Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NODAL Certification providing description of the Nodal Exchange Incentive Program for Brokers. 11/13/2015 Certified 11/30/2015 2
NFX Certification relating to extension of tenors for certain financial futures contracts listed on NFX. 08/06/2018 Certified 08/20/2018 2
NFX Certification to amend certain elements of the trading incentive program for certain energy contracts. 09/08/2017 Certified 09/22/2017 2
CFE Certifies amendments to certain CBOE rules that were previously incorporated, by reference, into the CFE Rulebook. CFE # CFE-2008-08 10/15/2008 Certified 10/28/2008 1
ELX Certifies an Amendment to ELX Futures Rule IV 5(a)(iv) and (v), adding an Exchange of Futures for Futures (EFFs) rule to the rule governing Exchange of Futures for Related Positions. 07/02/2009 Certified 10/06/2009 1
ELX Certifies Emergency Rule Amendments to ELX Rules IV-19 (Emergencies) and IV-22 (Market Opening). ELX #2009-014 09/30/2009 Certified 12/10/2009 1
ICE US Certifies the Exchange for Related Position Frequently Asked Questions ("EFRP FAQ"). ICE US #13-26 03/08/2013 Withdrawn 03/22/2013 1
CFE CFE amendment adds Rule 412B(b) to make clear that Persons that are not CFE Trading Privilege Holders to report to the Commission reportable positions and related information relating to CFE contracts. CFE #2013-10 03/01/2013 Certified 03/16/2013 1
CFE CFE Broker Incentive Program 02/10/2023 Certified 02/27/2023 2
CFE CFE Fee Schedule Updates 05/04/2023 Certified 05/18/2023 1
CFE CFE Fee Schedule Updates 03/15/2023 Certified 03/29/2023 1
CFE CFE is amending its Fee Schedule to include a fee for 10 gigabit per second Network Access Ports to CFE's disaster recovery site. 04/21/2015 Certified 05/05/2015 1
CFE CFE rule amendment related to certain rules governing the listing and trading of security futures on the Exchange. The changes made to conform certain CFE rules to current parallel rules of OneChicago, LLC. CFE #2011-05 03/18/2011 Certified 05/17/2011 1
CFE CFE rule amendment related to electronic reporting to CFE of Exchange of Contract for Related Position transactions and Block Trades. CFE #2014-08 04/11/2014 Certified 04/26/2014 1
CFE CFE rule amendment relating to the requirements applicable to foreign CFE Trading Privilege Holders. CFE #2013-26 05/31/2013 Certified 06/15/2013 1
CFE CFE rule amendment to allow for the CFE Board of Directors to appoint a Lead Director 07/01/2022 Certified 07/18/2022 2
CFE CFE rule amendment to amend CFE Rule 620 (Disruptive Practices) and add CFE Policy and Procedure XVIII to provide further guidance on prohibited disruptive trading practices. 07/16/2015 Certified 07/30/2015 1
CFE CFE Rule Amendment to clarify and update various CFE rule provisions. CFE #2014-15 06/13/2014 Certified 06/28/2014 1
CFE CFE rule amendment to codify in Rule 404A (Trade at Settlement Transactions) the time periods during which Trade at Settlement (TAS) orders and quotes may be entered into CFE's trading system. 07/23/2015 Certified 08/06/2015 1
CFE CFE rule amendment to eliminate All or None Orders on CFE. CFE #2013-40 12/06/2013 Certified 12/21/2013 1
CFE CFE rule amendment to enhance the financial surveillance and financial integrity of FCMs that are TPHs and to reflect the Final Rule adopted by the Commission, (Customer Protection Rule) CFE #2014-07 04/11/2014 Certified 04/26/2014 1
CFE CFE rule amendment to permit service of any charges, notices or other documents on Trading Privilege Holder's, Subject's or other Person's counsel. CFE #2013-29 07/16/2013 Certified 07/31/2013 1
CFE CFE Rule Amendment to reflect in CFE Rule 513A additional functionality that CFE is adding to its quote risk monitor mechanism risk control. CFE #2014-12 06/02/2014 Certified 06/17/2014 1
CFE CFE rule amendment to revise CFE Policy and Procedure X (DPM Market Performance Benchmarks Program). CFE #2011-16 06/16/2011 Certified 06/30/2011 1
CFE CFE Rule Amendment to revise CFE Rules 414 and 415. CFE #2013-35 10/17/2013 Certified 11/01/2013 1
CFE CFE Rule Amendments to provide for the appointment of a designated primary market maker; to replace current lead market maker program; to extend the current expiration date of the DPM Benchmarks. CFE #2013-19 05/01/2013 Certified 05/16/2013 1
CFE CFE submits an Addendum to the Regulatory Services Agreement that CFE has in place with the NFA. CFE #2013-08 02/07/2013 Certified 02/23/2013 1
NODAL CFTC Reg 40.6(a) certification of amendments to Nodal Exchange Rules related to Exchange enforcement 01/07/2016 Certified 01/22/2016 2
NODAL CFTC Reg 40.6(a) certification of new Nodal Exchange incentive program for its natural gas futures contracts 11/20/2015 Certified 12/07/2015 3
NODAL CFTC Regulation 40.6(a) certification of amendments to the Nodal Exchange Participant Agreement regarding the terms of access to Exchange information and materials by FCM Clearing Members that are not trading participants on the Exchange; misc. typos. 06/24/2015 Certified 07/09/2015 1
NODAL CFTC Regulation 40.6(a) certification of revisions to terms in Nodal Exchange Participant Agreement only applicable to non-affiliated clearing house. On Oct 19, 2015, Nodal Exchange transitioned clearing to its affiliate, Nodal Clear. 11/13/2015 Certified 11/30/2015 2
NODAL CFTC Regulation 40.6(a) Emergency Rule Certification: Notification of Delayed Nodal Exchange Trading Hours for the day of October 19, 2015 to begin at 10:00am. 10/16/2015 Certified 10/30/2015 1
NODAL CFTC Regulation 40.6(a) Emergency Rule Certification: Notification of Revised Nodal Exchange Trading Hours: 9:30am on October 19, 2015 10/15/2015 Withdrawn 10/16/2015 1
CME Change in CME Globex Trading Hours from 5:00pm Central Time to 2:00pm Central Time (next day) to 8:15am Central Time to 3:pm Central Time for S&P/Case-Shiller HPI futures an options traded on CME Globex. CME #13-344 08/19/2013 Certified 09/04/2013 1
NYLIFFE Change in Daily Settlement Time and Procedures for Non-US Based mini MSCI Index Futures. NYLIFFE #2011-123 08/09/2011 Certified 08/24/2011 1
CME Change in Electronic Trading Hours for Lumber Futures/Options. CME #10-170 06/16/2010 Certified 06/16/2010 1
ICE US Change in Exchange and Clearing Fees-- Passout credits not applicable to trades executed electronically. NYBOT No. 07-22. 03/14/2007 Certified 03/21/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Change in open outcry hours for Sugar No. 14. NYBOT No. 07-23 03/16/2007 Certified 03/16/2007 On 09/03/07 NYBT was renamed ICE US 1
CFE Change in Ownership of CBOE Futures Exchange, LLC, effective June 18, 2010. 06/18/2010 Certified 06/23/2010 1
ICE US Change in Trading Hours for Monday, August 29, 2011, due to UK banking holiday. ICE US #11-49 08/18/2011 Certified 08/18/2011 1
ELX Change in trading hours includes amendment to the schedule for pre-open and open times and associated rule language. 06/15/2010 Certified 06/15/2010 1
CME Change in Trading Hours on Tuesday, January 2, 2007, for the Declared National Day of Mourning for Former President Gerald Ford. CME No. 06-120 01/02/2007 Certified 01/02/2007 1
ICE US Change of Electronic Trading Hours for Sugar No.11 Futures and Options. ICE US #12-1 01/10/2012 Certified 01/26/2012 1
TRUEEX Change of exchange opening hours 08/14/2018 Notified 08/14/2018 1
CME Change to CME USD Denominated Ibovespa futures trading hours on the last trading day and a change in the timing of the 3-hour final settlement price determination window for CME USD Denominated Ibovespa futures. CME #12-446 12/04/2012 Approved 12/12/2012 1
ICE US Change to daily settlement time for NYSE Fang+ Index Futures 02/02/2018 Certified 02/16/2018 1
CDE Change to Eris PAI Calculation Time 05/21/2015 Certified 06/05/2015 1
CDE Change to Minimum Block Size for the Bitcoin Bounded Futures contract. 04/11/2021 Certified 04/23/2021 1
CME Change to Opening Time for Goldman Sachs Commodity Index (GSCI) Contracts. CME No. 07-09 01/24/2007 Certified 01/24/2007 1
CANTOR Change to the voting protocol of the Regulatory Oversight Committee. 04/15/2022 Withdrawn 04/15/2022 1