NODAL |
Certification providing description of the Nodal Exchange Incentive Program for Brokers. |
11/13/2015 |
Certified |
11/30/2015 |
|
2 |
NFX |
Certification relating to extension of tenors for certain financial futures contracts listed on NFX. |
08/06/2018 |
Certified |
08/20/2018 |
|
2 |
NFX |
Certification to amend certain elements of the trading incentive program for certain energy contracts. |
09/08/2017 |
Certified |
09/22/2017 |
|
2 |
CFE |
Certifies amendments to certain CBOE rules that were previously incorporated, by reference, into the CFE Rulebook. CFE # CFE-2008-08 |
10/15/2008 |
Certified |
10/28/2008 |
|
1 |
ELX |
Certifies an Amendment to ELX Futures Rule IV 5(a)(iv) and (v), adding an Exchange of Futures for Futures (EFFs) rule to the rule governing Exchange of Futures for Related Positions. |
07/02/2009 |
Certified |
10/06/2009 |
|
1 |
ELX |
Certifies Emergency Rule Amendments to ELX Rules IV-19 (Emergencies) and IV-22 (Market Opening). ELX #2009-014 |
09/30/2009 |
Certified |
12/10/2009 |
|
1 |
ICE US |
Certifies the Exchange for Related Position Frequently Asked Questions ("EFRP FAQ"). ICE US #13-26 |
03/08/2013 |
Withdrawn |
03/22/2013 |
|
1 |
CFE |
CFE amendment adds Rule 412B(b) to make clear that Persons that are not CFE Trading Privilege Holders to report to the Commission reportable positions and related information relating to CFE contracts. CFE #2013-10 |
03/01/2013 |
Certified |
03/16/2013 |
|
1 |
CFE |
CFE Broker Incentive Program |
02/10/2023 |
Certified |
02/27/2023 |
|
2 |
CFE |
CFE Fee Schedule Updates |
05/04/2023 |
Certified |
05/18/2023 |
|
1 |
CFE |
CFE Fee Schedule Updates |
03/15/2023 |
Certified |
03/29/2023 |
|
1 |
CFE |
CFE is amending its Fee Schedule to include a fee for 10 gigabit per second Network Access Ports to CFE's disaster recovery site. |
04/21/2015 |
Certified |
05/05/2015 |
|
1 |
CFE |
CFE rule amendment related to certain rules governing the listing and trading of security futures on the Exchange. The changes made to conform certain CFE rules to current parallel rules of OneChicago, LLC. CFE #2011-05 |
03/18/2011 |
Certified |
05/17/2011 |
|
1 |
CFE |
CFE rule amendment related to electronic reporting to CFE of Exchange of Contract for Related Position transactions and Block Trades. CFE #2014-08 |
04/11/2014 |
Certified |
04/26/2014 |
|
1 |
CFE |
CFE rule amendment relating to the requirements applicable to foreign CFE Trading Privilege Holders. CFE #2013-26 |
05/31/2013 |
Certified |
06/15/2013 |
|
1 |
CFE |
CFE rule amendment to allow for the CFE Board of Directors to appoint a Lead Director |
07/01/2022 |
Certified |
07/18/2022 |
|
2 |
CFE |
CFE rule amendment to amend CFE Rule 620 (Disruptive Practices) and add CFE Policy and Procedure XVIII to provide further guidance on prohibited disruptive trading practices. |
07/16/2015 |
Certified |
07/30/2015 |
|
1 |
CFE |
CFE Rule Amendment to clarify and update various CFE rule provisions. CFE #2014-15 |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
CFE |
CFE rule amendment to codify in Rule 404A (Trade at Settlement Transactions) the time periods during which Trade at Settlement (TAS) orders and quotes may be entered into CFE's trading system. |
07/23/2015 |
Certified |
08/06/2015 |
|
1 |
CFE |
CFE rule amendment to eliminate All or None Orders on CFE. CFE #2013-40 |
12/06/2013 |
Certified |
12/21/2013 |
|
1 |
CFE |
CFE rule amendment to enhance the financial surveillance and financial integrity of FCMs that are TPHs and to reflect the Final Rule adopted by the Commission, (Customer Protection Rule) CFE #2014-07 |
04/11/2014 |
Certified |
04/26/2014 |
|
1 |
CFE |
CFE rule amendment to permit service of any charges, notices or other documents on Trading Privilege Holder's, Subject's or other Person's counsel. CFE #2013-29 |
07/16/2013 |
Certified |
07/31/2013 |
|
1 |
CFE |
CFE Rule Amendment to reflect in CFE Rule 513A additional functionality that CFE is adding to its quote risk monitor mechanism risk control. CFE #2014-12 |
06/02/2014 |
Certified |
06/17/2014 |
|
1 |
CFE |
CFE rule amendment to revise CFE Policy and Procedure X (DPM Market Performance Benchmarks Program). CFE #2011-16 |
06/16/2011 |
Certified |
06/30/2011 |
|
1 |
CFE |
CFE Rule Amendment to revise CFE Rules 414 and 415. CFE #2013-35 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
CFE |
CFE Rule Amendments to provide for the appointment of a designated primary market maker; to replace current lead market maker program; to extend the current expiration date of the DPM Benchmarks. CFE #2013-19 |
05/01/2013 |
Certified |
05/16/2013 |
|
1 |
CFE |
CFE submits an Addendum to the Regulatory Services Agreement that CFE has in place with the NFA. CFE #2013-08 |
02/07/2013 |
Certified |
02/23/2013 |
|
1 |
NODAL |
CFTC Reg 40.6(a) certification of amendments to Nodal Exchange Rules related to Exchange enforcement |
01/07/2016 |
Certified |
01/22/2016 |
|
2 |
NODAL |
CFTC Reg 40.6(a) certification of new Nodal Exchange incentive program for its natural gas futures contracts |
11/20/2015 |
Certified |
12/07/2015 |
|
3 |
NODAL |
CFTC Regulation 40.6(a) certification of amendments to the Nodal Exchange Participant Agreement regarding the terms of access to Exchange information and materials by FCM Clearing Members that are not trading participants on the Exchange; misc. typos. |
06/24/2015 |
Certified |
07/09/2015 |
|
1 |
NODAL |
CFTC Regulation 40.6(a) certification of revisions to terms in Nodal Exchange Participant Agreement only applicable to non-affiliated clearing house. On Oct 19, 2015, Nodal Exchange transitioned clearing to its affiliate, Nodal Clear. |
11/13/2015 |
Certified |
11/30/2015 |
|
2 |
NODAL |
CFTC Regulation 40.6(a) Emergency Rule Certification: Notification of Delayed Nodal Exchange Trading Hours for the day of October 19, 2015 to begin at 10:00am. |
10/16/2015 |
Certified |
10/30/2015 |
|
1 |
NODAL |
CFTC Regulation 40.6(a) Emergency Rule Certification: Notification of Revised Nodal Exchange Trading Hours: 9:30am on October 19, 2015 |
10/15/2015 |
Withdrawn |
10/16/2015 |
|
1 |
CME |
Change in CME Globex Trading Hours from 5:00pm Central Time to 2:00pm Central Time (next day) to 8:15am Central Time to 3:pm Central Time for S&P/Case-Shiller HPI futures an options traded on CME Globex. CME #13-344 |
08/19/2013 |
Certified |
09/04/2013 |
|
1 |
NYLIFFE |
Change in Daily Settlement Time and Procedures for Non-US Based mini MSCI Index Futures. NYLIFFE #2011-123 |
08/09/2011 |
Certified |
08/24/2011 |
|
1 |
CME |
Change in Electronic Trading Hours for Lumber Futures/Options. CME #10-170 |
06/16/2010 |
Certified |
06/16/2010 |
|
1 |
ICE US |
Change in Exchange and Clearing Fees-- Passout credits not applicable to trades executed electronically. NYBOT No. 07-22. |
03/14/2007 |
Certified |
03/21/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
ICE US |
Change in open outcry hours for Sugar No. 14. NYBOT No. 07-23 |
03/16/2007 |
Certified |
03/16/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
CFE |
Change in Ownership of CBOE Futures Exchange, LLC, effective June 18, 2010. |
06/18/2010 |
Certified |
06/23/2010 |
|
1 |
ICE US |
Change in Trading Hours for Monday, August 29, 2011, due to UK banking holiday. ICE US #11-49 |
08/18/2011 |
Certified |
08/18/2011 |
|
1 |
ELX |
Change in trading hours includes amendment to the schedule for pre-open and open times and associated rule language. |
06/15/2010 |
Certified |
06/15/2010 |
|
1 |
CME |
Change in Trading Hours on Tuesday, January 2, 2007, for the Declared National Day of Mourning for Former President Gerald Ford. CME No. 06-120 |
01/02/2007 |
Certified |
01/02/2007 |
|
1 |
ICE US |
Change of Electronic Trading Hours for Sugar No.11 Futures and Options. ICE US #12-1 |
01/10/2012 |
Certified |
01/26/2012 |
|
1 |
TRUEEX |
Change of exchange opening hours |
08/14/2018 |
Notified |
08/14/2018 |
|
1 |
CME |
Change to CME USD Denominated Ibovespa futures trading hours on the last trading day and a change in the timing of the 3-hour final settlement price determination window for CME USD Denominated Ibovespa futures. CME #12-446 |
12/04/2012 |
Approved |
12/12/2012 |
|
1 |
ICE US |
Change to daily settlement time for NYSE Fang+ Index Futures |
02/02/2018 |
Certified |
02/16/2018 |
|
1 |
CDE |
Change to Eris PAI Calculation Time |
05/21/2015 |
Certified |
06/05/2015 |
|
1 |
CDE |
Change to Minimum Block Size for the Bitcoin Bounded Futures contract. |
04/11/2021 |
Certified |
04/23/2021 |
|
1 |
CME |
Change to Opening Time for Goldman Sachs Commodity Index (GSCI) Contracts. CME No. 07-09 |
01/24/2007 |
Certified |
01/24/2007 |
|
1 |
CANTOR |
Change to the voting protocol of the Regulatory Oversight Committee. |
04/15/2022 |
Withdrawn |
04/15/2022 |
|
1 |