Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Issuance of CME Group Market Regulation Advisory Notice RA1908-5 Regarding Rule 526. ("Block Trades"). 08/23/2019 Certified 09/09/2019 2
CBOT Issuance of CME Group Market Regulation Advisory Notice RA1908-5 Regarding Rule 526. ("Block Trades"). 08/23/2019 Certified 09/09/2019 2
NYMEX Issuance of CME Group Market Regulation Advisory Notice RA1908-5 Regarding Rule 526. ("Block Trades"). 08/23/2019 Certified 09/09/2019 2
COMEX Issuance of CME Group Market Regulation Advisory Notice RA1908-5 Regarding Rule 526. ("Block Trades"). 08/23/2019 Certified 09/09/2019 2
CME Issuance of CME Group Market Regulation Advisory Notice RA1916-5 Regarding Rule 526. ("Block Trades") to Amend the Standard for Meeting the Block Trade Minimum Threshold Levels for Short-Term Interest Rate Futures and Options Inter-Commodity Spreads and C 12/18/2019 Certified 01/03/2020 2
CBOT Issuance of CME Group Market Regulation Advisory Notice RA1916-5 Regarding Rule 526. ("Block Trades") to Amend the Standard for Meeting the Block Trade Minimum Threshold Levels for Short-Term Interest Rate Futures and Options Inter-Commodity Spreads and C 12/18/2019 Certified 01/03/2020 2
NYMEX Issuance of CME Group Market Regulation Advisory Notice RA1916-5 Regarding Rule 526. ("Block Trades") to Amend the Standard for Meeting the Block Trade Minimum Threshold Levels for Short-Term Interest Rate Futures and Options Inter-Commodity Spreads and C 12/18/2019 Certified 01/03/2020 2
COMEX Issuance of CME Group Market Regulation Advisory Notice RA1916-5 Regarding Rule 526. ("Block Trades") to Amend the Standard for Meeting the Block Trade Minimum Threshold Levels for Short-Term Interest Rate Futures and Options Inter-Commodity Spreads and C 12/18/2019 Certified 01/03/2020 2
CME Issuance of CME Group Market Regulation Advisory Notice RA2002-5 Regarding Rule 526. ("Block Trades"). 02/07/2020 Certified 02/24/2020 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA2002-5 Regarding Rule 526. ("Block Trades"). 02/07/2020 Certified 02/24/2020 1
NYMEX Issuance of CME Group Market Regulation Advisory Notice RA2002-5 Regarding Rule 526. ("Block Trades"). 02/07/2020 Certified 02/24/2020 1
COMEX Issuance of CME Group Market Regulation Advisory Notice RA2002-5 Regarding Rule 526. ("Block Trades"). 02/07/2020 Certified 02/24/2020 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA2003-5 Regarding Rule 526. ("Block Trades") 05/14/2020 Certified 05/29/2020 1
NYMEX Issuance of CME Group Market Regulation Advisory Notice RA2003-5 Regarding Rule 526. ("Block Trades") 05/14/2020 Certified 05/29/2020 1
COMEX Issuance of CME Group Market Regulation Advisory Notice RA2003-5 Regarding Rule 526. ("Block Trades") 05/14/2020 Certified 05/29/2020 1
COMEX Issuance of CME Group Market Regulation Advisory Notice RA2016-5 Regarding Rule 538. ("Exchange for Related Positions"). 10/23/2020 Certified 11/06/2020 1
NYMEX Issuance of CME Group Market Regulation Advisory Notice RA2016-5 Regarding Rule 538. ("Exchange for Related Positions"). 10/23/2020 Certified 11/06/2020 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA2016-5 Regarding Rule 538. ("Exchange for Related Positions"). 10/23/2020 Certified 11/06/2020 1
CME Issuance of CME Group Market Regulation Advisory Notice RA2016-5 Regarding Rule 538. ("Exchange for Related Positions"). 10/23/2020 Certified 11/06/2020 1
CME Issuance of CME Group Market Regulation Advisory Notice RA2103-5 Regarding Rule 526. ("Block Trades") in Connection with the Initial Listing of the Ukrainian Wheat (Platts) Futures and Options on Ukrainian Wheat (Platts) Futures Contracts. 03/29/2021 Certified 04/12/2021 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA2103-5 Regarding Rule 526. ("Block Trades") in Connection with the Initial Listing of the Ukrainian Wheat (Platts) Futures and Options on Ukrainian Wheat (Platts) Futures Contracts. 03/29/2021 Certified 04/12/2021 1
NYMEX Issuance of CME Group Market Regulation Advisory Notice RA2103-5 Regarding Rule 526. ("Block Trades") in Connection with the Initial Listing of the Ukrainian Wheat (Platts) Futures and Options on Ukrainian Wheat (Platts) Futures Contracts. 03/29/2021 Certified 04/12/2021 1
COMEX Issuance of CME Group Market Regulation Advisory Notice RA2103-5 Regarding Rule 526. ("Block Trades") in Connection with the Initial Listing of the Ukrainian Wheat (Platts) Futures and Options on Ukrainian Wheat (Platts) Futures Contracts. 03/29/2021 Certified 04/12/2021 1
CME Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts 05/20/2021 Certified 06/04/2021 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts 05/20/2021 Certified 06/04/2021 1
COMEX Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts 05/20/2021 Certified 06/04/2021 1
NYMEX Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts 05/20/2021 Certified 06/04/2021 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA2106-5 Regarding Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") 07/13/2021 Certified 07/27/2021 1
CME Issuance of CME Group Market Regulation Advisory Notice RA2106-5 Regarding Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades"). 07/13/2021 Certified 07/27/2021 1
NYMEX Issuance of CME Group Market Regulation Advisory Notice RA2106-5 Regarding Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades"). 07/13/2021 Certified 07/27/2021 1
COMEX Issuance of CME Group Market Regulation Advisory Notice RA2106-5 Regarding Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades"). 07/13/2021 Certified 07/27/2021 1
CME Issuance of CME Group Market Regulation Advisory Notice RA2107-5 Regarding Rule 575. ("Disruptive Practices Prohibited"). 07/16/2021 Certified 07/30/2021 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA2107-5 Regarding Rule 575. ("Disruptive Practices Prohibited"). 07/16/2021 Certified 07/30/2021 1
NYMEX Issuance of CME Group Market Regulation Advisory Notice RA2107-5 Regarding Rule 575. ("Disruptive Practices Prohibited"). 07/16/2021 Certified 07/30/2021 1
COMEX Issuance of CME Group Market Regulation Advisory Notice RA2107-5 Regarding Rule 575. ("Disruptive Practices Prohibited"). 07/16/2021 Certified 07/30/2021 1
CME Issuance of CME Group Market Regulation Advisory Notice RA2108-5 Regarding CME and CBOT Rule 524. ("Trading at Settlement ("TAS"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Amendments to th 07/23/2021 Certified 08/06/2021 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA2108-5 Regarding CME and CBOT Rule 524. ("Trading at Settlement ("TAS"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Amendments to th 07/23/2021 Certified 08/06/2021 1
NYMEX Issuance of CME Group Market Regulation Advisory Notice RA2108-5 Regarding CME and CBOT Rule 524. ("Trading at Settlement ("TAS"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Amendments to th 07/23/2021 Certified 08/06/2021 1
COMEX Issuance of CME Group Market Regulation Advisory Notice RA2108-5 Regarding CME and CBOT Rule 524. ("Trading at Settlement ("TAS"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Amendments to th 07/23/2021 Certified 08/06/2021 1
CME Issuance of CME Group Market Regulation Advisory Notice RA2109-5 Regarding Rule 526. ("Block Trades") in Connection with Modifying the Minimum Quantity Thresholds for Four CBOT Inter-Commodity Wheat Spreads. 08/13/2021 Certified 08/27/2021 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA2109-5 Regarding Rule 526. ("Block Trades") in Connection with Modifying the Minimum Quantity Thresholds for Four CBOT Inter-Commodity Wheat Spreads. 08/13/2021 Certified 08/27/2021 1
NYMEX Issuance of CME Group Market Regulation Advisory Notice RA2109-5 Regarding Rule 526. ("Block Trades") in Connection with Modifying the Minimum Quantity Thresholds for Four CBOT Inter-Commodity Wheat Spreads. 08/13/2021 Certified 08/27/2021 1
COMEX Issuance of CME Group Market Regulation Advisory Notice RA2109-5 Regarding Rule 526. ("Block Trades") in Connection with Modifying the Minimum Quantity Thresholds for Four CBOT Inter-Commodity Wheat Spreads. 08/13/2021 Certified 08/27/2021 1
CME Issuance of CME Group Market Regulation Advisory Notice RA2116-5 Regarding Rule 524. ("Trading at Settlement ("TAS), Trading at Marker ("TAM"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Ena 09/10/2021 Certified 09/24/2021 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA2116-5 Regarding Rule 524. ("Trading at Settlement ("TAS), Trading at Marker ("TAM"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Ena 09/10/2021 Certified 09/24/2021 1
NYMEX Issuance of CME Group Market Regulation Advisory Notice RA2116-5 Regarding Rule 524. ("Trading at Settlement ("TAS), Trading at Marker ("TAM"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Ena 09/10/2021 Certified 09/24/2021 1
COMEX Issuance of CME Group Market Regulation Advisory Notice RA2116-5 Regarding Rule 524. ("Trading at Settlement ("TAS), Trading at Marker ("TAM"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Ena 09/10/2021 Certified 09/24/2021 1
CME Issuance of CME Group Market Regulation Advisory Notice RA2117-5 Regarding Rule 559. ("Position Limits and Exemptions") in Connection with Amendments to the Aggregation of Certain Energy Futures and Options Contracts. 09/28/2021 Certified 10/13/2021 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA2117-5 Regarding Rule 559. ("Position Limits and Exemptions") in Connection with Amendments to the Aggregation of Certain Energy Futures and Options Contracts. 09/28/2021 Certified 10/13/2021 1
NYMEX Issuance of CME Group Market Regulation Advisory Notice RA2117-5 Regarding Rule 559. ("Position Limits and Exemptions") in Connection with Amendments to the Aggregation of Certain Energy Futures and Options Contracts. 09/28/2021 Certified 10/13/2021 1