| CBOT |
Implementing a Fee Waiver Program in support of On-The-Run Treasury Futures products traded on Globex. CBOT #11-418 |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| NYMEX |
Implementing a Fee Waiver Program in support of Platinum and Palladium Options on Globex. NYMEX #13-044 |
02/13/2013 |
Certified |
03/01/2013 |
|
1 |
| CME |
Implementing a Fee Waiver Program in support of Sovereign Yield Spread Futures products traded on Globex. CME #11-417 |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| NYMEX |
Implementing a Flex Energy Futures and Options Incentive Program in support of certain NYMEX energy products. CME #11-484 |
12/07/2011 |
Certified |
12/22/2011 |
|
2 |
| GREENX |
Implementing a Green Exchange Broker Member Incentive Program in support of certain Green X products that are executed on Globex or submitted for Clearing via ClearPort. GREENX #2012-09 |
04/09/2012 |
Certified |
04/24/2012 |
|
1 |
| GREENX |
Implementing a Green Exchange Trading Member Incentive Program in support of certain Green X products that are executed on Globex or submitted for Clearing via ClearPort. GREENX #2012-08 |
04/09/2012 |
Certified |
04/24/2012 |
|
1 |
| NYMEX |
Implementing a Liquidity Provider Program in support of European Union Allowance contracts, Certified Emission Reduction contracts, Cross-State Air Polition Rule contracts and California Carbon Allowance contracts. NYMEX #12-207 |
06/18/2012 |
Certified |
07/03/2012 |
|
2 |
| NYMEX |
Implementing a Liquidity Provider Program in support of former Green Exchange products that are traded on the Globex platform or cleared via CME ClearPort. NYMEX #12-209 |
06/18/2012 |
Certified |
07/03/2012 |
|
2 |
| GREENX |
Implementing a Market Maker program for European Union Allowance (EUA) and Certified Emission Reduction (CER) contracts, which are intended to be transitioned from NYMEX to GreenX on January 24, 2010. GREENEX #2010-03 |
11/12/2010 |
Certified |
11/19/2010 |
|
1 |
| GREENX |
Implementing a Market Maker Program for European Union Allowance and Certified Emission Reduction contracts, which are intended to be transitioned from NYMEX to GreenX on 01/24/10. GREENEX #2010-03 |
11/30/2010 |
Certified |
12/07/2010 |
|
1 |
| GREENX |
Implementing a market maker program for GreenX's European carbon products in accordance with Rule 544. GREENX #2011-17 |
09/07/2011 |
Certified |
09/22/2011 |
|
1 |
| CME |
Implementing a market maker program in support of Brazilian Real futures and options traded on Globex. CME #13-134 |
04/12/2013 |
Certified |
04/27/2013 |
|
1 |
| NYMEX |
Implementing a market maker program in support of certain crude and refined energy contracts. NYMEX #13-085 |
03/13/2013 |
Certified |
03/28/2013 |
|
2 |
| NYMEX |
Implementing a market maker program in support of certain Natural Gas Basis energy products. NYMEX #13-388 |
11/29/2013 |
Certified |
12/14/2013 |
|
1 |
| NYMEX |
Implementing a market maker program in support of certain NYMEX Brent contracts that are traded on Globex. NYMEX #12-397 |
11/14/2012 |
Certified |
11/30/2012 |
|
2 |
| CME |
Implementing a market maker program in support of CME Ibovespa Index USD-Denominated Futures Market Maker Program. CME #12-306 |
10/04/2012 |
Certified |
10/20/2012 |
|
2 |
| CME |
Implementing a market maker program in support of E-mini Yen denominated Nikkei Stock Average futures traded on Globex. CME #12-176 |
06/01/2012 |
Certified |
06/16/2012 |
|
2 |
| NYMEX |
Implementing a market maker program in support of Exchange listed Brent-WTI spreads and Brent Crack spreads traded on the Globex Platform. NYMEX #13-236 |
06/14/2013 |
Certified |
06/29/2013 |
|
2 |
| KCBT |
Implementing a market maker program in support of hard red winter wheat options that are traded on Globex. KCBT #13-166 |
05/03/2013 |
Certified |
05/18/2013 |
|
1 |
| NYMEX |
Implementing a market maker program in support of Henry Hub Natural Gas Look Alike Financial Futures and Henry Hub Natural Gas Last Day Financial Futures contracts that are traded on Globex. NYMEX #12-171 |
06/13/2012 |
Certified |
06/28/2012 |
|
2 |
| CME |
Implementing a market maker program in support of Nikkei 225 Yen-based options contracts that are traded on CME Globex. CME #14-069 |
03/12/2014 |
Withdrawn |
03/12/2014 |
|
1 |
| CBOT |
Implementing a market maker program in support of Oat futures traded on Globex. CBOT #12-153 |
05/24/2012 |
Certified |
06/09/2012 |
|
2 |
| CME |
Implementing a Market Maker Program in support of the new Sovereign Yield Spread futures contract (Program). CME #11-206 |
05/20/2011 |
Certified |
11/10/2011 |
|
1 |
| CBOT |
Implementing a market maker program in support of US Dollar interest rate swaps futures products. CBOT #12-327 |
10/26/2012 |
Certified |
11/10/2012 |
|
1 |
| NYMEX |
Implementing a market maker program in support of US Midwest No.1 Busheling Scrap Futures contracts that are traded on Globex. NYMEX #12-266 |
08/23/2012 |
Certified |
09/08/2012 |
|
1 |
| CME |
Implementing a market making incentive program in support of Mexican Peso options contracts traded on Globex. CME #12-449 |
12/10/2012 |
Certified |
12/25/2012 |
|
2 |
| CME |
Implementing a market making incentive program is support of the US Dollar denominated Chinese Yuan futures contract on Globex. CME #12-262 |
10/03/2012 |
Withdrawn |
02/08/2013 |
|
1 |
| CME |
Implementing a Market Making Program for certain Foreign Exchange (FX) options contracts that are traded on Globex. CME #11-490 |
12/09/2011 |
Certified |
12/27/2011 |
|
1 |
| NYMEX |
Implementing a Market Making Program for certain metals and energy contracts on Globex. NYMEX/COMEX #11-385 |
10/24/2011 |
Certified |
11/08/2011 |
|
1 |
| COMEX |
Implementing a Market Making Program for certain metals and energy contracts on Globex. NYMEX/COMEX #11-385 |
10/24/2011 |
Certified |
11/08/2011 |
|
1 |
| CBOT |
Implementing a market making program in support of certain CBOT grain and oilseed options that are traded on the Globex platform. CBOT #11-489 |
12/08/2011 |
Certified |
12/23/2011 |
|
1 |
| CME |
Implementing a market making program in support of certain E-micro S&P CNX Nifty futures contracts that are traded on Globex. CME 12-334 |
10/17/2012 |
Certified |
11/01/2012 |
|
2 |
| NYMEX |
Implementing a market making program in support of certain NYMEX Brent calendar spread futures contracts that are traded on Globex during Asian trading hours. NYMEX #12-110 |
04/12/2012 |
Certified |
04/27/2012 |
|
2 |
| NYMEX |
Implementing a market making program in support of certain NYMEX Brent calendar spread futures contracts that are traded on Globex during European trading hours. NYMEX #12-113 |
04/12/2012 |
Certified |
04/27/2012 |
|
2 |
| NYMEX |
Implementing a Market Making Program in support of European carbon products that are traded on the Globex Platform. NYMEX #12-208 |
06/18/2012 |
Certified |
07/03/2012 |
|
1 |
| NYMEX |
Implementing a Market Making Program in support of European Union Allowance and Certified Emission Reduction futures and spread contracts that are listed on the Globex Platform. NYMEX #12-210 |
06/18/2012 |
Certified |
07/03/2012 |
|
1 |
| COMEX |
Implementing a market making program in support of High Grade Copper Options contracts traded on the Globex platform. COMEX #11-516 |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
| NYMEX |
Implementing a market making program in support of Iron Ore, 62% Fe North China, (TSI) futures contracts that are traded on Globex. NYMEX #13-331 |
08/09/2013 |
Certified |
08/24/2013 |
|
2 |
| NYMEX |
Implementing a Market Making Program in support of Iron Ore, 62% Fe North China, futures contracts that are traded on Globex. NYMEX #13-076 |
03/20/2013 |
Certified |
04/04/2013 |
|
3 |
| NYMEX |
Implementing a Market Making Program in support of Light Sweet Crude Oil Futures Products traded on globex during extended trading hours. NYMEX #12-040 |
02/10/2012 |
Certified |
02/28/2012 |
|
2 |
| CME |
Implementing a market making program in support of the US Dollar denominated Chinese Yuan futures contract on Globex. CME 13-032 |
02/07/2013 |
Certified |
02/23/2013 |
|
2 |
| NYMEX |
Implementing a messaging incentive program in support of certain back month energy contracts that are traded on Globex. NYMEX #12-058 |
03/06/2012 |
Certified |
03/21/2012 |
|
2 |
| CME |
Implementing a natural gas options cross-asset class volume incentive program. CME/CBOT/NYMEX/COMEX/KCBT #13-211 |
06/06/2013 |
Certified |
06/21/2013 |
|
2 |
| CBOT |
Implementing a natural gas options cross-asset class volume incentive program. CME/CBOT/NYMEX/COMEX/KCBT #13-211 |
06/06/2013 |
Certified |
06/21/2013 |
|
2 |
| NYMEX |
Implementing a natural gas options cross-asset class volume incentive program. CME/CBOT/NYMEX/COMEX/KCBT #13-211 |
06/06/2013 |
Certified |
06/21/2013 |
|
2 |
| COMEX |
Implementing a natural gas options cross-asset class volume incentive program. CME/CBOT/NYMEX/COMEX/KCBT #13-211 |
06/06/2013 |
Certified |
06/21/2013 |
|
2 |
| KCBT |
Implementing a natural gas options cross-asset class volume incentive program. CME/CBOT/NYMEX/COMEX/KCBT #13-211 |
06/06/2013 |
Certified |
06/21/2013 |
|
2 |
| ICE US |
Implementing a new Henry Hub Options New Participant Capped Fee Program. ICE US #14-63 |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
| ICE US |
Implementing a New Jurisdiction Volume Incentive Program. ICE US #13-8 |
01/16/2013 |
Certified |
02/01/2013 |
|
2 |
| GREENX |
Implementing a new market maker program replacing European Union Allowance and Certified Emission Reduction contracts, the term of which is expiring. GREENX #2012-03 |
02/03/2012 |
Certified |
02/21/2012 |
|
1 |
