CBOT |
Codifies the e-cbot No-Bust Error Trade Policy for CBOT Credit Default Swap Index futures. CBOT Submission #2800.01 |
06/22/2007 |
Certified |
06/22/2007 |
|
1 |
CBOT |
Codifies the e-cbot price adjustment level for CBOT Denatured Fuel Ethanol options in the e-cbot Error Trade Policy. CBOT #2837.01 |
10/10/2007 |
Certified |
10/10/2007 |
|
1 |
CFE |
Codifies the manner in which the daily settlement price is determined for Volatility Index futures, S&P 500 Three Month Variance futures, Mini VIX futures, Weekly Options on VIX futures and S&P 500 Twelve-Month Variance futures. CFE #2011-10 |
04/07/2011 |
Certified |
12/22/2011 |
|
1 |
CBOT |
Codifies the no-bust range for 30-year interest rate swap futures. CBOT No. 2772.01. |
03/15/2007 |
Certified |
03/22/2007 |
|
1 |
MGE |
Codifies the transition from both open outcry and electronic trading to exclusively electronic trading for futures effective December 22, 2008. |
12/19/2008 |
Certified |
12/31/2008 |
|
1 |
ICE US |
Codify current Exchange procedures regarding transfers, including corrections of errors, circumstances in which president may allow transfer changing beneficial owner, treatment of concurrent long and short positions held by same trader in notice period. |
09/17/2014 |
Certified |
10/01/2014 |
|
1 |
CBOT |
Codify the e-cbot "no-bust" range for CBOT 30 Year Interest Rate Swap futures. CBOT #2772.01 |
03/15/2007 |
Certified |
03/15/2007 |
|
1 |
COIN |
Coinbase Derivatives Exchange Lead Market Maker Program (Refile) |
02/10/2023 |
Certified |
02/27/2023 |
|
3 |
NFX |
Combination and Implied Orders |
02/24/2015 |
Certified |
03/10/2015 |
|
1 |
NFX |
Combination and Implied Orders |
07/07/2015 |
Certified |
07/21/2015 |
|
1 |
NFX |
Combination Order Quotes and Kill Switch |
04/01/2015 |
Certified |
04/15/2015 |
|
1 |
NFX |
Combination Orders and Definitions |
04/15/2016 |
Certified |
04/29/2016 |
|
1 |
NYMEX |
Combined Energy & Metals Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-405 |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
COMEX |
Combined Energy & Metals Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-405 |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
COMEX |
COMEX Gold Kilo Futures Market Maker Program |
01/08/2015 |
Certified |
01/23/2015 |
|
2 |
COMEX |
COMEX Gold Kilo Futures Volume Incentive Program |
01/08/2015 |
Certified |
01/23/2015 |
|
2 |
CDE |
Commencement of a Liquidity Provider Program for certain Eris Exchange Interest Rate Swap Futures Contracts are listed for trading by the Exchange. ERISDCM #2013-02 |
01/11/2013 |
Certified |
01/29/2013 |
|
1 |
NFX |
Competitor Reponses Incentive Program |
07/17/2019 |
Certified |
07/31/2019 |
|
2 |
LEDGERX |
Compliance Manual Amendments |
10/27/2021 |
Certified |
11/10/2021 |
|
3 |
LEDGERX |
Compliance Manual Version Control |
10/22/2021 |
Notified |
10/22/2021 |
|
3 |
KEX |
Confidential filing of referral program (flexible) |
10/12/2021 |
Withdrawn |
10/13/2021 |
|
2 |
CANTOR |
Confidential portion of 40.6 filing; and non-nonfidential portiaon |
10/31/2014 |
Withdrawn |
11/14/2014 |
|
3 |
KEX |
Confidential referral program (requiring trading) |
10/12/2021 |
Withdrawn |
10/13/2021 |
|
5 |
KEX |
CONFIDENTIAL Rule changes regarding Kalshi's Fall 2021 Trading Incentive Program. (If text needed for public posting: Rule changes.) |
10/01/2021 |
Withdrawn |
10/13/2021 |
|
2 |
KEX |
Confidential update to Exhibit K Analysis of Dues, Fees and other Charges |
05/03/2021 |
Certified |
05/14/2021 |
|
2 |
ICE US |
Conforming Amendment to Rule 4.07, the amendment limits the prohibition to cash and carry exemptions. ICE US #13-3 |
01/04/2013 |
Certified |
01/19/2013 |
|
1 |
KCBT |
Conforming Amendments to KCBT Rules 301.01, 921.00, 922.00, 1001.01, 1001.02 and 1139.00 |
12/26/2012 |
Certified |
01/11/2013 |
|
1 |
KCBT |
Conforming rule amendments pursuant to the transfer of its clearing activity from the KCBTCC to CME. KCBT #13-107R |
03/28/2013 |
Certified |
04/12/2013 |
|
2 |
ICE US |
Conforms Exculpation Rule to Exculpation Provisions in the NYBOT Electronic User Agreement. NYBOT No. 07-4 |
02/01/2007 |
Certified |
09/17/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
ICE US |
Conforms rules to previous Bylaws amendments, Changes trading hours for Sugar No. 11, Amends the minimum Block threshold for Cocoa, Eliminates the 5 person arbitration panels, and Specifies discovery time frame for arbitrations. ICE US #08-50 |
09/10/2008 |
Certified |
10/23/2008 |
|
1 |
NYMEX |
Conforms the COMEX EFP, EFS, EFO and Block rules to the language in the parallel NYMEX Division rules, allows submission through the ClearPort Clearing Trade Entry Portal and other associated changes. NYMEX #07.98 |
08/17/2007 |
Certified |
08/22/2007 |
|
1 |
OCX |
Consolidating Definitions, Removing Obsolete Definitions and Clarifying Rules in the OneChicago Rulebook- Chapter 1 |
03/14/2019 |
Certified |
03/28/2019 |
|
1 |
ICE US |
Consolidation of IFUS Chapters 4 and 27 and updating cross references in various chapters and FAQs. |
07/14/2017 |
Notified |
07/14/2017 |
|
1 |
ICE US |
Consolidation of Rules 27.27 and 6.06A into a single Rule on Limitations of Liability of IFUS. |
10/13/2015 |
Certified |
10/27/2015 |
|
1 |
NODAL |
continuation of the Nodal Exchange Environmental Broker Incentive Program |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
NODAL |
continuation of the Nodal Exchange Environmental Incentive Program 1 |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
NODAL |
continuation of the Nodal Exchange Environmental Incentive Program 2 |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
NODAL |
continuation of the Nodal Exchange Environmental Incentive Program 3 |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
NODAL |
continuation of the Nodal Exchange Environmental Incentive Program 4 |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
NODAL |
continuation of the Nodal Exchange Environmental Incentive Program 5 |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
NODAL |
continuation of the Nodal Exchange Environmental Incentive Program 6 |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
GREENX |
Continuation of the suspension of trading with respect to Daily European Union Allowance (EUA) Futures (code EUL) Contract. GREENX #2011-07 |
03/11/2011 |
Certified |
03/11/2011 |
|
1 |
GREENX |
Continued Suspension of Trading with Respect to Daily European Union Allowance (EUA) Futures (code EUL) Contract. |
01/27/2011 |
Certified |
02/08/2011 |
|
1 |
CBOT |
Converting shares of CBOT Holdings, Inc. into shares of CME Group Inc and amending the Share Registration Requirements. CBOT #2810.01 |
07/24/2007 |
Certified |
07/30/2007 |
|
1 |
CME |
Conveys responsibility for determination of trading hours, futures delivery month listings, option expiry month listings, option strike price arrays, from "Board of Directors" to "Exchange," and other changes. CME #09-149 |
08/18/2009 |
Certified |
05/18/2010 |
|
1 |
COMEX |
Copper Futures Commercial Partnership Program |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
COMEX |
Copper Options Broker Rebate Program |
04/16/2015 |
Certified |
04/30/2015 |
|
2 |
COMEX |
Copper Options Fee Waiver and Fee Discount Program |
04/16/2015 |
Certified |
04/29/2015 |
|
1 |
COMEX |
Copper Options Market Maker Program |
04/16/2015 |
Certified |
04/30/2015 |
|
4 |
MGE |
Corporate Tax Futures Rules |
03/19/2021 |
Certified |
04/02/2021 |
|
1 |