
An amendment to the Exchange's broker incentive program for certain energy contracts. |
12/17/2015 |
Certified |
01/04/2016 |
|
1 |
NFX |
An amendment to the Exchange's broker incentive program to include NFX Options on the NFX PJM Western Hub Real-Time Peak Financial Futures product. |
04/12/2016 |
Certified |
04/26/2016 |
|
2 |
ICE US |
Ancillary Rule amendments relating to the listing of Canola Futures and Options |
06/29/2018 |
Certified |
07/16/2018 |
|
1 |
ICE US |
Announcement on Negative Pricing for Certain Futures Contracts and Daily Settlement of Certain Options Contracts. |
04/29/2020 |
Notified |
04/29/2020 |
|
1 |
NYLIFFE |
Announces New Brand Name of NYSE Liffe US. NYSE Liffe, LLC #2009-103 |
02/10/2009 |
Certified |
03/18/2009 |
|
1 |
NYLIFFE |
Announces the appointment for a new term, of NYSE Liffe US Designated Market Makers for Metals. NYLiffe #32/2009. NYSE Liffe US 2009-122 |
12/29/2009 |
Certified |
03/30/2010 |
|
1 |
NYLIFFE |
Announces the establishment of a Lead Market Maker program for US Treasury Futures. NYLIFFE #2012-101 |
01/12/2012 |
Certified |
01/13/2012 |
|
1 |
USFE |
Announces the extension of trading hours to 23 hours beginning Sept. 17, 2007, and represents that USFE Operations will be fully staffed to cover the markets. USFE #07-07 |
09/06/2007 |
Certified |
09/07/2007 |
|
1 |
NYLIFFE |
Announces the launch of the New Market Participant Program in Eurodollar and US Treasury Futures listed on NYSE Liffe US. NYLIFFE #2011-124 |
08/18/2011 |
Certified |
08/31/2011 |
|
1 |
ICE US |
Announcing a New Self-Trade Prevention Functionality, Policy and FAQ. ICE US #13-81 |
09/24/2013 |
Certified |
10/09/2013 |
|
2 |
NYLIFFE |
Announcing amendments to Exchange Rules to conform them to changes made to Part 38 of Commission Regulations. NYLIFFE #2012-131 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
NYLIFFE |
Announcing amendments to Rules 302, 424, 704, 705, and 719, regarding Member interests; transfers of positions; opportunity to respond; review of investigative reports; and summary actions. NYLIFFE #2012-119 |
07/13/2012 |
Certified |
07/28/2012 |
|
1 |
NYLIFFE |
Announcing an Amendment to the Inter-Dealer Broker (IDB) Incentive Plan. NYLIFFE #2012-118 |
06/28/2012 |
Certified |
07/14/2012 |
|
1 |
NYLIFFE |
Announcing General Designated Market Maker Program for GCF Futures. NYLIFFE #2012-116 |
06/28/2012 |
Certified |
07/14/2012 |
|
1 |
NYLIFFE |
Announcing Renewal of Interest Rate Designated Market Maker Programs. NYLIFFE #2012-107 |
03/05/2012 |
Certified |
03/19/2012 |
|
1 |
NYLIFFE |
Announcing that Rule 427(a)(iii) is being amended to expand the affiliate relationships which qualify for affiliate access under Rule 427. NYLIFFE #2013-117 |
08/30/2013 |
Certified |
09/17/2013 |
|
1 |
NYLIFFE |
Announcing that the Board of Directors of NYSE Liffe has authorized the Market Regulation Department to impose summary fines and related amendments. NYLIFFE #2013-116 |
08/30/2013 |
Certified |
09/17/2013 |
|
1 |
NYLIFFE |
Announcing the designated market maker program in futures on mini MSCI Canada, USA, World, and Emerging Markets Latin America Indices. NYLIFFE #2012-124 |
08/23/2012 |
Certified |
09/08/2012 |
|
1 |
NYLIFFE |
Announcing the Designated Market Maker program in Futures on the MSCI ACWI, MSCI ACWI Ex-US, MSCI Emerging Markets Asia Indices and the Lead Market Maker program in Futures. NYLIFFE #2013-124 |
09/30/2013 |
Certified |
10/16/2013 |
|
1 |
NYLIFFE |
Announcing the Extension and Modification of the Futures Incentive Program. NYLIFFE #2012-112 |
06/15/2012 |
Certified |
06/30/2012 |
|
1 |
NYLIFFE |
Announcing the Extension of the Active Member Participant Program. NYLIFFE #2012-113 |
06/15/2012 |
Certified |
06/30/2012 |
|
1 |
NYLIFFE |
Announcing the Extension of the Designated Market Maker Program for mini MSCI Emerging Markets, mini MSCI EAFE, mini MSCI Pan-Euro, ,mini MSCI World,..., and MSCI USA Index Futures. NYLIFFE #2013-133 |
12/13/2013 |
Certified |
12/31/2013 |
|
1 |
NYLIFFE |
Announcing the Extension of the Designated Market Maker Program in Mini MSCI Index Futures. NYLIFFE #2012-114 |
06/15/2012 |
Certified |
06/30/2012 |
|
2 |
NYLIFFE |
Announcing the Extension of the Designated Market Maker Program in Mini MSCI Index Futures. NYLIFFE #2013-109 |
06/14/2013 |
Certified |
06/29/2013 |
|
1 |
NYLIFFE |
Announcing the Extension of the Designated Market Maker Program in MSCI Index Futures. NYLIFFE #2012-138 |
12/04/2012 |
Certified |
12/19/2012 |
|
2 |
NYLIFFE |
Announcing the Extension of the Open Interest Incentive Program. NYLIFFE #2012-142 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
NYLIFFE |
Announcing the Holiday Schedule for 2013. NYLIFFE #2013-101 |
01/04/2013 |
Certified |
01/19/2013 |
|
1 |
NYLIFFE |
Announcing the Introduction of a Lead Market Maker Program for Mortgage Backed GCF Futures. NYLIFFE #2013-111 |
07/10/2013 |
Certified |
07/25/2013 |
|
1 |
NYLIFFE |
Announcing the Introduction of an Enhanced Liquidity Provider Program for GCF Futures. NYLIFFE #2013-114 |
08/20/2013 |
Certified |
09/05/2013 |
|
1 |
NYLIFFE |
Announcing the lead market maker and designated market maker program in futures on the NYSE Arca Gold Miners Index. NYLIFFE #2013-122 |
09/20/2013 |
Certified |
10/05/2013 |
|
1 |
NYLIFFE |
Announcing the Modification of the Block Trade Thresholds for Two-Year US Treasury, Five-Year US Treasury, Ten-Year US Treasury, US Bond and Ultra Long US Treasury Bond Futures. NYLIFFE #2013-118 |
09/06/2013 |
Certified |
09/21/2013 |
|
1 |
NYLIFFE |
Announcing the Modification of the Dynamic Price Limits for 100 oz Gold Futures and Mini-Sized Gold Futures NYLIFFE #2013-115 |
08/29/2013 |
Certified |
09/14/2013 |
|
1 |
NYLIFFE |
Announcing the Re-Introduction of the New Market Participant Programs for Eurodollar and US Treasury Futures and Precious Metals Futures and Options. NYLIFFE #2012-126 |
09/05/2012 |
Certified |
09/20/2012 |
|
1 |
NYLIFFE |
Announcing the Renewal of the Asia, Latin America and Central European Designated Market Maker Program for Three-Month Eurodollar and DTCC GCF Repo Index Futures Contracts. NYLIFFE #2014-104 |
02/18/2014 |
Certified |
03/05/2014 |
|
1 |