| NYMEX |
Implementing an incentive program for new traders associated with proprietary trading firms and trading arcades. CME/CBOT/NYMEX/COMEX #11-466 |
12/02/2011 |
Certified |
12/19/2011 |
|
1 |
| COMEX |
Implementing an incentive program for new traders associated with proprietary trading firms and trading arcades. CME/CBOT/NYMEX/COMEX #11-466 |
12/02/2011 |
Certified |
12/19/2011 |
|
1 |
| NYMEX |
Implementing an Incentive Program for Over-the-Counter Natural Gas Products. NYMEX #11-499 |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
2 |
| CME |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
| CBOT |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
| NYMEX |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
| COMEX |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
| KCBT |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
| COMEX |
Implementing an incentive program in suport of COMEX Copper Options. COMEX #12-350 |
10/29/2012 |
Certified |
11/14/2012 |
|
1 |
| NYMEX |
Implementing an incentive program in support of a Natural Gas and Power for Hedge Funds. NYMEX #13-308 |
08/02/2013 |
Certified |
08/17/2013 |
|
2 |
| NYMEX |
Implementing an incentive program in support of all Natural Gas, Natural Gas Liquids & Petrochemicals and Power/Electricity products for Commercial Firms. NYMEX #13-307 |
08/02/2013 |
Certified |
08/17/2013 |
|
2 |
| CBOT |
Implementing an incentive program in support of certain CBOT agricultural contracts that are traded during extended trading hours on Globex. CBOT #12-393 |
11/26/2012 |
Certified |
12/11/2012 |
|
1 |
| NYMEX |
Implementing an incentive program in support of certain coal products. NYMEX #12-020 |
01/13/2012 |
Certified |
01/30/2012 |
|
1 |
| NYMEX |
Implementing an incentive program in support of certain Crude and Refined Options products. NYMEX #13-017 |
01/17/2013 |
Certified |
02/02/2013 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain Crude and Refined Options products. NYMEX #13-058 |
02/25/2013 |
Certified |
03/12/2013 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain crude, refined and natural gas energy products on Globex. NYMEX #13-137 |
04/16/2013 |
Certified |
05/01/2013 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain emissions products. NYMEX #12-400 |
11/29/2012 |
Certified |
12/14/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain energy and metals futures and options products. NYMEX/COMEX #12-239 |
07/16/2012 |
Certified |
07/31/2012 |
|
2 |
| COMEX |
Implementing an incentive program in support of certain energy and metals futures and options products. NYMEX/COMEX #12-239 |
07/16/2012 |
Certified |
07/31/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain European and Asian petroleum products. NYMEX #12-014 |
01/13/2012 |
Certified |
01/30/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain European coal products. NYMEX #12-193 |
06/19/2012 |
Certified |
07/04/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain European petroleum products. NYMEX #12-243 |
07/20/2012 |
Certified |
08/04/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain Green Exchange products that are executed on Globex or submitted for clearing via CME ClearPort. NYMEX #12-211 |
06/18/2012 |
Certified |
07/03/2012 |
|
2 |
| CME |
Implementing an incentive program in support of certain Interest Rate futures traded on the CME Globex Platform. CME #13-533 |
11/15/2013 |
Certified |
12/03/2013 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain natural gas futures products. NYMEX #13-140 |
04/15/2013 |
Certified |
04/30/2013 |
|
1 |
| NYMEX |
Implementing an incentive program in support of certain Natural Gas Options and Crude and Refined Options products. NYMEX #12-043 |
02/13/2012 |
Certified |
02/29/2012 |
|
3 |
| NYMEX |
Implementing an incentive program in support of certain Natural Gas Options products. NYMEX #13-018 |
01/17/2013 |
Certified |
02/02/2013 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain Natural Gas Options products. NYMEX #13-057 |
02/25/2013 |
Certified |
03/12/2013 |
|
2 |
| CME |
Implementing an incentive program in support of certain Nikkei 225 Index Yen futures contracts that are traded on CME Globex. CME #12-455 |
12/13/2012 |
Certified |
12/29/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain NYMEX Brent and West Texas Intermediate contracts that are traded on CME Globex. NYMEX #12-376 |
11/14/2012 |
Certified |
11/30/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain NYMEX energy futures and options contracts that are traded on the Globex Platform or submitted for clearing to the CME Clearing House. NYMEX #12-328 |
10/16/2012 |
Certified |
10/31/2012 |
|
1 |
| NYMEX |
Implementing an incentive program in support of certain NYMEX energy futures and options contracts that are traded on the Globex Platform or submitted for clearing to the CME Clearing House. NYMEX #13-007 |
01/14/2013 |
Certified |
01/30/2013 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain NYMEX energy futures and options contracts that are traded on the Globex Platform or submitted for clearing to the CME Clearing House. NYMEX #13-136 |
04/15/2013 |
Certified |
04/30/2013 |
|
1 |
| NYMEX |
Implementing an incentive program in support of certain NYMEX energy futures and options contracts that are traded on the Globex Platform. NYMEX #12-453 |
12/11/2012 |
Certified |
12/27/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain NYMEX petroleum products. NYMEX #12-273 |
09/14/2012 |
Certified |
09/29/2012 |
|
2 |
| CME |
Implementing an incentive program in support of E-mini Equity options products traded on the CME Globex platform. CME #11-506 |
12/14/2011 |
Withdrawn |
12/14/2011 |
|
2 |
| NYMEX |
Implementing an incentive program in support of Energy Options that are traded on the NYMEX trading floor and on Globex. NYMEX #11-513 |
12/20/2011 |
Certified |
01/06/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of NYMEX Energy Options Products traded on the NYMEX trading floor, the Globex Platform, or that are submitted for clearing to the CME Clearing House. NYMEX #13-139 |
04/16/2013 |
Certified |
05/01/2013 |
|
2 |
| NYMEX |
Implementing an incentive program in support of Power Options traded on Globex, the NYMEX trading floor, and submitted for clearing through CME ClearPort. NYMEX #13-402 |
09/17/2013 |
Certified |
10/02/2013 |
|
1 |
| NYMEX |
Implementing an incentive program in support of Power Options traded on Globex, the NYMEX trading floor, and submitted for clearing through CME ClearPort. NYMEX #13-527 |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
| NYMEX |
Implementing an incentive program in support of Renewable Identification Number futures traded on Globex, the NYMEX trading floor, and submitted for clearing through CME ClearPort. NYMEX #13-353 |
08/27/2013 |
Certified |
09/12/2013 |
|
2 |
| CME |
Implementing an incentive program in support of spread transactions in E-mini Equity options products traded on the CME Globex platform. CME #11-497 |
12/13/2011 |
Certified |
12/28/2011 |
|
1 |
| CBOT |
Implementing an incentive program in support of trading in back months of certain CBOT Agricultural futures products on the CME Globex platform. CBOT #11-493 |
12/12/2011 |
Certified |
12/28/2011 |
|
1 |
| CBOT |
Implementing an International Incentive Program for proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #11-439 |
12/01/2011 |
Certified |
12/16/2011 |
|
2 |
| NYMEX |
Implementing an International Incentive Program for proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #11-439 |
12/01/2011 |
Certified |
12/16/2011 |
|
2 |
| COMEX |
Implementing an International Incentive Program for proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #11-439 |
12/01/2011 |
Certified |
12/16/2011 |
|
2 |
| CME |
Implementing an International Incentive Program for proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #11-439 |
12/01/2011 |
Certified |
12/16/2011 |
|
2 |
| CBOT |
Implementing CBOT Market Maker Program for 2-Year, 5-Year, and 10-Year On-The-Run US Treasury Note Futures. CBOT #10-307 |
10/22/2010 |
Certified |
11/19/2010 |
|
1 |
| ICE US |
Implementing Market Maker and Incentive Programs related to the Exchange's introduction of electronic trading in new futures and options contracts on corn,..., and soybean meal. ICE US #12-24 |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
| ICE US |
Implementing New Precious Metal Futures Contract Designated Market Maker Program. ICE US #14-50 |
06/03/2014 |
Certified |
06/18/2014 |
|
1 |
